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Date
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Title
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Type
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May 16, 2013
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SEC Proposes Cross-Border Security-Based Swap Rules
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Client Publications
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May 3, 2013
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Compensation Committee and Adviser Implementation Begins July 1: What to Do Now
Client Newsflash
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Client Publications
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April 15, 2013
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CFTC Provides Inter-affiliate Swap Clearing and Reporting Relief
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Client Publications
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April 4, 2013
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SEC Explains How to Use Social Media for Regulation FD Compliance
Client Memorandum
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Client Publications
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February 20, 2013
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Delaware Court of Chancery Declines to Dismiss Claims Against U.S. Independent Directors for Failure to Monitor China-Based Company
Client Newsflash
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Client Publications
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January 23, 2013
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FINRA Issues Voluntary Interim Form for Crowdfunding Portals
Client Memorandum
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Client Publications
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January 22, 2013
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SEC Approves the NYSE and Nasdaq Listing Standards on Compensation Committees and Advisers
Client Memorandum
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Client Publications
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January 18, 2013
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Preparing Your 2012 Form 20-F
Client Memorandum
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Client Publications
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January 18, 2013
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Rule 10b5-1 Plans: What You Need to Know
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Client Publications
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January 2, 2013
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Dodd-Frank Progress Report
Client Newsletter
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Client Publications
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December 27, 2012
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CFTC Issues Final Cross-Border Swap Exemptive Order
Client memorandum
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Client Publications
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December 11, 2012
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Guidance on FINRA’s Suitability Rule
Client Newsflash
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Client Publications
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December 5, 2012
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SEC Issues Guidance on New Iran Disclosure Requirements
Client Newsflash
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Client Publications
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November 27, 2012
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香港資本市場における近時の進展（参考和訳）
Client Newsflash
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Client Publications
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November 20, 2012
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ISS Issues Final 2013 Voting Policy Updates
Client Memorandum
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Client Publications
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November 19, 2012
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Treasury Issues FX Swap and FX Forward Exemption
Client Newsflash
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Client Publications
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November 6, 2012
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Hong Kong Capital Market Developments
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Client Publications
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October 29, 2012
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Hong Kong Stock Exchange Clarifies Pre-IPO Investment Policies
Client Memorandum
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Client Publications
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October 26, 2012
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Implementing the SEC’s Final Conflict Mineral Rules: Guidelines and Commonly Asked Questions
Client Memorandum
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Client Publications
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October 18, 2012
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ISS Proposes 2013 Voting Policy Updates
Client Memorandum
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Client Publications
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October 18, 2012
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SEC Legal Bulletin on Shareholder Proposals
Client Newsflash
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Client Publications
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October 13, 2012
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CFTC Clarifies Temporary Application of Swap Regulations and Delays Some Swap-Related Requirements
Client Newsflash
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|
Client Publications
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October 2, 2012
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NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers
Client Memorandum
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Client Publications
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October 1, 2012
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Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know
Client Memorandum
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Client Publications
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September 18, 2012
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Davis Polk Video Interview - Insights on the JOBS Act
Video Interview
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Client Publications
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|
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September 5, 2012
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New Law Requires Issuers to Disclose Certain Iran-Related Transactions
Client Memorandum
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Client Publications
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September 4, 2012
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SEC Issues Proposal to Eliminate General Solicitation Ban as Mandated by the JOBS Act
Client Newsflash
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Client Publications
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August 24, 2012
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NFA Proposes to Amend Rules to Impose New Swaps Registration Requirement on FCMs, IBs, CPOs and CTAs
Client Newsflash
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Client Publications
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August 24, 2012
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SEC Staff Issues FAQs on JOBS Act Research Provisions
Client Newsflash
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Client Publications
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August 22, 2012
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SEC Adopts Final Conflict Minerals Rules with Notable Changes
Client Newsflash
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Client Publications
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August 22, 2012
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SEC Adopts Final Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers
Client Newsflash
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Client Publications
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July 30, 2012
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CFTC Begins Implementation of Mandatory Clearing of Swaps
Client Newsflash
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Client Publications
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July 30, 2012
|
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Exit Consents Unlawful Under English Law
Client Newsflash
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Client Publications
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July 2, 2012
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Dodd-Frank Progress Report
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|
Client Publications
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|
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June 25, 2012
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U.K. Announces Proposals Intended to Curb Executive Compensation
Client Memorandum
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|
Client Publications
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|
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June 5, 2012
|
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CFTC Adopts Historical Swap Recordkeeping and Reporting Requirements
Client Memorandum
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|
Client Publications
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|
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June 1, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
May 24, 2012
|
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Mid-Season Update on the 2012 Proxy Season
Client Memorandum
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|
Client Publications
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|
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May 21, 2012
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CFTC Chairman Gensler Previews Key Elements of Dodd-Frank Title VII Cross-Border Guidance
Client Newsflash
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|
Client Publications
|
|
|
May 16, 2012
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Hong Kong Regulator Turns Up the Heat on IPO Sponsors
Client Memorandum
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|
Client Publications
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May 7, 2012
|
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Delaware Court Temporarily Blocks Martin Marietta’s Hostile Bid to Acquire Rival Vulcan
Client Memorandum
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|
Client Publications
|
|
|
May 7, 2012
|
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SEC Staff Updates Guidance on JOBS Act
Client Memorandum
|
|
Client Publications
|
|
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May 2, 2012
|
|
CFTC and SEC Adopt Final Swap Dealer, Major Swap Participant and Eligible Contract Participant Definitions
Client Memorandum
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|
Client Publications
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|
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May 2, 2012
|
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Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012
Slide Presentation
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|
Client Publications
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|
|
May 1, 2012
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|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
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April 26, 2012
|
|
The JOBS Act: Potential Benefits for Foreign Private Issuers
Client Memorandum
|
|
Client Publications
|
|
|
April 23, 2012
|
|
SEC Issues Exemptions from Large Trader Reporting Rule
Client Newsflash
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|
Client Publications
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|
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April 20, 2012
|
|
Volcker Rule Conformance Period Guidelines
Client Memorandum
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|
Client Publications
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|
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April 18, 2012
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|
SEC Approves Amendments to FINRA Communications Rules
Client Memorandum
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|
Client Publications
|
|
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April 10, 2012
|
|
JOBS Act Implementation Chart
Client Memorandum
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|
Client Publications
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|
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April 5, 2012
|
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JOBS Act Becomes Law
Client Newsflash
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|
Client Publications
|
|
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April 2, 2012
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|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
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March 30, 2012
|
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U.S. Supreme Court Holds that the Statute of Limitations for Section 16(b) Short-Swing Liability Claims Is Not Tolled
Client Newsflash
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|
Client Publications
|
|
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March 27, 2012
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Congress Passes the JOBS Act
Client Newsflash
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|
Client Publications
|
|
|
March 26, 2012
|
|
The JOBS Act: Implications for Capital Markets Professionals, Pre-IPO Companies and Private Offerings
Client Memorandum
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|
Client Publications
|
|
|
March 22, 2012
|
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U.S. Senate Passes Amended Version of the Jumpstart Our Business Startups Act
Client Newsflash
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|
Client Publications
|
|
|
March 12, 2012
|
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CFTC Adopts Internal Business Conduct Rules for Swap Dealers and Major Swap Participants
Client Memorandum
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|
Client Publications
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|
|
March 9, 2012
|
|
Quicker to Market? U.S. House of Representatives Passes the Jumpstart Our Business Startups Act
Client Memorandum
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Client Publications
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|
|
March 7, 2012
|
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CFTC and SEC Jointly Propose Identity Theft Rules
Client Memorandum
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|
Client Publications
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|
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March 1, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
February 2, 2012
|
|
Hong Kong Capital Market Developments
Client Newsletter
|
|
Client Publications
|
|
|
February 2, 2012
|
|
香港資本市場における近時の進展（参考和訳）
Client Newsletter
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|
Client Publications
|
|
|
February 1, 2012
|
|
Corporate Governance Practices for IPOs in the United States
Director Notes
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|
Lawyer Publications, Publications
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|
|
February 1, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
January 31, 2012
|
|
Preparing Your 2011 10-K and 20-F – Environmental Disclosure Considerations
Client Memorandum
|
|
Client Publications
|
|
|
January 27, 2012
|
|
CFTC Adopts Business Conduct Rule for Swap Dealers
Client Memorandum
|
|
Client Publications
|
|
|
January 23, 2012
|
|
CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral
Client Memorandum
|
|
Client Publications
|
|
|
January 20, 2012
|
|
New Regulations Address Withholding on “Dividend Equivalents”
Client Newsflash
|
|
Client Publications
|
|
|
January 18, 2012
|
|
CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later
Client Memorandum
|
|
Client Publications
|
|
|
January 17, 2012
|
|
FINRA Communication Rules – Recent Developments Affecting Structured Notes
Client Newsflash
|
|
Client Publications
|
|
|
January 17, 2012
|
|
Preparing Your 2011 Form 20-F
Client Memorandum
|
|
Client Publications
|
|
|
January 9, 2012
|
|
SEC Staff Issues Guidance on European Sovereign Debt Exposures
Client Newsflash
|
|
Client Publications
|
|
|
January 3, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
December 23, 2011
|
|
Summary of the Federal Reserve’s Proposed Rules for Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies
Client Memorandum
|
|
Client Publications
|
|
|
December 13, 2011
|
|
Say-on-Pay Year Two: a Planning Primer
Client Memorandum
|
|
Client Publications
|
|
|
December 8, 2011
|
|
SEC Staff to Limit Non-Public Initial Review Process for Non-U.S. Issuers
Client Newsflash
|
|
Client Publications
|
|
|
December 1, 2011
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
November 1, 2011
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
October 31, 2011
|
|
Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
|
|
Client Publications
|
|
|
October 30, 2011
|
|
Hong Kong Capital Market Developments
Client Newsflash
|
|
Client Publications
|
|
|
October 30, 2011
|
|
香港IPO資本市場における近時の進展（参考和訳）
Client Newsflash
|
|
Client Publications
|
|
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October 27, 2011
|
|
SEC Approves Private Fund Systemic Risk Reporting
Client Newsflash
|
|
Client Publications
|
|
|
October 20, 2011
|
|
Cybersecurity: SEC Provides Guidance on Disclosure Considerations
Client Memorandum
|
|
Client Publications
|
|
|
October 19, 2011
|
|
SEC Staff Rejects Introducing Broker as Appropriate Evidence of Ownership for Shareholder Proposals and Provides Other Technical Guidance
Client Memorandum
|
|
Client Publications
|
|
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October 5, 2011
|
|
SEC Large Trader Rule: Impact on Corporations and Related Individuals
Client Memorandum
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|
Client Publications
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|
|
October 4, 2011
|
|
Tighter Circuit Breakers in Equities Markets
Client Newsflash
|
|
Client Publications
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|
|
September 21, 2011
|
|
SEC Clears the Way for “Private Ordering” for Proxy Access; Related Rules also Effective
Client Memorandum
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|
Client Publications
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|
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September 13, 2011
|
|
FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business
Client Newsflash
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|
Client Publications
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|
|
August 23, 2011
|
|
SEC's Temporary Suspension of EDGAR Filing System
Client Newsflash
|
|
Client Publications
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|
|
August 22, 2011
|
|
FINRA Files Amended Communications Rules – Impact on Structured Products
Client Memorandum
|
|
Client Publications
|
|
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July 29, 2011
|
|
U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report
Client Memorandum
|
|
Client Publications
|
|
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July 26, 2011
|
|
SEC’s Final Rules Modify Form S-3 and F-3 Transaction Eligibility Criteria for Debt Issuances
Client Newsflash
|
|
Client Publications
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|
|
July 22, 2011
|
|
D.C. Circuit Vacates SEC Proxy Access Rule
Client Newsflash
|
|
Client Publications
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|
|
July 22, 2011
|
|
One-Year Anniversary Dodd-Frank Progress Report
|
|
Client Publications
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|
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June 17, 2011
|
|
CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements
Client Memorandum
|
|
Client Publications
|
|
|
June 9, 2011
|
|
SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps
Client Newsflash
|
|
Client Publications
|
|
|
June 1, 2011
|
|
Proposed Credit Risk Retention Rules Raise Serious Concerns
Client Memorandum
|
|
Client Publications
|
|
|
May 18, 2011
|
|
SEC Proposal Would Replace Regulation M Exemption for Investment Grade Securities
Client Memorandum
|
|
Client Publications
|
|
|
May 17, 2011
|
|
60 Days - Over 175 New Derivatives Provisions
Client Memorandum
|
|
Client Publications
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|
|
May 5, 2011
|
|
Delaware Weighs in on the Meaning of “Substantially All” for a Series of Transactions
Client Newsflash
|
|
Client Publications
|
|
|
May 2, 2011
|
|
Treasury Proposes FX Swap and Forward Exemption
Client Newsflash
|
|
Client Publications
|
|
|
April 20, 2011
|
|
CFTC Releases Swap Margin Proposal
Client Newsflash
|
|
Client Publications
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|
|
April 14, 2011
|
|
Regulators Propose Swap Margin and Capital Rules
Client Memorandum
|
|
Client Publications
|
|
|
April 12, 2011
|
|
SEC Confirms IFRS Filers Will Not be Required to Provide Interactive Data Until SEC Specifies Taxonomy
Client Newsflash
|
|
Client Publications
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|
|
April 4, 2011
|
|
Davis Polk Dodd-Frank Rulemaking Progress Report
Progress as of March 31, 2011
|
|
Client Publications
|
|
|
March 18, 2011
|
|
SEC Proposal Clarifies No Change to “Beneficial Ownership” Rules for Swaps
Client Newsflash
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|
Client Publications
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|
|
February 16, 2011
|
|
Delaware Court Declines to Pull Airgas Poison Pill
Client Newsflash
|
|
Client Publications
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|
|
February 15, 2011
|
|
Delaware Court Enjoins Merger Vote and Deal Protections in Del Monte Buyout
Client Newsflash
|
|
Client Publications
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|
|
February 9, 2011
|
|
Certain Investment Grade Debt Issuers Would No Longer Qualify to Use Shelf Registration Statements Under SEC's Proposed Amendments
Client Newsflash
|
|
Client Publications
|
|
|
January 27, 2011
|
|
SEC Adopts Final Say-on-Pay and Golden Parachute Rules
Client Memorandum
|
|
Client Publications
|
|
|
January 24, 2011
|
|
Preparing Your 2010 Form 20-F
Client Memorandum
|
|
Client Publications
|
|
|
January 20, 2011
|
|
Considerations for 2010 Form 10-Ks and 2011 Proxy Statements
Client Memorandum
|
|
Client Publications
|
|
|
January 18, 2011
|
|
SEC Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers
Client Memorandum
|
|
Client Publications
|
|
|
January 18, 2011
|
|
SEC Proposes Rules to Implement Dodd-Frank Mine Safety Disclosure Requirements
Client Memorandum
|
|
Client Publications
|
|
|
January 18, 2011
|
|
SEC Proposes Rules to Implement Dodd-Frank Requirements for Conflict Minerals Originating in the Democratic Republic of Congo
Client Memorandum
|
|
Client Publications
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|
|
November 23, 2010
|
|
Delaware Supreme Court Invalidates Airgas Bylaw Amendment
Client Newsflash
|
|
Client Publications
|
|
|
November 17, 2010
|
|
Davis Polk Submits Two Comment Letters to the SEC on Key Executive Compensation and Corporate Governance Rulemaking
Client Newsflash
|
|
Client Publications
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|
|
November 16, 2010
|
|
Comments on Proposed Rules Relating to Shareholder Approval of Executive Compensation and Golden Parachute Compensation (the “Proposal”)
Comment Letter to the SEC
|
|
|
|
|
November 16, 2010
|
|
Comments on Subtitle E of Title IX–Accountability and Executive Compensation under the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comment Letter to the SEC
|
|
|
|
|
October 27, 2010
|
|
Proposed Loss Contingency Standard will not Apply to Calendar Year-end Filers' 2010 Form 10-Ks
Client Newsflash
|
|
Client Publications
|
|
|
October 21, 2010
|
|
Reg FD Enforcement Update: the Perils of Implied Messages
Client Newsflash
|
|
Client Publications
|
|
|
September 21, 2010
|
|
SEC v. Cuban: The Fifth Circuit Reverses
Client Newsflash
|
|
Client Publications
|
|
|
September 20, 2010
|
|
SEC Shines a Spotlight on Short-Term Borrowings: Issues Guidance and Proposes New Disclosure Requirements
Client Memorandum
|
|
Client Publications
|
|
|
September 16, 2010
|
|
Proxy Access Rules Effective November 15, 2010
Client Newsflash
|
|
Client Publications
|
|
|
August 17, 2010
|
|
New York State Amends 2009 Power of Attorney Statute
Client Newsflash
|
|
Client Publications
|
|
|
August 13, 2010
|
|
FASB Reproposes Amendments to Loss Contingency Disclosures
Client Memorandum
|
|
Client Publications
|
|
|
August 13, 2010
|
|
U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions
Client Memorandum
|
|
Client Publications
|
|
|
July 23, 2010
|
|
Spotlight on New Disclosure Requirements for Mining and Natural Resource Companies in Dodd-Frank Act
Client Newsflash
|
|
Client Publications
|
|
|
July 21, 2010
|
|
Guidance on Use of Credit Ratings in Securities Offerings Following Dodd-Frank
Client Newsflash
|
|
Client Publications
|
|
|
July 9, 2010
|
|
Davis Polk Regulatory Implementation Slides
Client Memorandum
|
|
Client Publications
|
|
|
July 9, 2010
|
|
Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010
Client Memorandum
|
|
Client Publications
|
|
|
July 6, 2010
|
|
NASDAQ Corporate Governance Rule Update
Client Newsflash
|
|
Client Publications
|
|
|
June 30, 2010
|
|
New Trading Pause Proposals to Include More Issuers
Client Newsflash
|
|
Client Publications
|
|
|
June 28, 2010
|
|
U.S. Supreme Court Limits Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank
Client Newsflash
|
|
Client Publications
|
|
|
April 29, 2010
|
|
Investor Views Getting Attention: Proposal Permitting Pre-Filing Communications by Underwriters Stalled
Client Newsflash
|
|
Client Publications
|
|
|
March 19, 2010
|
|
Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions
Client Newsflash
|
|
Client Publications
|
|
|
March 16, 2010
|
|
Corporate Governance and Executive Compensation in the New Dodd Bill: Implications for All US Public Companies
Client Memorandum
|
|
Client Publications
|
|
|
March 15, 2010
|
|
Preparing for RiskMetrics Group's New Governance Risk Indicators (GRId)
General Counsel Update
|
|
Client Publications
|
|
|
March 11, 2010
|
|
New “PROP Trading Act” Would Expand “Volcker” Prohibitions
Client Memorandum
|
|
Client Publications
|
|
|
March 8, 2010
|
|
The SEC’s New Short Sale Rule: Implications and Ambiguities
Client Memorandum
|
|
Client Publications
|
|
|
February 25, 2010
|
|
Recent Second Circuit Decision Underscores Importance of Careful Consideration of Indenture Terms
Client Newsflash
|
|
Client Publications
|
|
|
February 24, 2010
|
|
SEC Approves New Short Sale Price Test
Client Newsflash
|
|
Client Publications
|
|
|
January 29, 2010
|
|
Preparing Your 2009 Form 20-F
Client Memoradum
|
|
Client Publications
|
|
|
January 28, 2010
|
|
SEC Proposes Amendments to Rule 10b-18 Safe Harbor for Issuer Repurchases
Client Memorandum
|
|
Client Publications
|
|
|
January 28, 2010
|
|
SEC Removes Roadblocks to Use of Non-GAAP Measures in Filings
Client Memorandum
|
|
Client Publications
|
|
|
January 13, 2010
|
|
SEC Issues No-Action Letter Permitting Reliance Upon Section 3(a)(9) in Exchanges of Securities with Upstream Guarantees
Client Newsflash
|
|
Client Publications
|
|
|
December 22, 2009
|
|
SEC Proposes New Rule to Allow Pre-Filing Offerings by Underwriters, Potentially Paving the Way for More Pre-Marketed Transactions
Client Newsflash
|
|
Client Publications
|
|
|
December 2, 2009
|
|
NYSE Corporate Governance Rule Changes to Take Effect January 1, 2010
Client Newsflash
|
|
Client Publications
|
|
|
November 16, 2009
|
|
Abuse of Non-GAAP Measures: SEC Brings First Regulation G Enforcement Action
Client Newsflash
|
|
Client Publications
|
|
|
October 29, 2009
|
|
Competing Over-the-Counter Derivatives Bills Progress Through the House
Client Memorandum
|
|
Client Publications
|
|
|
October 28, 2009
|
|
SEC Revises Position on Exclusion of Shareholder Proposals Related to Risk and CEO Succession
Client Newsflash
|
|
Client Publications
|
|
|
October 15, 2009
|
|
Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
|
|
Client Publications
|
|
|
August 17, 2009
|
|
Obama Administration Proposes Sweeping Legislation to Regulate Over-The-Counter Derivatives
Client Newsflash
|
|
Client Publications
|
|
|
July 29, 2009
|
|
SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying
Client Newsflash
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Client Publications
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July 29, 2009
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SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying
Client Newsflash
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Client Publications
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July 24, 2009
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SEC v. Dorozhko: The Second Circuit’s View of Section 10(b) “Deception”
Client Newsflash
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Client Publications
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July 20, 2009
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SEC v. Cuban: A New Decision Casts Doubt on a Key SEC Position on Insider Trading
Client Newsflash
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Client Publications
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July 20, 2009
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Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009
Client Memorandum
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Client Publications
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July 15, 2009
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Zacharias v. SEC: D.C. Circuit Affirms SEC’s Finding of Section 5 Violations
Client Memorandum
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Client Publications
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June 23, 2009
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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June 3, 2009
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The National Conference Insurance Legislators' Model CDS Bill
Client Memorandum
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Client Publications
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June 1, 2009
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Derivatives Provisions in the American Clean Energy and Security Act of 2009
Client Memorandum
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Client Publications
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May 29, 2009
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FINRA May Not Clear Some Shelfs on an Expedited Basis
Client Newsflash
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Client Publications
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May 27, 2009
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Senator Schumer Proposes Key Governance Changes for U.S. Public Companies
Client Newsflash
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Client Publications
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May 20, 2009
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SEC Proposes Rule to Allow 1% Shareholders (or a Group of Shareholders holding 1%) to Nominate Directors at Large Companies
Client Newsflash
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Client Publications
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May 14, 2009
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Obama Administration Proposes Regulatory Reform for OTC Derivatives
Client Newsflash
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Client Publications
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May 13, 2009
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The Authorizing the Regulation of Swaps Act
Client Memorandum
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Client Publications
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May 4, 2009
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Short Sale Proposals: Key Questions
Client Memorandum
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Client Publications
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May 1, 2009
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Disclosure and Approval of Related Person Transactions: Examining the Revised Regulations
The Corporate Governance Advisor
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Publications
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April 23, 2009
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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April 16, 2009
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Proposed Short Sale Restrictions: Implications for Equity Derivatives and Equity-Linked Securities
Client Memorandum
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Client Publications
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April 8, 2009
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Proposed Short Sale Restrictions
Client Newsflash
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Client Publications
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February 27, 2009
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The Capital Assistance Program and Its “Stress Test”
Client Memorandum
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Client Publications
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February 24, 2009
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FDIC to Discuss Guaranteeing Mandatory Convertible Debt Under the Temporary Liquidity Guarantee Program
Client Newsflash
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Client Publications
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February 18, 2009
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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February 4, 2009
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SEC Publishes Final Rules and Proposes Additional Rules for Credit Rating Agencies
Client Newsflash
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Client Publications
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February 3, 2009
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SEC Issues Rules Outlining Mandatory XBRL Requirement (FPI)
Client Newsflash
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Client Publications
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February 3, 2009
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SEC Issues Rules Outlining Mandatory XBRL Requirement (US)
Client Newsflash
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Client Publications
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January 28, 2009
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Considerations for Drafting the 2009 Proxy Statement
Client Memorandum
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Client Publications
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January 28, 2009
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UK and US Financial Rescue Packages - A Survey
Client Memorandum
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Client Publications
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January 12, 2009
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The Struggle Over the Second Half of TARP
Client Memorandum
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Client Publications
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January 9, 2009
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New SEC Relief for Some Companies That May Lose WKSI Status
Client Newsflash
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Client Publications
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December 22, 2008
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SEC Adopts Mandatory XBRL Requirement
Client Newsflash
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Client Publications
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December 22, 2008
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SEC Adopts Mandatory XBRL Requirement Subject to Three-Year Phase-In
Client Newsflash
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Client Publications
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December 19, 2008
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Disclosure Considerations for Your 2008 Form 10-K
Client Memorandum
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Client Publications
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December 9, 2008
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The 2009 Proxy Season: RiskMetrics Group’s Voting Policy Updates and an Examination of Upcoming Trends
Client Memorandum
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Client Publications
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December 4, 2008
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SEC Approves Measures to Strengthen Oversight of Credit Rating Agencies
Client Newsflash
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Client Publications
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December 3, 2008
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Rapid Growth of Unsponsored ADR Programs Following Recent Amendments to SEC Rule 12g3-2(b)
Client Memorandum
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Client Publications
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December 2, 2008
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Eighth Circuit Holds Failure to File Exchange Act Reports Not a Breach of Indenture Reporting Covenant or Trust Indenture Act
Client Newsflash
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Client Publications
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December 1, 2008
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Credit Default Swap and Regulatory Restructuring Bills Proposed by Senator Harkin and Senator Collins
Client Memorandum
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Client Publications
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November 26, 2008
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Temporary Liquidity Guarantee Program: FDIC Final Rule
Client Memorandum
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Client Publications
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November 25, 2008
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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November 21, 2008
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New York Revises its Plan to Regulate Credit Default Swaps
Client Newsflash
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Client Publications
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November 17, 2008
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Restructuring Debt Securities: Options and Legal Considerations
Client Memorandum
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Client Publications
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November 4, 2008
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FDIC Extends Opt-out Period for Temporary Liquidity Guarantee Program until December 5th
Client Newsflash
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Client Publications
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November 3, 2008
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US Government Capital Injections – Important Changes from the Term Sheet
Client Memorandum
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Client Publications
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October 30, 2008
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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October 30, 2008
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Time to Check Your Shelf Registration Statement
Client Newsflash
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Client Publications
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October 27, 2008
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Temporary Liquidity Guarantee Program: FDIC Interim Rule
Client Memorandum
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Client Publications
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October 21, 2008
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SEC Adopts Final Short Sale Rules
Client Memorandum
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Client Publications
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October 20, 2008
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FINRA Proposes Changes to Research Quiet Period
Client Newsflash
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Client Publications
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October 20, 2008
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SEC Issues Interim Final Temporary Rule Extending Short Sale Reporting
Client Newsflash
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Client Publications
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October 2008
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SEC Publishes Final Amendments to Form 20-F, Foreign Private Issuer Status Determination and Going Private Rules
Client Memorandum
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Client Publications
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October 2008
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Amendments to Rule 12g3-2(b): The Foreign Private Issuer Exemption
Client Memorandum
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Client Publications
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October 3, 2008
|
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SEC Extends Short Sale Emergency Orders
Client Newsflash
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Client Publications
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September 24, 2008
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New York and SEC Move to Regulate Credit Default Swaps
Client Newsflash
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Client Publications
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September 22, 2008
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New Short Sale Reporting Requirements
Client Newsflash
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Client Publications
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September 22, 2008
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SEC Amends Order Temporarily Banning Short Sales of Financial Companies to Modify Scope of Covered Securities and Expand Exemption for Derivatives Market Makers
Client Newsflash
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Client Publications
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September 19, 2008
|
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SEC Issues Order Temporarily Banning Short Sales of Public Securities of 799 Financial Companies
Client Newsflash
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Client Publications
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September 18, 2008
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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September 18, 2008
|
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SEC Issues New Rules on Naked Short Sales and Plans Further Actions to Combat Market Abuses
Client Newsflash
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Client Publications
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September 5, 2008
|
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Delaware Courts Reaffirm High Bar for Personal Liability of Disinterested Directors
Client Newsflash
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Client Publications
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September 5, 2008
|
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SEC Votes to Adopt Sweeping Amendments and Guidance to Cross-Border Rules
Client Newsflash
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Client Publications
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September 3, 2008
|
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Shelf Registration Statements Begin to Expire in December
Client Memorandum
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Client Publications
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August 28, 2008
|
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SEC Adopts Foreign Issuer Reporting Enhancement Rules and Certain Amendments to Rules Regarding the Rule 12g3-2(b) Exemption for Foreign Private Issuers
Client Newsflash
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Client Publications
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August 28, 2008
|
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SEC Proposes Roadmap for Use of International Financial Reporting Standards by US Issuers
Client Newsflash
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Client Publications
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August 8, 2008
|
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SEC Issues Corporate Website Guidance
Client Memorandum
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Client Publications
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August 4, 2008
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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August 1, 2008
|
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Treasury Encourages Development of Covered Bonds in the U.S. and Issues “Best Practices"
Client Memorandum
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Client Publications
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July 30, 2008
|
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SEC Adopts Guidance on Use of Corporate Websites
Client Newsflash
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Client Publications
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June 24, 2008
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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June 24, 2008
|
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SEC Proposes New Rating Agency Rules
Client Memorandum
|
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Client Publications
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June 13, 2008
|
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Court Requires Activist Hedge Funds to Disclose Swaps in CSX
Client Newsflash
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Client Publications
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June 5, 2008
|
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Delaware Court Ruling Puts a Spotlight on Indemnification/Expense Advancement Bylaws
Client Newsflash
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Client Publications
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May 19, 2008
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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May 9, 2008
|
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SEC Proposes Revisions to Cross-Border Rules
Client Newsflash
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Client Publications
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April 16, 2008
|
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Delaware Case Highlights Need to Include Advance Notice for Board Nominations in Bylaws
Client Newsflash
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Client Publications
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April 1, 2008
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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March 31, 2008
|
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Paulson Proposes Financial Regulatory Overhaul
Client Memorandum
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Client Publications
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March 17, 2008
|
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Nasdaq Modifies SPAC Listing Proposal; SEC Publishes NYSE SPAC Listing Proposal for Comment
Client Newsflash
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Client Publications
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March 7, 2008
|
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NYSE Files Proposal to Allow the Listing of SPACs
Client Newsflash
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Client Publications
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February 28, 2008
|
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Nasdaq Files Proposal to Allow Listing of SPACs
Client Newsflash
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Client Publications
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February 14, 2008
|
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Another Texas District Court Interprets Reporting Covenant and Section 314(a) of the TIA to Impose Merely a Delivery and Not a Filing Obligation
Client Newsflash
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Client Publications
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February 13, 2008
|
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SEC Proposes Amendments to Form 20-F Reporting Requirements and Exchange Act Entrance Requirements
Client Newsflash
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Client Publications
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February 7, 2008
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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January 18, 2008
|
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Considerations for Preparation of the 2007 Annual Report on Form 20-F and other Developments for Foreign Private Issuers
Client Memorandum
|
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Client Publications
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January 18, 2008
|
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Considerations for Preparation of the 2007 Annual Report on Form 20-F and other Developments for Foreign Private Issuers
Client Memorandum
|
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Client Publications
|
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December 11, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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November 6, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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September 1, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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August 22, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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July 24, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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June 15, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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May 8, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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April 12, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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March 2, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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February 9, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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January 5, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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November 1, 2006
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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October 1, 2006
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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September 1, 2006
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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August 1, 2006
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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July 1, 2006
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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June 30, 2006
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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June 1, 2006
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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April 28, 2006
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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March 1, 2006
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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February 28, 2006
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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January 1, 2006
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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December 1, 2005
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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November 9, 2005
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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September 1, 2005
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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August 1, 2005
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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July 26, 2005
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
|
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June 28, 2005
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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May 31, 2005
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
|