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Date
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Title
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Type
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May 16, 2013
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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May 16, 2013
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SEC Proposes Cross-Border Security-Based Swap Rules
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Client Publications
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May 13, 2013
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The SEC’s Northern Lights Enforcement Action: Implications For Fund Directors
Client Memorandum
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Client Publications
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May 2, 2013
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FINRA Releases Additional Guidance Regarding the Use of Pre-Inception Index Performance in Institutional Communications
Client Newsflash
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Client Publications
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April 29, 2013
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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April 23, 2013
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Recent European Compensation Developments: Financial Institutions and Beyond
Client Memorandum
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Client Publications
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April 1, 2013
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Designation of Asset Managers and Funds As Systemically Important Non-Bank Financial Institutions: Process and Industry Implications: Part 2 of 2
Investment Lawyer | Vol. 20, No. 4 | April 2013
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Publications
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March 25, 2013
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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March 11, 2013
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An Asset Manager’s Guide to Swap Trading in the New Regulatory World
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Client Publications
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March 1, 2013
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Designation of Asset Managers and Funds As Systemically Important Non-Bank Financial Institutions: Process and Industry Implications: Part 1 of 2
Investment Lawyer | Vol. 20, No. 3 | March 2013
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Publications
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February 27, 2013
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
|
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February 25, 2013
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Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin
Client Memorandum
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Client Publications
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February 15, 2013
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FINRA Requests Comment on Proposed Rules Governing Markups, Commissions and Fees
Client Memorandum
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Client Publications
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January 24, 2013
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CCOs Must Take Heed of Morgan Keegan Valuation Case
Ignites
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Publications
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January 23, 2013
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FINRA Issues Voluntary Interim Form for Crowdfunding Portals
Client Memorandum
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Client Publications
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January 22, 2013
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Investment Management Regulatory Update
Client Newsletter
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|
Client Publications
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January 3, 2013
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SEC Adopts New Obligations for Broker-Dealers Regarding Lost Securityholders and Unresponsive Payees
Client Memorandum
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Client Publications
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December 20, 2012
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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December 17, 2012
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SEC Charges Mutual Fund Directors for Inadequate Valuation Oversight
Client Newsflash
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Client Publications
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November 27, 2012
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Investment Management Regulatory Update
Client Newsletter
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|
Client Publications
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November 19, 2012
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Treasury Issues FX Swap and FX Forward Exemption
Client Newsflash
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Client Publications
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October 17, 2012
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Investment Management Regulatory Update
Client Newsletter
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|
Client Publications
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September 26, 2012
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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September 12, 2012
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CFTC Clarifies Swap Dealer Registration Timing
Client Memorandum
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Client Publications
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September 4, 2012
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SEC Issues Proposal to Eliminate General Solicitation Ban as Mandated by the JOBS Act
Client Newsflash
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Client Publications
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August 22, 2012
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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July 30, 2012
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CFTC Begins Implementation of Mandatory Clearing of Swaps
Client Newsflash
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Client Publications
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July 19, 2012
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CFTC Addresses Compliance Dates for CPO/CTA Registration; Swap Definitions Finalized; CFTC Provides Cross-Border Guidance
Client Newsflash
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Client Publications
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July 19, 2012
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SEC Adopts Rule Requiring Consolidated Audit Trail
Client Memorandum
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Client Publications
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|
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July 16, 2012
|
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Federal Reserve Issues Guidance on Pre-Filing Review Process
Client Newsflash
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|
Client Publications
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July 16, 2012
|
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Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
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July 11, 2012
|
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SEC and CFTC Finalize Swap Product Definitions: the Title VII Swap Countdown Begins
Client Newsflash
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|
Client Publications
|
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July 10, 2012
|
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Basel Committee and IOSCO Release Consultation Paper on Uncleared Derivatives Margin; CFTC Reopens Comment Period on Uncleared Swap Margin Proposal
Client Newsflash
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Client Publications
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July 3, 2012
|
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CFTC Proposes Cross-Border Guidance and Exemptive Order
Client Newsflash
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|
Client Publications
|
|
|
June 19, 2012
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
June 6, 2012
|
|
SEC Approves “Limit Up-Limit Down” Plan and Tighter Circuit Breakers
Client Newsflash
|
|
Client Publications
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|
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June 5, 2012
|
|
CFTC Adopts Historical Swap Recordkeeping and Reporting Requirements
Client Memorandum
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Client Publications
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May 22, 2012
|
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CFTC Proposes Exemptions from Aggregation under Its Position Limits Rule
Client Memorandum
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Client Publications
|
|
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May 17, 2012
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
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May 16, 2012
|
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SEC Approves MSRB Interpretive Notice on Municipal Security Underwriters
Client Memorandum
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|
Client Publications
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|
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April 20, 2012
|
|
Volcker Rule Conformance Period Guidelines
Client Memorandum
|
|
Client Publications
|
|
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April 19, 2012
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
April 18, 2012
|
|
SEC Approves Amendments to FINRA Communications Rules
Client Memorandum
|
|
Client Publications
|
|
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April 9, 2012
|
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Federal Reserve Issues Supplemental Notice of Proposed Rulemaking on Requirements for Determining Whether Companies are Predominantly Engaged in Financial Activities
Client Memorandum
|
|
Client Publications
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|
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April 5, 2012
|
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CFTC Adopts Swap Clearing Documentation, Timing and Risk Management Rules
Client Memorandum
|
|
Client Publications
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|
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April 5, 2012
|
|
JOBS Act Becomes Law
Client Newsflash
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Client Publications
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|
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April 4, 2012
|
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FSOC Issues Final Rule on Designation of Systemically Important Nonbank Financial Companies
Client Memorandum
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|
Client Publications
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|
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March 30, 2012
|
|
The STOCK Act: Implications for Trading on Political Intelligence
Client Memorandum
|
|
Client Publications
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|
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March 30, 2012
|
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U.S. Supreme Court Holds that the Statute of Limitations for Section 16(b) Short-Swing Liability Claims Is Not Tolled
Client Newsflash
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Client Publications
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|
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March 27, 2012
|
|
Congress Passes the JOBS Act
Client Newsflash
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Client Publications
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|
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March 23, 2012
|
|
Senate Passes Legislation To Raise the 500 Shareholder Threshold for SEC Registration and To Relax General Solicitation Prohibition in Reg D Offerings
Client Newsflash
|
|
Client Publications
|
|
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March 21, 2012
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
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|
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February 23, 2012
|
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CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs
Client Memorandum
|
|
Client Publications
|
|
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February 21, 2012
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
January 23, 2012
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
January 20, 2012
|
|
New Regulations Address Withholding on “Dividend Equivalents”
Client Newsflash
|
|
Client Publications
|
|
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January 11, 2012
|
|
CFTC Adopts Rules Establishing Swap Reporting Regime
Client Memorandum
|
|
Client Publications
|
|
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December 7, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
November 18, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
November 7, 2011
|
|
CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps
Client Memorandum
|
|
Client Publications
|
|
|
November 3, 2011
|
|
Proposed Treasury Regulations Clarify U.S. Taxation of Investments by Foreign Governments
Client Newsflash
|
|
Client Publications
|
|
|
October 27, 2011
|
|
SEC Approves Private Fund Systemic Risk Reporting
Client Newsflash
|
|
Client Publications
|
|
|
October 17, 2011
|
|
FSOC's Proposed Rules for SIFI Designations
Client Memorandum
|
|
Client Publications
|
|
|
October 14, 2011
|
|
Investment Management Regulatory Update
|
|
Client Publications
|
|
|
October 7, 2011
|
|
Leaked Volcker Release – Funds
Client Memorandum
|
|
Client Publications
|
|
|
October 7, 2011
|
|
Leaked Volcker Release – Proprietary Trading
Client Memorandum
|
|
Client Publications
|
|
|
October 5, 2011
|
|
SEC Large Trader Rule: Impact on Corporations and Related Individuals
Client Memorandum
|
|
Client Publications
|
|
|
October 4, 2011
|
|
Tighter Circuit Breakers in Equities Markets
Client Newsflash
|
|
Client Publications
|
|
|
September 19, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
September 7, 2011
|
|
Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies
Client Memorandum
|
|
Client Publications
|
|
|
September 2, 2011
|
|
SEC Seeks Public Comment on Mutual Fund Derivatives Use and Asset-Backed Issuers and Mortgage-Related Pools under the Investment Company Act
Client Newsflash
|
|
Client Publications
|
|
|
August 12, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
August 1, 2011
|
|
SEC Adopts Large Trader Reporting Requirements
Client Memorandum
|
|
Client Publications
|
|
|
July 13, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
June 29, 2011
|
|
SEC Issues Final Rules Implementing Dodd-Frank Amendments to the Investment Advisers Act of 1940
Client Memorandum
|
|
Client Publications
|
|
|
June 13, 2011
|
|
Supreme Court Limits False Statement Liability Under Rule 10b-5 To Those Who Actually Make Misstatements
Client Newsflash
|
|
Client Publications
|
|
|
June 10, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
June 9, 2011
|
|
SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps
Client Newsflash
|
|
Client Publications
|
|
|
May 17, 2011
|
|
60 Days - Over 175 New Derivatives Provisions
Client Memorandum
|
|
Client Publications
|
|
|
May 17, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
April 25, 2011
|
|
Dodd-Frank Act May Require New SEC Registration for Non-U.S. Advisers
Client Memorandum
|
|
Client Publications
|
|
|
April 20, 2011
|
|
CFTC Releases Swap Margin Proposal
Client Newsflash
|
|
Client Publications
|
|
|
April 15, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
April 14, 2011
|
|
Regulators Propose Swap Margin and Capital Rules
Client Memorandum
|
|
Client Publications
|
|
|
March 31, 2011
|
|
Federal Agencies Finalize Proposed Interagency Rule on Incentive-Based Compensation for Financial Institutions
Client Newsflash
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|
Client Publications
|
|
|
March 15, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
March 3, 2011
|
|
Federal Agencies Propose Interagency Rule on Incentive-Based Compensation for Financial Institutions
Client Memorandum
|
|
Client Publications
|
|
|
February 14, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
February 14, 2011
|
|
Summary of the Federal Reserve’s Final Regulations on the Conformance Period for the Volcker Rule
|
|
Client Publications
|
|
|
February 9, 2011
|
|
Summary of Federal Reserve Proposed Rule on Definitions Related to Nonbank Financial Companies and Interconnectedness of Systemically Important Firms
|
|
Client Publications
|
|
|
January 20, 2011
|
|
Summary of the Volcker Rule Study – Hedge Funds and Private Equity Funds
Summary as of January 19, 2011
|
|
Client Publications
|
|
|
January 13, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
December 17, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
November 24, 2010
|
|
SEC Issues Proposal Implementing Advisers Act Registration and Reporting Amendments Under the Dodd-Frank Act
Client Memorandum
|
|
Client Publications
|
|
|
November 24, 2010
|
|
SEC Proposes Rules Implementing New Exemptions from Advisers Act Registration Under the Dodd-Frank Act
Client Memorandum
|
|
Client Publications
|
|
|
November 12, 2010
|
|
CFTC Proposes Swap Dealer and Major Swap Participant Rules
Client Newsflash
|
|
Client Publications
|
|
|
November 12, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
November 5, 2010
|
|
SEC Limits Direct Market Access
Client Memorandum
|
|
Client Publications
|
|
|
November 3, 2010
|
|
MSRB Extends Application of Its Rules and Registration to Municipal Advisors
Client Newsflash
|
|
Client Publications
|
|
|
October 20, 2010
|
|
SEC Proposes Say-on-Pay Rules for Companies and Proxy Vote Reporting Rules for Investment Managers
Client Memorandum
|
|
Client Publications
|
|
|
October 15, 2010
|
|
SEC and CFTC Adopt Interim Final Rules on Reporting and Recordkeeping for Pre-Dodd-Frank Swaps
Client Newsflash
|
|
Client Publications
|
|
|
October 12, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
September 16, 2010
|
|
Impact of the Dodd-Frank Act on Private Equity Funds, Hedge Funds and Their Investment Advisers
Private Equity Newsletter
|
|
Client Publications
|
|
|
September 13, 2010
|
|
Investment Management Regulatory Update
Newsletter
|
|
Client Publications
|
|
|
August 17, 2010
|
|
New York State Amends 2009 Power of Attorney Statute
Client Newsflash
|
|
Client Publications
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|
August 16, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
July 29, 2010
|
|
Davis Polk Launches Dodd-Frank Webcast Series
|
|
Client Publications
|
|
|
July 26, 2010
|
|
SEC Proposes New Regulatory Scheme for 12b-1 Mutual Fund Fees
Client Newsflash
|
|
Client Publications
|
|
|
July 23, 2010
|
|
Exploring the Volcker Rule’s Effect on Banks: WSJ Video Interview
Client Newsflash
|
|
Client Publications
|
|
|
July 9, 2010
|
|
Davis Polk Regulatory Implementation Slides
Client Memorandum
|
|
Client Publications
|
|
|
July 9, 2010
|
|
Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010
Client Memorandum
|
|
Client Publications
|
|
|
June 10, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
June 2, 2010
|
|
Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues
Client Memorandum
|
|
Client Publications
|
|
|
May 10, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
April 6, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
March 11, 2010
|
|
New “PROP Trading Act” Would Expand “Volcker” Prohibitions
Client Memorandum
|
|
Client Publications
|
|
|
March 9, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
February 5, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
January 7, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
December 4, 2009
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
November 11, 2009
|
|
Investment Management Regulatory Update
|
|
Client Publications
|
|
|
November 9, 2009
|
|
Investor Protection Act Passes House Financial Services Committee
Client Memorandum
|
|
Client Publications
|
|
|
October 9, 2009
|
|
Investment Management Regulatory Update
|
|
Client Publications
|
|
|
October 6, 2009
|
|
Representative Kanjorski Releases Investor Protection, Private Investment Fund Advisers Registration and Federal Insurance Office Proposals
Client Memorandum
|
|
Client Publications
|
|
|
September 23, 2009
|
|
IRS Releases Internal Memorandum Regarding Lending in the United States by Foreign Persons
Client Newsflash
|
|
Client Publications
|
|
|
September 21, 2009
|
|
SEC Proposes to Ban “Flash” Orders; Announces Broad Review of Market Structure Issues
Client Newsflash
|
|
Client Publications
|
|
|
September 3, 2009
|
|
Investment Management Regulatory Update
|
|
Client Publications
|
|
|
August 31, 2009
|
|
Short Sales: SEC Staff Provides Guidance on Short Sale Order-Marking Issues, Updates Regulation SHO FAQs
Client Newsflash
|
|
Client Publications
|
|
|
August 5, 2009
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
July 28, 2009
|
|
Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives
Client Newsflash
|
|
Client Publications
|
|
|
July 17, 2009
|
|
Private Fund Investment Advisers Registration Act
Client Newsflash
|
|
Client Publications
|
|
|
July 13, 2009
|
|
Investor Protection Act of 2009
Client Newsflash
|
|
Client Publications
|
|
|
July 1, 2009
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
June 24, 2009
|
|
Extension of FBAR Filing Deadline for Certain Offshore Investments
Client Memorandum
|
|
Client Publications
|
|
|
June 8, 2009
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
June 1, 2009
|
|
Derivatives Provisions in the American Clean Energy and Security Act of 2009
Client Memorandum
|
|
Client Publications
|
|
|
May 8, 2009
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
May 4, 2009
|
|
Administration's Proposals Regarding the Taxation of U.S. Groups' Foreign Income
Client Newsflash
|
|
Client Publications
|
|
|
April 22, 2009
|
|
Proposed Regulations on Partnership Allocations When Partners’ Interests Change During a Taxable Year
Client Newsflash
|
|
Client Publications
|
|
|
April 13, 2009
|
|
Update on “Carried Interest” Legislation: New Levin Bill
Client Memorandum
|
|
Client Publications
|
|
|
April 7, 2009
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
March 6, 2009
|
|
Proposed Tax Legislation Affecting Hedge Funds
Client Newsflash
|
|
Client Publications
|
|
|
March 3, 2009
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
February 9, 2009
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
January 13, 2009
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
December 17, 2008
|
|
FTC Fines Two Investment Funds for Failure to File Under HSR Act; $800,000 Penalty
Client Newsflash
|
|
Client Publications
|
|
|
December 17, 2008
|
|
New York State Proposes to Tax Carried Interest Earned by Non-resident Partners
Client Newsflash
|
|
Client Publications
|
|
|
December 3, 2008
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
December 1, 2008
|
|
Credit Default Swap and Regulatory Restructuring Bills Proposed by Senator Harkin and Senator Collins
Client Memorandum
|
|
Client Publications
|
|
|
November 1, 2008
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
October 30, 2008
|
|
In re Bilski: Federal Circuit Narrows Patentability of Business Methods
Client Newsflash
|
|
Client Publications
|
|
|
October 22, 2008
|
|
Section 457A
Client Memorandum
|
|
Client Publications
|
|
|
October 21, 2008
|
|
SEC Adopts Final Short Sale Rules
Client Memorandum
|
|
Client Publications
|
|
|
October 20, 2008
|
|
SEC Issues Interim Final Temporary Rule Extending Short Sale Reporting
Client Newsflash
|
|
Client Publications
|
|
|
October 8, 2008
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
October 7, 2008
|
|
Treasury Solicits Asset Managers and Other Agents for Troubled Asset Relief Program
Client Newsflash
|
|
Client Publications
|
|
|
September 22, 2008
|
|
New Short Sale Reporting Requirements
Client Newsflash
|
|
Client Publications
|
|
|
September 8, 2008
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
August 4, 2008
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
July 17, 2008
|
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SEC Issues Interpretative Letter Regarding the Cash Solicitation Rule
Client Newsflash
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Client Publications
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July 14, 2008
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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June 13, 2008
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Court Requires Activist Hedge Funds to Disclose Swaps in CSX
Client Newsflash
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Client Publications
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June 5, 2008
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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May 20, 2008
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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April 14, 2008
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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March 14, 2008
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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February 15, 2008
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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February 15, 2008
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Private Equity Newsletter
What are the Practical Implications of the Recent Amendments to Rules 144 and 145?
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Client Publications
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January 16, 2008
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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December 13, 2007
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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November 1, 2007
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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October 1, 2007
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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September 1, 2007
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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August 1, 2007
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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July 1, 2007
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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June 1, 2007
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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May 1, 2007
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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April 1, 2007
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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March 1, 2007
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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February 1, 2007
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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January 1, 2007
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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December 1, 2006
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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November 9, 2006
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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October 5, 2006
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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September 11, 2006
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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August 4, 2006
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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July 13, 2006
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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June 13, 2006
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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May 5, 2006
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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April 12, 2006
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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March 1, 2006
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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January 18, 2006
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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December 15, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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November 3, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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October 13, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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September 1, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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August 10, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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July 1, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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June 7, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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May 10, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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