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Date
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Title
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Type
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May 31, 2013
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SEC Issues Guidance on Conflict Minerals
Client Newsflash
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Client Publications
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May 3, 2013
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Compensation Committee and Adviser Implementation Begins July 1: What to Do Now
Client Newsflash
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Client Publications
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April 4, 2013
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SEC Explains How to Use Social Media for Regulation FD Compliance
Client Memorandum
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Client Publications
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November 20, 2012
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ISS Issues Final 2013 Voting Policy Updates
Client Memorandum
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Client Publications
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October 26, 2012
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Implementing the SEC’s Final Conflict Mineral Rules: Guidelines and Commonly Asked Questions
Client Memorandum
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Client Publications
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October 18, 2012
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ISS Proposes 2013 Voting Policy Updates
Client Memorandum
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Client Publications
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October 18, 2012
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SEC Legal Bulletin on Shareholder Proposals
Client Newsflash
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Client Publications
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October 1, 2012
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Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know
Client Memorandum
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Client Publications
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September 4, 2012
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SEC Issues Proposal to Eliminate General Solicitation Ban as Mandated by the JOBS Act
Client Newsflash
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Client Publications
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August 24, 2012
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SEC Staff Issues FAQs on JOBS Act Research Provisions
Client Newsflash
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Client Publications
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August 22, 2012
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SEC Adopts Final Conflict Minerals Rules with Notable Changes
Client Newsflash
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Client Publications
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August 22, 2012
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SEC Adopts Final Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers
Client Newsflash
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Client Publications
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June 21, 2012
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SEC Finalizes Independence Rules for Compensation Committees and Advisers
Client Memorandum
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Client Publications
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May 24, 2012
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Mid-Season Update on the 2012 Proxy Season
Client Memorandum
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Client Publications
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May 7, 2012
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SEC Staff Updates Guidance on JOBS Act
Client Memorandum
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Client Publications
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April 10, 2012
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JOBS Act Implementation Chart
Client Memorandum
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Client Publications
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March 30, 2012
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U.S. Supreme Court Holds that the Statute of Limitations for Section 16(b) Short-Swing Liability Claims Is Not Tolled
Client Newsflash
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Client Publications
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March 27, 2012
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Congress Passes the JOBS Act
Client Newsflash
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Client Publications
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March 26, 2012
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The JOBS Act: Implications for Capital Markets Professionals, Pre-IPO Companies and Private Offerings
Client Memorandum
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Client Publications
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March 22, 2012
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U.S. Senate Passes Amended Version of the Jumpstart Our Business Startups Act
Client Newsflash
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Client Publications
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March 9, 2012
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Quicker to Market? U.S. House of Representatives Passes the Jumpstart Our Business Startups Act
Client Memorandum
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Client Publications
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February 1, 2012
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Corporate Governance Practices for IPOs in the United States
Director Notes
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Lawyer Publications, Publications
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January 1, 2012
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Corporate Governance Practices for Initial Public Offerings in the United States
The Conference Board, January 2012
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Publications
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December 13, 2011
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Say-on-Pay Year Two: a Planning Primer
Client Memorandum
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Client Publications
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December 8, 2011
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SEC Staff to Limit Non-Public Initial Review Process for Non-U.S. Issuers
Client Newsflash
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Client Publications
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November 29, 2011
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New ISS Policies Overhaul Say-on-Pay Analysis
Client Memorandum
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Client Publications
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October 31, 2011
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Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
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Client Publications
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October 20, 2011
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Cybersecurity: SEC Provides Guidance on Disclosure Considerations
Client Memorandum
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Client Publications
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October 19, 2011
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SEC Staff Rejects Introducing Broker as Appropriate Evidence of Ownership for Shareholder Proposals and Provides Other Technical Guidance
Client Memorandum
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Client Publications
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September 21, 2011
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SEC Clears the Way for “Private Ordering” for Proxy Access; Related Rules also Effective
Client Memorandum
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Client Publications
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July 26, 2011
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SEC’s Final Rules Modify Form S-3 and F-3 Transaction Eligibility Criteria for Debt Issuances
Client Newsflash
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Client Publications
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July 22, 2011
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D.C. Circuit Vacates SEC Proxy Access Rule
Client Newsflash
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Client Publications
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May 25, 2011
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SEC Adopts Final Whistleblower Rules
Client Newsflash
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Client Publications
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May 18, 2011
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SEC Proposal Would Replace Regulation M Exemption for Investment Grade Securities
Client Memorandum
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Client Publications
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April 1, 2011
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SEC Proposes Independence Rules for Compensation Committees and Advisers
Client Memorandum
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Client Publications
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March 31, 2011
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Federal Agencies Finalize Proposed Interagency Rule on Incentive-Based Compensation for Financial Institutions
Client Newsflash
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Client Publications
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February 9, 2011
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Certain Investment Grade Debt Issuers Would No Longer Qualify to Use Shelf Registration Statements Under SEC's Proposed Amendments
Client Newsflash
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Client Publications
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January 18, 2011
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SEC Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers
Client Memorandum
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Client Publications
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January 18, 2011
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SEC Proposes Rules to Implement Dodd-Frank Mine Safety Disclosure Requirements
Client Memorandum
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Client Publications
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January 18, 2011
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SEC Proposes Rules to Implement Dodd-Frank Requirements for Conflict Minerals Originating in the Democratic Republic of Congo
Client Memorandum
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Client Publications
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November 17, 2010
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Davis Polk Submits Two Comment Letters to the SEC on Key Executive Compensation and Corporate Governance Rulemaking
Client Newsflash
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Client Publications
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November 16, 2010
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Comments on Proposed Rules Relating to Shareholder Approval of Executive Compensation and Golden Parachute Compensation (the “Proposal”)
Comment Letter to the SEC
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November 16, 2010
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Comments on Subtitle E of Title IX–Accountability and Executive Compensation under the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comment Letter to the SEC
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November 4, 2010
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SEC Proposes Whistleblower Rules
Client Newsflash
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Client Publications
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October 4, 2010
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SEC Stays Proxy Access Pending Court Review
Client Newsflash
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Client Publications
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September 23, 2010
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Preparing for the 2011 Proxy Season: Action Plans and Open Issues
Client Memorandum
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Client Publications
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September 20, 2010
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SEC Shines a Spotlight on Short-Term Borrowings: Issues Guidance and Proposes New Disclosure Requirements
Client Memorandum
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Client Publications
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September 16, 2010
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Proxy Access Rules Effective November 15, 2010
Client Newsflash
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Client Publications
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September 7, 2010
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Proxy Access Year One: What to Expect and What to Do Now
General Counsel Update
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Client Publications
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July 21, 2010
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Guidance on Use of Credit Ratings in Securities Offerings Following Dodd-Frank
Client Newsflash
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Client Publications
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July 9, 2010
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Davis Polk Regulatory Implementation Slides
Client Memorandum
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Client Publications
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July 9, 2010
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Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010
Client Memorandum
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Client Publications
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June 28, 2010
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U.S. Supreme Court Limits Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank
Client Newsflash
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Client Publications
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June 2, 2010
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Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues
Client Memorandum
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Client Publications
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June 2, 2010
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Side-by-Side Comparison Chart – Key Senate and House Bill Issues
Client Memorandum
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Client Publications
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May 22, 2010
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Summary of the Restoring American Financial Stability Act, Passed by the Senate on May 20, 2010
Client Memorandum
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Client Publications
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April 29, 2010
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Investor Views Getting Attention: Proposal Permitting Pre-Filing Communications by Underwriters Stalled
Client Newsflash
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Client Publications
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March 19, 2010
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Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions
Client Newsflash
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Client Publications
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March 17, 2010
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Summary of the March 15, 2010 Draft of the Restoring American Financial Stability Act, Introduced by Senator Christopher Dodd (D-CT)
Client Memorandum
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Client Publications
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March 16, 2010
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Corporate Governance and Executive Compensation in the New Dodd Bill: Implications for All US Public Companies
Client Memorandum
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Client Publications
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January 28, 2010
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SEC Removes Roadblocks to Use of Non-GAAP Measures in Filings
Client Memorandum
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Client Publications
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January 7, 2010
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The SEC’s New Corporate Governance and Compensation Disclosure Requirements
Client Memorandum
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Client Publications
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December 22, 2009
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SEC Proposes New Rule to Allow Pre-Filing Offerings by Underwriters, Potentially Paving the Way for More Pre-Marketed Transactions
Client Newsflash
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Client Publications
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December 16, 2009
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SEC Adopts Additional Compensation and Corporate Governance Disclosure for 2010 Proxy Season
Client Memorandum
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Client Publications
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October 15, 2009
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Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
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Client Publications
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June 18, 2009
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SEC Publishes Proxy Access Proposal
Client Memorandum
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Client Publications
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May 29, 2009
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FINRA May Not Clear Some Shelfs on an Expedited Basis
Client Newsflash
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Client Publications
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May 27, 2009
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Senator Schumer Proposes Key Governance Changes for U.S. Public Companies
Client Newsflash
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Client Publications
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April 14, 2009
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The Debate Over Federal Insurance Regulation
Client Memorandum
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Client Publications
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January 9, 2009
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New SEC Relief for Some Companies That May Lose WKSI Status
Client Newsflash
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Client Publications
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December 2, 2008
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Eighth Circuit Holds Failure to File Exchange Act Reports Not a Breach of Indenture Reporting Covenant or Trust Indenture Act
Client Newsflash
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Client Publications
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September 24, 2008
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New York and SEC Move to Regulate Credit Default Swaps
Client Newsflash
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Client Publications
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