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Date
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Title
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Type
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June 11, 2013
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SEC Proposes Amendments to Money Market Fund Rules
Client Memorandum
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|
Client Publications
|
|
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June 6, 2013
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Swaps Pushout Rule: Federal Reserve Clarifies Treatment of U.S. Branches of Foreign Banks
Client Memorandum
|
|
Client Publications
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June 5, 2013
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CFTC Finalizes SEF Rules and Adopts Minimum Block Trade Sizes
Client Memorandum
|
|
Client Publications
|
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June 5, 2013
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CFTC Provides Clearing Relief for Treasury Affiliates of Commercial Swap Counterparties
Client Newsflash
|
|
Client Publications
|
|
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June 3, 2013
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Dodd-Frank Progress Report
|
|
Client Publications
|
|
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May 16, 2013
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SEC Proposes Cross-Border Security-Based Swap Rules
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|
Client Publications
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|
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May 1, 2013
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|
Dodd-Frank Progress Report
Client Newsletter
|
|
Client Publications
|
|
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April 15, 2013
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CFTC Provides Inter-affiliate Swap Clearing and Reporting Relief
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|
Client Publications
|
|
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April 1, 2013
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|
Dodd-Frank Progress Report
Client Newsletter
|
|
Client Publications
|
|
|
March 27, 2013
|
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Guidance on Rule 15a-6 and Foreign Broker-Dealers
Client Newsflash
|
|
Client Publications
|
|
|
March 11, 2013
|
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An Asset Manager’s Guide to Swap Trading in the New Regulatory World
|
|
Client Publications
|
|
|
March 1, 2013
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
February 25, 2013
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Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin
Client Memorandum
|
|
Client Publications
|
|
|
February 15, 2013
|
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FINRA Requests Comment on Proposed Rules Governing Markups, Commissions and Fees
Client Memorandum
|
|
Client Publications
|
|
|
February 1, 2013
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
January 23, 2013
|
|
FINRA Issues Voluntary Interim Form for Crowdfunding Portals
Client Memorandum
|
|
Client Publications
|
|
|
January 10, 2013
|
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Approaching the Effective Date of the New FINRA Communications Rules
Client Newsflash
|
|
Client Publications
|
|
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January 7, 2013
|
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Swaps Pushout Rule: OCC Prepared to Grant Two-Year Transition Period to Federal Insured Depository Institutions
Client Memorandum
|
|
Client Publications
|
|
|
January 3, 2013
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SEC Adopts New Obligations for Broker-Dealers Regarding Lost Securityholders and Unresponsive Payees
Client Memorandum
|
|
Client Publications
|
|
|
January 2, 2013
|
|
Dodd-Frank Progress Report
Client Newsletter
|
|
Client Publications
|
|
|
December 27, 2012
|
|
CFTC Issues Final Cross-Border Swap Exemptive Order
Client memorandum
|
|
Client Publications
|
|
|
December 3, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
November 19, 2012
|
|
Treasury Issues FX Swap and FX Forward Exemption
Client Newsflash
|
|
Client Publications
|
|
|
November 12, 2012
|
|
Impact of Dodd-Frank Derivatives Regulations on Latin American Financial Institutions
|
|
Client Publications
|
|
|
November 5, 2012
|
|
SEC Proposes Capital, Margin, and Segregation Rules for Security-Based Swap Dealers
Client Memorandum
|
|
Client Publications
|
|
|
November 1, 2012
|
|
Dodd-Frank Progress Report
Client Newsletter
|
|
Client Publications
|
|
|
October 13, 2012
|
|
CFTC Clarifies Temporary Application of Swap Regulations and Delays Some Swap-Related Requirements
Client Newsflash
|
|
Client Publications
|
|
|
October 9, 2012
|
|
OCIE Staff Report on Broker-Dealer Information Barrier Practices
Client Memorandum
|
|
Client Publications
|
|
|
October 1, 2012
|
|
Dodd-Frank Progress Report
Client Newsletter
|
|
Client Publications
|
|
|
September 12, 2012
|
|
CFTC Clarifies Swap Dealer Registration Timing
Client Memorandum
|
|
Client Publications
|
|
|
September 4, 2012
|
|
Dodd-Frank Progress Report
Client Newsletter
|
|
Client Publications
|
|
|
August 24, 2012
|
|
NFA Proposes to Amend Rules to Impose New Swaps Registration Requirement on FCMs, IBs, CPOs and CTAs
Client Newsflash
|
|
Client Publications
|
|
|
August 20, 2012
|
|
CFTC Proposes Clearing Exemption for Inter-Affiliate Swaps
Client Newsflash
|
|
Client Publications
|
|
|
July 30, 2012
|
|
CFTC Begins Implementation of Mandatory Clearing of Swaps
Client Newsflash
|
|
Client Publications
|
|
|
July 19, 2012
|
|
SEC Adopts Rule Requiring Consolidated Audit Trail
Client Memorandum
|
|
Client Publications
|
|
|
July 18, 2012
|
|
Dodd-Frank Two-Year Anniversary Progress Report
|
|
Client Publications
|
|
|
July 17, 2012
|
|
Key Dodd-Frank Derivatives Issues for End Users
Client Memorandum
|
|
Client Publications
|
|
|
July 11, 2012
|
|
SEC and CFTC Finalize Swap Product Definitions: the Title VII Swap Countdown Begins
Client Newsflash
|
|
Client Publications
|
|
|
July 10, 2012
|
|
Basel Committee and IOSCO Release Consultation Paper on Uncleared Derivatives Margin; CFTC Reopens Comment Period on Uncleared Swap Margin Proposal
Client Newsflash
|
|
Client Publications
|
|
|
July 3, 2012
|
|
CFTC Proposes Cross-Border Guidance and Exemptive Order
Client Newsflash
|
|
Client Publications
|
|
|
July 2, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
June 12, 2012
|
|
U.S. Basel III Capital Proposed Rules and Market Risk Final Rule: Out with the Old, In with the New
Client Newsflash
|
|
Client Publications
|
|
|
June 6, 2012
|
|
SEC Approves “Limit Up-Limit Down” Plan and Tighter Circuit Breakers
Client Newsflash
|
|
Client Publications
|
|
|
June 5, 2012
|
|
CFTC Adopts Historical Swap Recordkeeping and Reporting Requirements
Client Memorandum
|
|
Client Publications
|
|
|
June 1, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
May 23, 2012
|
|
FSOC Proposes Hearing Procedures for Systemic Designations of Nonbank Financial Companies and Financial Market
Client Newsflash
|
|
Client Publications
|
|
|
May 22, 2012
|
|
CFTC Proposes Exemptions from Aggregation under Its Position Limits Rule
Client Memorandum
|
|
Client Publications
|
|
|
May 21, 2012
|
|
CFTC Chairman Gensler Previews Key Elements of Dodd-Frank Title VII Cross-Border Guidance
Client Newsflash
|
|
Client Publications
|
|
|
May 16, 2012
|
|
SEC Approves MSRB Interpretive Notice on Municipal Security Underwriters
Client Memorandum
|
|
Client Publications
|
|
|
May 8, 2012
|
|
SEC Reopens Comment Period for Proposed Amendments to Financial Responsibility Rules for Broker-Dealers
Client Memorandum
|
|
Client Publications
|
|
|
May 2, 2012
|
|
CFTC and SEC Adopt Final Swap Dealer, Major Swap Participant and Eligible Contract Participant Definitions
Client Memorandum
|
|
Client Publications
|
|
|
May 2, 2012
|
|
Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012
Slide Presentation
|
|
Client Publications
|
|
|
May 1, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
April 23, 2012
|
|
SEC Issues Exemptions from Large Trader Reporting Rule
Client Newsflash
|
|
Client Publications
|
|
|
April 20, 2012
|
|
Volcker Rule Conformance Period Guidelines
Client Memorandum
|
|
Client Publications
|
|
|
April 18, 2012
|
|
SEC Approves Amendments to FINRA Communications Rules
Client Memorandum
|
|
Client Publications
|
|
|
April 9, 2012
|
|
Federal Reserve Issues Supplemental Notice of Proposed Rulemaking on Requirements for Determining Whether Companies are Predominantly Engaged in Financial Activities
Client Memorandum
|
|
Client Publications
|
|
|
April 5, 2012
|
|
CFTC Adopts Swap Clearing Documentation, Timing and Risk Management Rules
Client Memorandum
|
|
Client Publications
|
|
|
April 4, 2012
|
|
FSOC Issues Final Rule on Designation of Systemically Important Nonbank Financial Companies
Client Memorandum
|
|
Client Publications
|
|
|
April 2, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
March 28, 2012
|
|
The JOBS Act: Implications for Broker-Dealers
Client Memorandum
|
|
Client Publications
|
|
|
March 12, 2012
|
|
CFTC Adopts Internal Business Conduct Rules for Swap Dealers and Major Swap Participants
Client Memorandum
|
|
Client Publications
|
|
|
March 7, 2012
|
|
CFTC and SEC Jointly Propose Identity Theft Rules
Client Memorandum
|
|
Client Publications
|
|
|
March 1, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
February 1, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
January 27, 2012
|
|
CFTC Adopts Business Conduct Rule for Swap Dealers
Client Memorandum
|
|
Client Publications
|
|
|
January 23, 2012
|
|
CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral
Client Memorandum
|
|
Client Publications
|
|
|
January 18, 2012
|
|
CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later
Client Memorandum
|
|
Client Publications
|
|
|
January 17, 2012
|
|
FINRA Communication Rules – Recent Developments Affecting Structured Notes
Client Newsflash
|
|
Client Publications
|
|
|
January 11, 2012
|
|
CFTC Adopts Rules Establishing Swap Reporting Regime
Client Memorandum
|
|
Client Publications
|
|
|
January 3, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
December 23, 2011
|
|
Summary of the Federal Reserve’s Proposed Rules for Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies
Client Memorandum
|
|
Client Publications
|
|
|
December 1, 2011
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
November 7, 2011
|
|
CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps
Client Memorandum
|
|
Client Publications
|
|
|
November 1, 2011
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
October 18, 2011
|
|
SEC Proposes Rules on the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
Client Memorandum
|
|
Client Publications
|
|
|
October 17, 2011
|
|
FSOC's Proposed Rules for SIFI Designations
Client Memorandum
|
|
Client Publications
|
|
|
October 12, 2011
|
|
Volcker Rule Proposed Regulations: Proprietary Trading Summary
Client Memorandum
|
|
Client Publications
|
|
|
October 12, 2011
|
|
Volcker Rule Proposed Regulations: Proprietary Trading Summary with Annexes
Client Memorandum
|
|
Client Publications
|
|
|
October 7, 2011
|
|
Leaked Volcker Release – Proprietary Trading
Client Memorandum
|
|
Client Publications
|
|
|
October 6, 2011
|
|
SEC Staff Alert Reveals Expansive Application of Market Access Rule
Client Newsflash
|
|
Client Publications
|
|
|
October 4, 2011
|
|
Tighter Circuit Breakers in Equities Markets
Client Newsflash
|
|
Client Publications
|
|
|
October 3, 2011
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
September 19, 2011
|
|
Credible Living Wills Under the U.S. Regulatory Framework
Client Memorandum
|
|
Client Publications
|
|
|
September 6, 2011
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
August 22, 2011
|
|
FINRA Files Amended Communications Rules – Impact on Broker-Dealers
Client Newsflash
|
|
Client Publications
|
|
|
August 1, 2011
|
|
SEC Adopts Large Trader Reporting Requirements
Client Memorandum
|
|
Client Publications
|
|
|
July 22, 2011
|
|
One-Year Anniversary Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
July 21, 2011
|
|
SEC Proposes New Custody-Related Reporting and Audit Requirements for Broker-Dealers
Client Memorandum
|
|
Client Publications
|
|
|
July 1, 2011
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
June 22, 2011
|
|
SEC Approves New FINRA Rule Requiring the Qualification and Registration of Operations Professionals
Client Newsflash
|
|
Client Publications
|
|
|
June 17, 2011
|
|
CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements
Client Memorandum
|
|
Client Publications
|
|
|
June 9, 2011
|
|
SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps
Client Newsflash
|
|
Client Publications
|
|
|
June 1, 2011
|
|
Dodd-Frank Rulemaking Progress Report
Progress as of June 1, 2011
|
|
Client Publications
|
|
|
May 17, 2011
|
|
60 Days - Over 175 New Derivatives Provisions
Client Memorandum
|
|
Client Publications
|
|
|
May 2, 2011
|
|
Dodd-Frank Rulemaking Progress Report
Progress as of May 1, 2011
|
|
Client Publications
|
|
|
May 2, 2011
|
|
Treasury Proposes FX Swap and Forward Exemption
Client Newsflash
|
|
Client Publications
|
|
|
April 26, 2011
|
|
Credible Living Wills: The First Generation
Whitepaper by Davis Polk & Wardwell LLP and McKinsey & Company
|
|
Client Publications
|
|
|
April 20, 2011
|
|
CFTC Releases Swap Margin Proposal
Client Newsflash
|
|
Client Publications
|
|
|
April 14, 2011
|
|
Regulators Propose Swap Margin and Capital Rules
Client Memorandum
|
|
Client Publications
|
|
|
April 12, 2011
|
|
FINRA Proposes Rule on the Use of Third-Party Service Providers
Client Newsflash
|
|
Client Publications
|
|
|
April 5, 2011
|
|
FDIC Releases Joint Notice of Proposed Rulemaking on Resolution Plans and Credit Exposure Reports
Client Memorandum
|
|
Client Publications
|
|
|
April 4, 2011
|
|
Davis Polk Dodd-Frank Rulemaking Progress Report
Progress as of March 31, 2011
|
|
Client Publications
|
|
|
March 31, 2011
|
|
Federal Agencies Finalize Proposed Interagency Rule on Incentive-Based Compensation for Financial Institutions
Client Newsflash
|
|
Client Publications
|
|
|
March 3, 2011
|
|
Federal Agencies Propose Interagency Rule on Incentive-Based Compensation for Financial Institutions
Client Memorandum
|
|
Client Publications
|
|
|
February 14, 2011
|
|
Summary of the Federal Reserve’s Final Regulations on the Conformance Period for the Volcker Rule
|
|
Client Publications
|
|
|
February 9, 2011
|
|
Summary of Federal Reserve Proposed Rule on Definitions Related to Nonbank Financial Companies and Interconnectedness of Systemically Important Firms
|
|
Client Publications
|
|
|
January 24, 2011
|
|
SEC Study on the Fiduciary Duty of Investment Advisers and Broker-Dealers
Client Memorandum
|
|
Client Publications
|
|
|
January 19, 2011
|
|
Summary of the Section 622 Study and Recommendations Regarding Concentration Limits on Large Financial Companies, Released by the Financial Stability Oversight Council on January 18, 2011
Summary as of January 19, 2011
|
|
Client Publications
|
|
|
January 19, 2011
|
|
Summary of the Volcker Rule Study – Proprietary Trading
Summary as of January 19, 2011
|
|
Client Publications
|
|
|
January 19, 2011
|
|
Working Summary of the Financial Stability Oversight Council’s January 18, 2011 Proposed Rules on Designation of Systemically Important Nonbank Financial Companies
Summary as of January 19, 2011
|
|
Client Publications
|
|
|
November 30, 2010
|
|
CFTC Proposes to Register and Regulate Swap Dealers and Major Swap Participants
Client Memorandum
|
|
Client Publications
|
|
|
November 22, 2010
|
|
CFTC and SEC Propose Swap Data Reporting Rules
Client Newsflash
|
|
Client Publications
|
|
|
November 12, 2010
|
|
CFTC Proposes Swap Dealer and Major Swap Participant Rules
Client Newsflash
|
|
Client Publications
|
|
|
November 5, 2010
|
|
SEC Limits Direct Market Access
Client Memorandum
|
|
Client Publications
|
|
|
November 3, 2010
|
|
MSRB Extends Application of Its Rules and Registration to Municipal Advisors
Client Newsflash
|
|
Client Publications
|
|
|
October 15, 2010
|
|
SEC and CFTC Adopt Interim Final Rules on Reporting and Recordkeeping for Pre-Dodd-Frank Swaps
Client Newsflash
|
|
Client Publications
|
|
|
September 7, 2010
|
|
Proxy Access Year One: What to Expect and What to Do Now
General Counsel Update
|
|
Client Publications
|
|
|
September 3, 2010
|
|
SEC Adopts Rule Providing for Temporary Registration of Municipal Advisors
Client Newsflash
|
|
Client Publications
|
|
|
July 29, 2010
|
|
Davis Polk Launches Dodd-Frank Webcast Series
|
|
Client Publications
|
|
|
July 26, 2010
|
|
SEC Proposes New Regulatory Scheme for 12b-1 Mutual Fund Fees
Client Newsflash
|
|
Client Publications
|
|
|
July 21, 2010
|
|
Dodd-Frank Wall Street Reform and Consumer Protection Act: Preliminary Assessment of Provisions Effective Immediately or Very Soon After Enactment
Client Memorandum
|
|
Client Publications
|
|
|
July 9, 2010
|
|
Davis Polk Regulatory Implementation Slides
Client Memorandum
|
|
Client Publications
|
|
|
July 9, 2010
|
|
Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010
Client Memorandum
|
|
Client Publications
|
|
|
June 30, 2010
|
|
New Trading Pause Proposals to Include More Issuers
Client Newsflash
|
|
Client Publications
|
|
|
June 28, 2010
|
|
Senate-House Conference Agrees on Swap Pushout Rule
Client Memorandum
|
|
Client Publications
|
|
|
June 25, 2010
|
|
Senate-House Conference Agrees on Final Volcker Rule
Client Memorandum
|
|
Client Publications
|
|
|
June 7, 2010
|
|
SEC Proposes Consolidated Audit Trail
Client Memorandum
|
|
Client Publications
|
|
|
June 2, 2010
|
|
Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues
Client Memorandum
|
|
Client Publications
|
|
|
June 2, 2010
|
|
Side-by-Side Comparison Chart – Key Senate and House Bill Issues
Client Memorandum
|
|
Client Publications
|
|
|
June 1, 2010
|
|
FINRA Proposes New Operations Personnel Qualification and Registration Requirements
Client Memorandum
|
|
Client Publications
|
|
|
May 22, 2010
|
|
Summary of the Restoring American Financial Stability Act, Passed by the Senate on May 20, 2010
Client Memorandum
|
|
Client Publications
|
|
|
April 20, 2010
|
|
SEC Proposes Large Trader Reporting System
Client Memorandum
|
|
Client Publications
|
|
|
April 19, 2010
|
|
SEC’s Latest Market Structure Initiative: Proposed Limitation on Options Market Access Fees
Client Memorandum
|
|
Client Publications
|
|
|
March 17, 2010
|
|
Summary of the March 15, 2010 Draft of the Restoring American Financial Stability Act, Introduced by Senator Christopher Dodd (D-CT)
Client Memorandum
|
|
Client Publications
|
|
|
March 11, 2010
|
|
New “PROP Trading Act” Would Expand “Volcker” Prohibitions
Client Memorandum
|
|
Client Publications
|
|
|
March 8, 2010
|
|
The SEC’s New Short Sale Rule: Implications and Ambiguities
Client Memorandum
|
|
Client Publications
|
|
|
March 4, 2010
|
|
Treasury Proposes “Volcker Rule” Legislative Text
Client Memorandum
|
|
Client Publications
|
|
|
February 24, 2010
|
|
SEC Approves New Short Sale Price Test
Client Newsflash
|
|
Client Publications
|
|
|
February 1, 2010
|
|
FINRA Proposes Changes to New and Continuing Membership Application Processes
Client Memorandum
|
|
Client Publications
|
|
|
January 27, 2010
|
|
SEC Proposes Rule Regarding Sponsored Access
Client Memorandum
|
|
Client Publications
|
|
|
January 26, 2010
|
|
SEC Proposes Rule Regarding Sponsored Access
Client Memorandum
|
|
Client Publications
|
|
|
January 25, 2010
|
|
President Obama Proposes Size and Activities Limits for Financial Institutions
Client Memorandum
|
|
Client Publications
|
|
|
January 22, 2010
|
|
FINRA Proposes Changes to Personnel Registration Requirements
Client Memorandum
|
|
Client Publications
|
|
|
January 19, 2010
|
|
SEC Issues Concept Release on Equity Market Structure
Client Memorandum
|
|
Client Publications
|
|
|
December 15, 2009
|
|
Summary of the Wall Street Reform and Consumer Protection Act Passed by the House of Representatives, December 11, 2009
Client Memorandum
|
|
Client Publications
|
|
|
November 17, 2009
|
|
SEC Proposes Additional Transparency for “Dark Pools” and Intends to Issue Additional Market Structure Proposals and Concept Release Soon
Client Memorandum
|
|
Client Publications
|
|
|
November 13, 2009
|
|
Summary of the Restoring American Financial Stability Act of 2009, Introduced by Senator Christopher Dodd (D-CT) November 10, 2009 Discussion Draft
Client Memorandum
|
|
Client Publications
|
|
|
November 12, 2009
|
|
The House and Senate Debate Resolution Authority
Client Memorandum
|
|
Client Publications
|
|
|
November 9, 2009
|
|
Investor Protection Act Passes House Financial Services Committee
Client Memorandum
|
|
Client Publications
|
|
|
October 29, 2009
|
|
Competing Over-the-Counter Derivatives Bills Progress Through the House
Client Memorandum
|
|
Client Publications
|
|
|
October 28, 2009
|
|
Consumer Financial Protection Agency Act Clears House Financial Services Committee
Client Memorandum
|
|
Client Publications
|
|
|
October 20, 2009
|
|
SEC and CFTC Release Joint Report on Harmonization of Regulation
Client Newsflash
|
|
Client Publications
|
|
|
October 9, 2009
|
|
General Counsel Update
Preparing for the 2010 Proxy Season: Spotlight on Risk
|
|
Client Publications
|
|
|
October 6, 2009
|
|
Representative Frank Releases Discussion Draft for Over-the-Counter Derivatives Reform
Client Memorandum
|
|
Client Publications
|
|
|
October 6, 2009
|
|
Representative Kanjorski Releases Investor Protection, Private Investment Fund Advisers Registration and Federal Insurance Office Proposals
Client Memorandum
|
|
Client Publications
|
|
|
September 21, 2009
|
|
SEC Proposes to Ban “Flash” Orders; Announces Broad Review of Market Structure Issues
Client Newsflash
|
|
Client Publications
|
|
|
August 31, 2009
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FDIC Extends Cautious Welcome To Private Capital Investments In Failed Banks
Client Memorandum
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Client Publications
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August 31, 2009
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Short Sales: SEC Staff Provides Guidance on Short Sale Order-Marking Issues, Updates Regulation SHO FAQs
Client Newsflash
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Client Publications
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August 17, 2009
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Obama Administration Proposes Sweeping Legislation to Regulate Over-The-Counter Derivatives
Client Newsflash
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Client Publications
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July 28, 2009
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Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives
Client Newsflash
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Client Publications
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July 28, 2009
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The Regulatory Reform Marathon
Client Memorandum
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Client Publications
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July 20, 2009
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Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009
Client Memorandum
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Client Publications
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July 13, 2009
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Investor Protection Act of 2009
Client Newsflash
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Client Publications
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July 6, 2009
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FDIC Proposes Conditions for Investments in Failed Banks by Private Capital Investors
Client Memorandum
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Client Publications
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July 1, 2009
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Consumer Financial Protection Agency Act of 2009
Client Newsflash
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Client Publications
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June 22, 2009
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A New Foundation for Financial Regulation?
Client Memorandum
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Client Publications
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June 18, 2009
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SEC Publishes Proxy Access Proposal
Client Memorandum
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Client Publications
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June 17, 2009
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Obama Administration White Paper on Financial Regulatory Reform: Executive Summary and Outline of Key Proposals
Client Newsflash
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Client Publications
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June 3, 2009
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The National Conference Insurance Legislators' Model CDS Bill
Client Memorandum
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Client Publications
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June 1, 2009
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Derivatives Provisions in the American Clean Energy and Security Act of 2009
Client Memorandum
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Client Publications
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May 27, 2009
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Senator Schumer Proposes Key Governance Changes for U.S. Public Companies
Client Newsflash
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Client Publications
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May 20, 2009
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Financial Crisis Inquiry Commission - Update
Client Newsflash
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Client Publications
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May 15, 2009
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Financial Crisis Inquiry Commission
Client Newsflash
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Client Publications
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May 13, 2009
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The Authorizing the Regulation of Swaps Act
Client Memorandum
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Client Publications
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May 4, 2009
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Short Sale Proposals: Key Questions
Client Memorandum
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Client Publications
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April 14, 2009
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The Debate Over Federal Insurance Regulation
Client Memorandum
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Client Publications
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April 8, 2009
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Proposed Short Sale Restrictions
Client Newsflash
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Client Publications
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March 30, 2009
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Treasury's Proposed Resolution Authority for Systemically Significant Financial Companies
Client Memorandum
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Client Publications
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March 30, 2009
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Treasury's Rules of the Road for Regulatory Reform
Client Memorandum
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Client Publications
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March 25, 2009
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The Public-Private Investment Program
Client Memorandum
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Client Publications
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March 20, 2009
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Limited TLGP Extension and New Surcharge
Client Newsflash
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Client Publications
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February 24, 2009
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FDIC to Discuss Guaranteeing Mandatory Convertible Debt Under the Temporary Liquidity Guarantee Program
Client Newsflash
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Client Publications
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February 4, 2009
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SEC Publishes Final Rules and Proposes Additional Rules for Credit Rating Agencies
Client Newsflash
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Client Publications
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January 28, 2009
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UK and US Financial Rescue Packages - A Survey
Client Memorandum
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Client Publications
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January 12, 2009
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The Struggle Over the Second Half of TARP
Client Memorandum
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Client Publications
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December 4, 2008
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SEC Approves Measures to Strengthen Oversight of Credit Rating Agencies
Client Newsflash
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Client Publications
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December 1, 2008
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Credit Default Swap and Regulatory Restructuring Bills Proposed by Senator Harkin and Senator Collins
Client Memorandum
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Client Publications
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November 21, 2008
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New York Revises its Plan to Regulate Credit Default Swaps
Client Newsflash
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Client Publications
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September 22, 2008
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SEC Amends Order Temporarily Banning Short Sales of Financial Companies to Modify Scope of Covered Securities and Expand Exemption for Derivatives Market Makers
Client Newsflash
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Client Publications
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September 22, 2008
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US Treasury Proposal Regarding Troubled Assets
Client Memorandum
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Client Publications
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