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Date
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Title
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Type
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May 23, 2012
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FSOC Proposes Hearing Procedures for Systemic Designations of Nonbank Financial Companies and Financial Market
Client Newsflash
|
|
Client Publications
|
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May 22, 2012
|
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CFTC Proposes Exemptions from Aggregation under Its Position Limits Rule
Client Memorandum
|
|
Client Publications
|
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May 22, 2012
|
|
Merger enforcement across political administrations in the United States
Concurrences: Competition Law Journal
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Lawyer Publications, Publications
|
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May 21, 2012
|
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CFTC Chairman Gensler Previews Key Elements of Dodd-Frank Title VII Cross-Border Guidance
Client Newsflash
|
|
Client Publications
|
|
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May 17, 2012
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
May 16, 2012
|
|
Hong Kong Regulator Turns Up the Heat on IPO Sponsors
Client Memorandum
|
|
Client Publications
|
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May 16, 2012
|
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SEC Approves MSRB Interpretive Notice on Municipal Security Underwriters
Client Memorandum
|
|
Client Publications
|
|
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May 11, 2012
|
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Federal Reserve’s Comprehensive Consolidated Supervision Determination for Chinese Banks Has Broader Implications
Client Memorandum
|
|
Client Publications
|
|
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May 11, 2012
|
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Hong Kong Capital Market Developments
Client Newsletter
|
|
Client Publications
|
|
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May 9, 2012
|
|
Regulatory Collateral: TerreStar, Tracy Broadcasting, AMR
DBR Small Cap
|
|
Publications
|
|
|
May 8, 2012
|
|
SEC Reopens Comment Period for Proposed Amendments to Financial Responsibility Rules for Broker-Dealers
Client Memorandum
|
|
Client Publications
|
|
|
May 7, 2012
|
|
Delaware Court Temporarily Blocks Martin Marietta’s Hostile Bid to Acquire Rival Vulcan
Client Memorandum
|
|
Client Publications
|
|
|
May 7, 2012
|
|
SEC Staff Updates Guidance on JOBS Act
Client Memorandum
|
|
Client Publications
|
|
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May 2, 2012
|
|
CFTC and SEC Adopt Final Swap Dealer, Major Swap Participant and Eligible Contract Participant Definitions
Client Memorandum
|
|
Client Publications
|
|
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May 2, 2012
|
|
Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012
Slide Presentation
|
|
Client Publications
|
|
|
May 1, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
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|
|
April 26, 2012
|
|
The JOBS Act: Potential Benefits for Foreign Private Issuers
Client Memorandum
|
|
Client Publications
|
|
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April 23, 2012
|
|
SEC Issues Exemptions from Large Trader Reporting Rule
Client Newsflash
|
|
Client Publications
|
|
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April 20, 2012
|
|
Volcker Rule Conformance Period Guidelines
Client Memorandum
|
|
Client Publications
|
|
|
April 19, 2012
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
April 19, 2012
|
|
White Paper on the Separate Entity Doctrine as Applied to the U.S. Branches of Foreign Headquartered (Non-U.S.) Banks
|
|
Client Publications
|
|
|
April 18, 2012
|
|
SEC Approves Amendments to FINRA Communications Rules
Client Memorandum
|
|
Client Publications
|
|
|
April 10, 2012
|
|
JOBS Act Implementation Chart
Client Memorandum
|
|
Client Publications
|
|
|
April 9, 2012
|
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Federal Reserve Issues Supplemental Notice of Proposed Rulemaking on Requirements for Determining Whether Companies are Predominantly Engaged in Financial Activities
Client Memorandum
|
|
Client Publications
|
|
|
April 9, 2012
|
|
The JOBS Act: Implications for Private Company Acquisitions and M&A Professionals
Client Newsflash
|
|
Client Publications
|
|
|
April 5, 2012
|
|
CFTC Adopts Swap Clearing Documentation, Timing and Risk Management Rules
Client Memorandum
|
|
Client Publications
|
|
|
April 5, 2012
|
|
JOBS Act Becomes Law
Client Newsflash
|
|
Client Publications
|
|
|
April 5, 2012
|
|
JOBS Act Becomes Law: Reduced Compensation Disclosure for Many IPO Companies and Exchange Act Relief for Private Companies with Significant Equity Compensation
Client Memorandum
|
|
Client Publications
|
|
|
April 4, 2012
|
|
FSOC Issues Final Rule on Designation of Systemically Important Nonbank Financial Companies
Client Memorandum
|
|
Client Publications
|
|
|
April 2, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
April 1, 2012
|
|
Impact of FATCA on Foreign Funds
Practical Law The Journal
|
|
Lawyer Publications, Publications
|
|
|
March 30, 2012
|
|
Regulation of Foreign Banks & Affiliates in the United States (6th ed.) (Co-Editor)
|
|
Publications
|
|
|
March 30, 2012
|
|
The STOCK Act: Implications for Trading on Political Intelligence
Client Memorandum
|
|
Client Publications
|
|
|
March 30, 2012
|
|
U.S. Supreme Court Holds that the Statute of Limitations for Section 16(b) Short-Swing Liability Claims Is Not Tolled
Client Newsflash
|
|
Client Publications
|
|
|
March 28, 2012
|
|
The JOBS Act: Implications for Broker-Dealers
Client Memorandum
|
|
Client Publications
|
|
|
March 27, 2012
|
|
Congress Passes the JOBS Act
Client Newsflash
|
|
Client Publications
|
|
|
March 26, 2012
|
|
JOBS法: 資本市場プロフェッショナル、IPO前企業及び私募に対する含意 (参考和訳)
Client Memorandum
|
|
Client Publications
|
|
|
March 26, 2012
|
|
The JOBS Act: Implications for Capital Markets Professionals, Pre-IPO Companies and Private Offerings
Client Memorandum
|
|
Client Publications
|
|
|
March 23, 2012
|
|
Senate Passes Legislation To Raise the 500 Shareholder Threshold for SEC Registration and To Relax General Solicitation Prohibition in Reg D Offerings
Client Newsflash
|
|
Client Publications
|
|
|
March 22, 2012
|
|
U.S. Senate Passes Amended Version of the Jumpstart Our Business Startups Act
Client Newsflash
|
|
Client Publications
|
|
|
March 21, 2012
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
March 12, 2012
|
|
CFTC Adopts Internal Business Conduct Rules for Swap Dealers and Major Swap Participants
Client Memorandum
|
|
Client Publications
|
|
|
March 9, 2012
|
|
Chinese Antitrust Authorities Approve Western Digital/Hitachi GST Deal with Significant Conditions
Client Memorandum
|
|
Client Publications
|
|
|
March 9, 2012
|
|
Quicker to Market? U.S. House of Representatives Passes the Jumpstart Our Business Startups Act
Client Memorandum
|
|
Client Publications
|
|
|
March 7, 2012
|
|
CFTC and SEC Jointly Propose Identity Theft Rules
Client Memorandum
|
|
Client Publications
|
|
|
March 7, 2012
|
|
Summary of the Proposed FATCA Regulations
Client Memorandum
|
|
Client Publications
|
|
|
March 1, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
February 23, 2012
|
|
CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs
Client Memorandum
|
|
Client Publications
|
|
|
February 21, 2012
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
February 8, 2012
|
|
Treasury Issues Proposed FATCA Regulations, Seeks to Respond to Market Concerns
Client Memorandum
|
|
Client Publications
|
|
|
February 2, 2012
|
|
Hong Kong Capital Market Developments
Client Newsletter
|
|
Client Publications
|
|
|
February 2, 2012
|
|
香港資本市場における近時の進展(参考和訳)
Client Newsletter
|
|
Client Publications
|
|
|
February 1, 2012
|
|
China Antitrust Review 2011
Client Memorandum
|
|
Client Publications
|
|
|
February 1, 2012
|
|
Corporate Governance Practices for IPOs in the United States
Director Notes
|
|
Lawyer Publications, Publications
|
|
|
February 1, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
January 31, 2012
|
|
Creditor Protection in Bank Insolvencies
Too Big to Fail: Do We Need Special Rules for Bank Resolutions?
Institute for Law and Finance, Frankfurt, Germany, 2012
|
|
Publications
|
|
|
January 31, 2012
|
|
Preparing Your 2011 10-K and 20-F – Environmental Disclosure Considerations
Client Memorandum
|
|
Client Publications
|
|
|
January 27, 2012
|
|
CFTC Adopts Business Conduct Rule for Swap Dealers
Client Memorandum
|
|
Client Publications
|
|
|
January 27, 2012
|
|
Revised Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
|
|
Client Publications
|
|
|
January 23, 2012
|
|
CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral
Client Memorandum
|
|
Client Publications
|
|
|
January 23, 2012
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
January 20, 2012
|
|
New Regulations Address Withholding on “Dividend Equivalents”
Client Newsflash
|
|
Client Publications
|
|
|
January 18, 2012
|
|
CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later
Client Memorandum
|
|
Client Publications
|
|
|
January 17, 2012
|
|
FINRA Communication Rules – Recent Developments Affecting Structured Notes
Client Newsflash
|
|
Client Publications
|
|
|
January 17, 2012
|
|
Preparing Your 2011 Form 20-F
Client Memorandum
|
|
Client Publications
|
|
|
January 17, 2012
|
|
2011 年度フォーム20-F の作成について(参考和訳)
Client Memorandum
|
|
Client Publications
|
|
|
January 11, 2012
|
|
CFTC Adopts Rules Establishing Swap Reporting Regime
Client Memorandum
|
|
Client Publications
|
|
|
January 9, 2012
|
|
SEC Changes “Neither Admit Nor Deny” Practice for Criminal Conviction Cases
Client Newsflash
|
|
Client Publications
|
|
|
January 9, 2012
|
|
SEC Staff Issues Guidance on European Sovereign Debt Exposures
Client Newsflash
|
|
Client Publications
|
|
|
January 5, 2012
|
|
Indian Competition Law - Annual Review (2011)
Client Memorandum
|
|
Client Publications
|
|
|
January 3, 2012
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
January 3, 2012
|
|
The Law of Unintended Consequences: Competing Plans in the Post-BAPCPA World
Insolvency and Restructuring Update
|
|
Client Publications
|
|
|
January 1, 2012
|
|
Corporate Governance Practices for Initial Public Offerings in the United States
The Conference Board, January 2012
|
|
Publications
|
|
|
2012
|
|
Foreign Bank Acquisitions of U.S. Banks and Thrifts (Chapter 6, Co-Author)
Regulation of Foreign Banks and Affiliates in the United States (6th ed.)
|
|
Publications
|
|
|
2012
|
|
Foreign Banks as U.S. Financial Holding Companies (Chapter 10, Co-Author)
Regulation of Foreign Banks and Affiliates in the United States (6th ed.)
|
|
Publications
|
|
|
December 31, 2011
|
|
Acquisition par un concurrent
Concurrences, N° 2-2010, pp. 110-112
|
|
Publications
|
|
|
December 31, 2011
|
|
Compétence de la Commission
Concurrences, N° 4-2010, pp. 162-164
|
|
Publications
|
|
|
December 31, 2011
|
|
Contrôle des concentrations
Panorama de la pratique décisionnelle de l’Autorité de la concurrence en 2010
Concurrences, N° 1-2011, pp. 58-66
|
|
Publications
|
|
|
December 23, 2011
|
|
Comment: 12 Regulatory Reform Predictions for '12
|
|
Publications
|
|
|
December 23, 2011
|
|
Summary of the Federal Reserve’s Proposed Rules for Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies
Client Memorandum
|
|
Client Publications
|
|
|
December 21, 2011
|
|
Key Elements of the Revised Model Credit Agreement Provisions
ABA Commercial Law Newsletter, Winter 2011
|
|
Lawyer Publications, Publications
|
|
|
December 20, 2011
|
|
Law of Unintended Consequences: Competing Plans in Post-BAPCPA World
New York Law Journal, Vol. 246, No. 118
|
|
Publications
|
|
|
December 13, 2011
|
|
Say-on-Pay Year Two: a Planning Primer
Client Memorandum
|
|
Client Publications
|
|
|
forthcoming 2012
|
|
Deskbook on the Dodd-Frank Act
|
|
Publications
|
|
|
December 8, 2011
|
|
SEC Staff to Limit Non-Public Initial Review Process for Non-U.S. Issuers
Client Newsflash
|
|
Client Publications
|
|
|
December 7, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
December 1, 2011
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
December 1, 2011
|
|
Enron: 10 Years Later
Law360
|
|
Lawyer Publications, Publications
|
|
|
December 1, 2011
|
|
Recent Developments in Adequate Protection Under Section 361
|
|
Publications
|
|
|
November 29, 2011
|
|
New ISS Policies Overhaul Say-on-Pay Analysis
Client Memorandum
|
|
Client Publications
|
|
|
2012
|
|
Are Bailouts Inevitable?
Yale Journal on Regulation, Vol. 29, No. 2
|
|
Publications
|
|
|
November 18, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
November 7, 2011
|
|
CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps
Client Memorandum
|
|
Client Publications
|
|
|
November 3, 2011
|
|
Proposed Treasury Regulations Clarify U.S. Taxation of Investments by Foreign Governments
Client Newsflash
|
|
Client Publications
|
|
|
November 2, 2011
|
|
A Practitioner's Guide to Prepackaged Bankruptcy: A Primer
|
|
Publications
|
|
|
November 1, 2011
|
|
Dodd-Frank Derivatives Implementation: If Not Now, When?
Washington Watch
|
|
Publications
|
|
|
November 1, 2011
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
November 1, 2011
|
|
Navigating the U.S. Living Wills Requirements
A.B.A. Banking L. Comm J.
|
|
Publications
|
|
|
October 31, 2011
|
|
Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
|
|
Client Publications
|
|
|
October 30, 2011
|
|
Hong Kong Capital Market Developments
Client Newsflash
|
|
Client Publications
|
|
|
October 30, 2011
|
|
香港IPO資本市場における近時の進展(参考和訳)
Client Newsflash
|
|
Client Publications
|
|
|
October 27, 2011
|
|
SEC Approves Private Fund Systemic Risk Reporting
Client Newsflash
|
|
Client Publications
|
|
|
October 24, 2011
|
|
U.S. and European Union Antitrust Agencies Issue Revised “Best Practices” for Coordinating Merger Reviews
Client Newsflash
|
|
Client Publications
|
|
|
October 21, 2011
|
|
Delaware Court of Chancery Awards $1.26 Billion in Entire Fairness Case
Client Newsflash
|
|
Client Publications
|
|
|
October 20, 2011
|
|
Cybersecurity: SEC Provides Guidance on Disclosure Considerations
Client Memorandum
|
|
Client Publications
|
|
|
October 19, 2011
|
|
SEC Staff Rejects Introducing Broker as Appropriate Evidence of Ownership for Shareholder Proposals and Provides Other Technical Guidance
Client Memorandum
|
|
Client Publications
|
|
|
October 18, 2011
|
|
SEC Proposes Rules on the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
Client Memorandum
|
|
Client Publications
|
|
|
October 17, 2011
|
|
FSOC's Proposed Rules for SIFI Designations
Client Memorandum
|
|
Client Publications
|
|
|
October 15, 2011
|
|
ボルカー・ルール規制案:ヘッジファンド/プライベート・エクイティ・ファンド(参考和訳)
Client Memorandum
|
|
Client Publications
|
|
|
October 15, 2011
|
|
ボルカー・ルール規制案:自己勘定取引(参考和訳)
Client Memorandum
|
|
Client Publications
|
|
|
October 14, 2011
|
|
Investment Management Regulatory Update
|
|
Client Publications
|
|
|
October 12, 2011
|
|
Volcker Rule Proposed Regulations: Hedge / PE Funds Summary
Client Memorandum
|
|
Client Publications
|
|
|
October 12, 2011
|
|
Volcker Rule Proposed Regulations: Proprietary Trading Summary
Client Memorandum
|
|
Client Publications
|
|
|
October 12, 2011
|
|
Volcker Rule Proposed Regulations: Hedge / PE Funds Summary with Annexes
Client Memorandum
|
|
Client Publications
|
|
|
October 12, 2011
|
|
Volcker Rule Proposed Regulations: Proprietary Trading Summary with Annexes
Client Memorandum
|
|
Client Publications
|
|
|
October 11, 2011
|
|
Lehman Bankruptcy Court Holds Contractual Right to Triangular Setoff Unenforceable In Bankruptcy and Not Protected by Safe Harbors
Client Newsletter
|
|
Client Publications
|
|
|
October 7, 2011
|
|
Leaked Volcker Release – Funds
Client Memorandum
|
|
Client Publications
|
|
|
October 7, 2011
|
|
Leaked Volcker Release – Proprietary Trading
Client Memorandum
|
|
Client Publications
|
|
|
October 6, 2011
|
|
Lehman Bankruptcy Court Holds Contractual Right to Triangular Setoff Unenforceable in Bankruptcy and Not Protected by Safe Harbors
Business Law Currents
|
|
Publications
|
|
|
October 6, 2011
|
|
SEC Staff Alert Reveals Expansive Application of Market Access Rule
Client Newsflash
|
|
Client Publications
|
|
|
October 5, 2011
|
|
SEC Large Trader Rule: Impact on Corporations and Related Individuals
Client Memorandum
|
|
Client Publications
|
|
|
October 4, 2011
|
|
Tighter Circuit Breakers in Equities Markets
Client Newsflash
|
|
Client Publications
|
|
|
October 3, 2011
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
October 1, 2011
|
|
Settling the Valuation Question (Chapter 20)
Contested Valuation in Corporate Bankruptcy
|
|
Publications
|
|
|
September 30, 2011
|
|
Reevaluating Individual Arbitration of Antitrust Claims After AT&T Mobility v. Concepcion
|
|
Lawyer Publications, Publications
|
|
|
September 21, 2011
|
|
SEC Clears the Way for “Private Ordering” for Proxy Access; Related Rules also Effective
Client Memorandum
|
|
Client Publications
|
|
|
September 20, 2011
|
|
Second Washington Mutual Plan Confirmation Denial May Have Significant Impact on Claims Trading and Plan Negotiation
Insolvency and Restructuring Update
|
|
Client Publications
|
|
|
September 19, 2011
|
|
Credible Living Wills Under the U.S. Regulatory Framework
Client Memorandum
|
|
Client Publications
|
|
|
September 19, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
September 13, 2011
|
|
Bankruptcy Court Decision May Impact Claims Trading and Plan Negotiation
The Harvard Law School Forum on Corporate Governance and Financial Regulation
|
|
Publications
|
|
|
September 13, 2011
|
|
FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business
Client Newsflash
|
|
Client Publications
|
|
|
September 7, 2011
|
|
Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies
Client Memorandum
|
|
Client Publications
|
|
|
September 6, 2011
|
|
Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
September 2, 2011
|
|
Compensation Clawback under Dodd Frank: Impact on Foreign Issuers
Client Memorandum
|
|
Client Publications
|
|
|
September 2, 2011
|
|
SEC Seeks Public Comment on Mutual Fund Derivatives Use and Asset-Backed Issuers and Mortgage-Related Pools under the Investment Company Act
Client Newsflash
|
|
Client Publications
|
|
|
September 1, 2011
|
|
Getting the Deal Through - Merger Control 2012
United States
|
|
Publications
|
|
|
September/October 2011
|
|
In the News: Exclusive Forum Charter and Bylaw Provisions
The Corporate Governance Advisor
|
|
Publications
|
|
|
September 1, 2011
|
|
La protection offerte aux entreprises françaises par le Chapter 15 américain
Décideurs : Stratégie Finance Droit – Collection Guide : Annuaire 2011
|
|
Publications
|
|
|
September 1, 2011
|
|
ドッド=フランク法に基づく報酬クローバック: 海外発行体に対する影響 (参考和訳)
Client Memorandum
|
|
Client Publications
|
|
|
August 23, 2011
|
|
SEC's Temporary Suspension of EDGAR Filing System
Client Newsflash
|
|
Client Publications
|
|
|
August 22, 2011
|
|
FINRA Files Amended Communications Rules – Impact on Broker-Dealers
Client Newsflash
|
|
Client Publications
|
|
|
August 22, 2011
|
|
FINRA Files Amended Communications Rules – Impact on Structured Products
Client Memorandum
|
|
Client Publications
|
|
|
August 12, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
August 1, 2011
|
|
SEC Adopts Large Trader Reporting Requirements
Client Memorandum
|
|
Client Publications
|
|
|
August 1, 2011
|
|
Transparency and Confidentiality in the Post Financial Crisis World -- Where to Strike the Balance?
Harvard Business Law Review, Vol. 1
|
|
Publications
|
|
|
July 29, 2011
|
|
U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report
Client Memorandum
|
|
Client Publications
|
|
|
July 28, 2011
|
|
Key Considerations Relating to Issuances of Contingent Convertible Instruments in or into the United States
Client Memorandum
|
|
Client Publications
|
|
|
July 26, 2011
|
|
SEC’s Final Rules Modify Form S-3 and F-3 Transaction Eligibility Criteria for Debt Issuances
Client Newsflash
|
|
Client Publications
|
|
|
July 22, 2011
|
|
D.C. Circuit Vacates SEC Proxy Access Rule
Client Newsflash
|
|
Client Publications
|
|
|
July 22, 2011
|
|
One-Year Anniversary Dodd-Frank Progress Report
|
|
Client Publications
|
|
|
July 22, 2011
|
|
The Logic and Limits of Credit Bidding by Secured Creditors Under the Bankruptcy Code
Lawrence P. King and Charles Seligson Workshop on Bankruptcy and Business Reorganizaiton
American Bankruptcy Institute / New York University School of Law
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Publications
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July 21, 2011
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SEC Proposes New Custody-Related Reporting and Audit Requirements for Broker-Dealers
Client Memorandum
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Client Publications
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July 13, 2011
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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July 11, 2011
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Counterparty Credit Risk Management: Links Between Supervisory Guidance, Dodd-Frank and Basel
Client Newsflash
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Client Publications
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July 8, 2011
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The FTC Issues Amendments to HSR Rules and Notification Form
Client Memorandum
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Client Publications
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July 1, 2011
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Dodd-Frank Progress Report
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Client Publications
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June 29, 2011
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SEC Issues Final Rules Implementing Dodd-Frank Amendments to the Investment Advisers Act of 1940
Client Memorandum
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Client Publications
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June 29, 2011
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Seventh Circuit Delivers a Major Win for Secured Creditors; Holds that Secured Creditors Cannot be Denied Right to Credit Bid in a Sale Under a Plan
Insolvency and Restructuring Update
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Client Publications
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June 27, 2011
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Stern v. Marshall – Supreme Court Limits the Power of Bankruptcy Courts to Hear Certain State Law Claims Brought by Debtors Against Creditors
Insolvency and Restructuring Update
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Client Publications
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June 23, 2011
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Federal Banking Agencies Implement Collins Amendment by Establishing Risk-Based Capital Floor
Client Memorandum
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Client Publications
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June 22, 2011
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SEC Approves New FINRA Rule Requiring the Qualification and Registration of Operations Professionals
Client Newsflash
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Client Publications
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June 17, 2011
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CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements
Client Memorandum
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Client Publications
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June 13, 2011
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Supreme Court Limits False Statement Liability Under Rule 10b-5 To Those Who Actually Make Misstatements
Client Newsflash
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Client Publications
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June 10, 2011
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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June 9, 2011
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SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps
Client Newsflash
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Client Publications
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June 7, 2011
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SEC Whistleblower Rules: What You Need to Know
Webcast
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Client Publications
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June 6, 2011
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Supreme Court Determines that Class Certification Does Not Require Proof of Loss Causation in Securities Fraud Cases
Client Newsflash
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Client Publications
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June 1, 2011
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Dodd-Frank Rulemaking Progress Report
Progress as of June 1, 2011
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Client Publications
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June-July 2011
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Potential Extraterritorial Application of Regulations Issued Under Title VII of the Dodd-Frank Act
Futures & Derivaties Law Report, Vol. 31, Issue 6
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Publications
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June 1, 2011
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Proposed Credit Risk Retention Rules Raise Serious Concerns
Client Memorandum
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Client Publications
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June 1, 2011
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Resolution of U.S. Banks and Other Financial Institutions
Debt Restructuring (Chapter 8)
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Publications
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May 25, 2011
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SEC Adopts Final Whistleblower Rules
Client Newsflash
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Client Publications
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May 23, 2011
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Davis Polk Alumnae Newsletter – 2011
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Publications
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May 18, 2011
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SEC Proposal Would Replace Regulation M Exemption for Investment Grade Securities
Client Memorandum
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Client Publications
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May 17, 2011
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60 Days - Over 175 New Derivatives Provisions
Client Memorandum
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Client Publications
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May 17, 2011
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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May 5, 2011
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Delaware Weighs in on the Meaning of “Substantially All” for a Series of Transactions
Client Newsflash
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Client Publications
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May 3, 2011
|
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Say-on-Pay: An Interim Report
Client Memorandum
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Client Publications
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May 2, 2011
|
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Dodd-Frank Rulemaking Progress Report
Progress as of May 1, 2011
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Client Publications
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May 2, 2011
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Treasury Proposes FX Swap and Forward Exemption
Client Newsflash
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Client Publications
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May 1, 2011
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Leveraged Buyout Bankruptcies, The Problem of Hindsight Bias, and the Credit Default Swap Solution
Colum. Bus. L. Rev. 118 (2011)
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Publications
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May 1, 2011
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Third Circuit Finds DCF Analysis is "Commercially Reasonable Determinant of Value"
On the Edge
ABI Journal Vol. XXX, No. 4, May 2011
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Publications
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April 27, 2011
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Supreme Court Rejects Rule Disfavoring Arbitration of Disputes Between Companies and Consumers
Client Newsflash
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Client Publications
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April 27, 2011
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The Final Round For Gift Plans?
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Publications
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April 26, 2011
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Credible Living Wills: The First Generation
Whitepaper by Davis Polk & Wardwell LLP and McKinsey & Company
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Publications
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April 26, 2011
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Credible Living Wills: The First Generation
Whitepaper by Davis Polk & Wardwell LLP and McKinsey & Company
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Client Publications
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April 25, 2011
|
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Dodd-Frank Act May Require New SEC Registration for Non-U.S. Advisers
Client Memorandum
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Client Publications
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April 20, 2011
|
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CFTC Releases Swap Margin Proposal
Client Newsflash
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Client Publications
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April 15, 2011
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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April 14, 2011
|
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Regulators Propose Swap Margin and Capital Rules
Client Memorandum
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Client Publications
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April 12, 2011
|
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FINRA Proposes Rule on the Use of Third-Party Service Providers
Client Newsflash
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Client Publications
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April 12, 2011
|
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SEC Confirms IFRS Filers Will Not be Required to Provide Interactive Data Until SEC Specifies Taxonomy
Client Newsflash
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Client Publications
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April 12, 2011
|
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SFC Raises Concerns on IPO Sponsor's Due Diligence
Client Newsflash
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Client Publications
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April 5, 2011
|
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FDIC Releases Joint Notice of Proposed Rulemaking on Resolution Plans and Credit Exposure Reports
Client Memorandum
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Client Publications
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April 4, 2011
|
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Davis Polk Dodd-Frank Rulemaking Progress Report
Progress as of March 31, 2011
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Client Publications
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April 1, 2011
|
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SEC Proposes Independence Rules for Compensation Committees and Advisers
Client Memorandum
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Client Publications
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March 31, 2011
|
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Federal Agencies Finalize Proposed Interagency Rule on Incentive-Based Compensation for Financial Institutions
Client Newsflash
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Client Publications
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March 28, 2011
|
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FDIC's Second Notice of Proposed Rulemaking under the Orderly Liquidation Authority
Client Memorandum
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Client Publications
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March 22, 2011
|
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Decision in Matrixx Initiatives, Inc. v. Siracusano Rejects Bright-Line Rule in Securities Fraud Action Based on Pharmaceutical Company's Failure to Disclose Adverse Event
Client Newsflash
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Client Publications
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March 18, 2011
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SEC Proposal Clarifies No Change to “Beneficial Ownership” Rules for Swaps
Client Newsflash
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Client Publications
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March 15, 2011
|
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Investment Management Regulatory Update
Client Newsletter
|
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Client Publications
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March 3, 2011
|
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Federal Agencies Propose Interagency Rule on Incentive-Based Compensation for Financial Institutions
Client Memorandum
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Client Publications
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March 1, 2011
|
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What a Difference a Year Makes: A Review of Acquisition Financing in 2010
LSTA Loan Market Chronicle 2011
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Publications
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February 28, 2011
|
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Committee on Foreign Investment in the United States Rejects Huawei Deal; Third Recent Chinese Transaction Scuttled by National Security Review
Client Memorandum
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Client Publications
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February 22, 2011
|
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In re American Home Mortgage Holdings, Inc.
Insolvency and Restructuring Update
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Client Publications
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February 16, 2011
|
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Delaware Court Declines to Pull Airgas Poison Pill
Client Newsflash
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Client Publications
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February 15, 2011
|
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Delaware Court Enjoins Merger Vote and Deal Protections in Del Monte Buyout
Client Newsflash
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Client Publications
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February 14, 2011
|
|
Get Ready for Tons of Paperwork
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Publications
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February 14, 2011
|
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Investment Management Regulatory Update
Client Newsletter
|
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Client Publications
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February 14, 2011
|
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Summary of the Federal Reserve’s Final Regulations on the Conformance Period for the Volcker Rule
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Client Publications
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February 14, 2011
|
|
TOUSA, Inc. – District Court Quashes Infamous Fraudulent Transfer Decision
Insolvency and Restructuring Update
|
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Client Publications
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February 9, 2011
|
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Certain Investment Grade Debt Issuers Would No Longer Qualify to Use Shelf Registration Statements Under SEC's Proposed Amendments
Client Newsflash
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Client Publications
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February 9, 2011
|
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Summary of Federal Reserve Proposed Rule on Definitions Related to Nonbank Financial Companies and Interconnectedness of Systemically Important Firms
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Client Publications
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February 1, 2011
|
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Taxing Problems for Debtors - Treatment of Property Taxes
ABI Business Reorganization Committee Newsletter
American Bankruptcy Institute, Vol. 10, No. 1
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Publications
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February 1, 2011
|
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Up in the Cloud: Ethical Issues that Arise in the Age of Cloud Computing
ABI Ethics Committee Newsletter
American Bankruptcy Institute, Vol. 8, No. 1
|
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Publications
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January 27, 2011
|
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SEC Adopts Final Say-on-Pay and Golden Parachute Rules
Client Memorandum
|
|
Client Publications
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January 26, 2011
|
|
What a Difference a Year Makes: A Review of Acquisition Financing in 2010
Client Memorandum
|
|
Client Publications
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January 25, 2011
|
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Investing In or Acquiring Troubled Banks: The Problem of Holding Company Debt
Client Memorandum
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Client Publications
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January 25, 2011
|
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Revised Jurisdictional Thresholds Under the HSR Act and for the Prohibition of Interlocking Directorates
Client Memorandum
|
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Client Publications
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January 24, 2011
|
|
2010 年度フォーム20-Fの作成について (参考和訳)
Client Memorandum
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Client Publications
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January 24, 2011
|
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Preparing Your 2010 Form 20-F
Client Memorandum
|
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Client Publications
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January 24, 2011
|
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SEC Study on the Fiduciary Duty of Investment Advisers and Broker-Dealers
Client Memorandum
|
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Client Publications
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January 20, 2011
|
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Considerations for 2010 Form 10-Ks and 2011 Proxy Statements
Client Memorandum
|
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Client Publications
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January 20, 2011
|
|
Summary of the Volcker Rule Study – Hedge Funds and Private Equity Funds
Summary as of January 19, 2011
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Client Publications
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January 19, 2011
|
|
Summary of the Section 622 Study and Recommendations Regarding Concentration Limits on Large Financial Companies, Released by the Financial Stability Oversight Council on January 18, 2011
Summary as of January 19, 2011
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Client Publications
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January 19, 2011
|
|
Summary of the Volcker Rule Study – Proprietary Trading
Summary as of January 19, 2011
|
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Client Publications
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January 19, 2011
|
|
Working Summary of the Financial Stability Oversight Council’s January 18, 2011 Proposed Rules on Designation of Systemically Important Nonbank Financial Companies
Summary as of January 19, 2011
|
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Client Publications
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|
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January 18, 2011
|
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SEC Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers
Client Memorandum
|
|
Client Publications
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|
January 18, 2011
|
|
SEC Proposes Rules to Implement Dodd-Frank Mine Safety Disclosure Requirements
Client Memorandum
|
|
Client Publications
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|
January 18, 2011
|
|
SEC Proposes Rules to Implement Dodd-Frank Requirements for Conflict Minerals Originating in the Democratic Republic of Congo
Client Memorandum
|
|
Client Publications
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January 18, 2011
|
|
SEC、コンゴ民主共和国にて産出される紛争鉱物に関するドッド=フランク法要件実施のためのルールを提案 (参考和訳)
Client Memorandum
|
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Client Publications
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January 13, 2011
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
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|
January 11, 2011
|
|
Environmental Disclosure in SEC Filings – 2011 Update
Client Memorandum
|
|
Client Publications
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January 11, 2011
|
|
Supreme Court Agrees to Hear Important Securities Case
Client Newsflash
|
|
Client Publications
|
|
|
January 3, 2011
|
|
An Overview of Clearance and Settlement of Securities Transactions
Compliance Corner
Investment Adviser Association, No. 217, p. 12
|
|
Publications
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|
|
January/February 2011
|
|
New ISS Policy Updates: Tougher Standards for 2011
The Corporate Governance Advisor
|
|
Publications
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|
|
2011
|
|
Jurisdictional Comparisons
Securities World - Third Edition USA
|
|
Publications
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|
|
January 1, 2011
|
|
Les DPN emis par Technicolor: un outil sur mesure au service du recentrage de ses activites
|
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Publications
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January 1, 2011
|
|
Technicolor: Une restructuration riche d'enseignements
|
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Publications
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January 1, 2011
|
|
The Expanding Role of Judges in Settlement and Beyond
|
|
Publications
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|
December 21, 2010
|
|
Your Money's No Good Here: Equitable Remedies as Claims Under Section 101(5) of the Bankruptcy Code
Norton Annual Survey of Bankruptcy Law
|
|
Publications
|
|
|
December 17, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
December 14, 2010
|
|
Delaware Court Protects Lenders from Fraudulent Transfer Suit For Payments Made and Collateral Granted on Account of Antecedent Debt
Insolvency and Restructuring Update
|
|
Client Publications
|
|
|
December 13, 2010
|
|
Delaware Court 'Champions' Per Se Rule for Constructive Fraudulent Transfers
American Bankruptcy Institute Journal
|
|
Publications
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|
|
December 1, 2010
|
|
A Report on Non-Reportable Transactions
Antitrust Report, Issue 4, 2010, pp. 29-51
|
|
Publications
|
|
|
December 1, 2010
|
|
Enforcement
Practitioner's Guide for Broker-Dealers
|
|
Publications
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|
|
December 1, 2010
|
|
Le mandat de gestion programmee...pour un avenir radieux?
Decideurs: Strategie Finance Droit
|
|
Publications
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|
November 30, 2010
|
|
CFTC Proposes to Register and Regulate Swap Dealers and Major Swap Participants
Client Memorandum
|
|
Client Publications
|
|
|
November 24, 2010
|
|
SEC Issues Proposal Implementing Advisers Act Registration and Reporting Amendments Under the Dodd-Frank Act
Client Memorandum
|
|
Client Publications
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|
|
November 24, 2010
|
|
SEC Proposes Rules Implementing New Exemptions from Advisers Act Registration Under the Dodd-Frank Act
Client Memorandum
|
|
Client Publications
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|
|
November 23, 2010
|
|
Delaware Supreme Court Invalidates Airgas Bylaw Amendment
Client Newsflash
|
|
Client Publications
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|
|
November 22, 2010
|
|
CFTC and SEC Propose Swap Data Reporting Rules
Client Newsflash
|
|
Client Publications
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|
November 22, 2010
|
|
CFTC Considers Protections for Swap Collateral
Client Newsflash
|
|
Client Publications
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|
November 22, 2010
|
|
New ISS Policy Update: Tougher Standards for 2011
Client Memorandum
|
|
Client Publications
|
|
|
November 19, 2010
|
|
U.S. Regulation of Foreign and Domestic Banks
A User’s Guide to Regulatory Reform under Dodd-Frank, 2010-2011 Ed.
|
|
Publications
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|
November 17, 2010
|
|
Davis Polk Submits Two Comment Letters to the SEC on Key Executive Compensation and Corporate Governance Rulemaking
Client Newsflash
|
|
Client Publications
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|
|
November 16, 2010
|
|
Comments on Proposed Rules Relating to Shareholder Approval of Executive Compensation and Golden Parachute Compensation (the “Proposal”)
Comment Letter to the SEC
|
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|
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November 16, 2010
|
|
Comments on Subtitle E of Title IX–Accountability and Executive Compensation under the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comment Letter to the SEC
|
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|
|
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November 12, 2010
|
|
CFTC Proposes Swap Dealer and Major Swap Participant Rules
Client Newsflash
|
|
Client Publications
|
|
|
November 12, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
November 10, 2010
|
|
SEC and DOJ Announce Resolutions of FCPA “Industry Sweep”; First SEC Charge Against a Non-U.S. Issuer for FCPA Violations
Client Newsflash
|
|
Client Publications
|
|
|
November 5, 2010
|
|
SEC Limits Direct Market Access
Client Memorandum
|
|
Client Publications
|
|
|
November 4, 2010
|
|
SEC Proposes Whistleblower Rules
Client Newsflash
|
|
Client Publications
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|
|
November 3, 2010
|
|
MSRB Extends Application of Its Rules and Registration to Municipal Advisors
Client Newsflash
|
|
Client Publications
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|
|
November 1, 2010
|
|
"Clear and Simple": SEC Proposes Say-on-Golden Parachute and Enhanced Disclosure Rules
|
|
Publications
|
|
|
November 1, 2010
|
|
Remuneration et gouvernance: les innovations Dodd-Frank
Decideurs: Strategie Finance Droit
|
|
Publications
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|
October 27, 2010
|
|
Proposed Loss Contingency Standard will not Apply to Calendar Year-end Filers' 2010 Form 10-Ks
Client Newsflash
|
|
Client Publications
|
|
|
October 21, 2010
|
|
Reg FD Enforcement Update: the Perils of Implied Messages
Client Newsflash
|
|
Client Publications
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|
|
October 20, 2010
|
|
SEC Proposes Say-on-Pay Rules for Companies and Proxy Vote Reporting Rules for Investment Managers
Client Memorandum
|
|
Client Publications
|
|
|
October 15, 2010
|
|
SEC and CFTC Adopt Interim Final Rules on Reporting and Recordkeeping for Pre-Dodd-Frank Swaps
Client Newsflash
|
|
Client Publications
|
|
|
October 13, 2010
|
|
Global Compliance and Investigations Group
Fall 2010
|
|
Publications
|
|
|
October 13, 2010
|
|
The Report on the Financial Panic of 2008 and Financial Regulatory Reform
Task Force on the Financial Crisis of the International Bar Association
|
|
Publications
|
|
|
October 12, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
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|
|
October 11, 2010
|
|
Delaware Court Permits Stockholders to Shorten Term of Airgas Staggered Board
Client Newsflash
|
|
Client Publications
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|
|
October 8, 2010
|
|
Top-Up Options – Looking Better and Better
Client Newsflash
|
|
Client Publications
|
|
|
October 7, 2010
|
|
Third Circuit Prevents Plan Sponsor from Terminating Contractually Amendable Retiree Health and Welfare Benefits
Insolvency and Restructuring Update
|
|
Client Publications
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|
|
October 6, 2010
|
|
A Novel Approach To Vote Solicitation On Prepackaged Plans
Dow Jones Daily Bankruptcy Review
|
|
Publications
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|
October 4, 2010
|
|
SEC Stays Proxy Access Pending Court Review
Client Newsflash
|
|
Client Publications
|
|
|
October 4, 2010
|
|
ドッド・フランク法における金融安定監督協議会 (参考和訳)
Client Memorandum
|
|
Client Publications
|
|
|
October 1, 2010
|
|
Contractually Amendable Retiree Health and Welfare Benefits
Third Circuit Prevents Plan Sponsor from Terminating
The Bankruptcy Strategist, Vol. 27, No.12
|
|
Publications
|
|
|
October 2010
|
|
Enhancing Financial Stability and Resilience: Macroprudential Policy, Tools and Systems for the Future
Group of Thirty
|
|
Publications
|
|
|
September 28, 2010
|
|
プロキシー・アクセス初年度:何を想定し、何を始めるべきか(参考和訳)
Client Memorandum
|
|
Client Publications
|
|
|
September 27, 2010
|
|
Antitrust Division Sues Six Firms for Entering into Illegal Agreements not to Solicit Each Other's Employees
Client Newsflash
|
|
Client Publications
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|
|
September 27, 2010
|
|
Reverse Termination Fees: A Resurgence -- The Deal Video Interview
Client Newsflash
|
|
Client Publications
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|
|
September 23, 2010
|
|
Preparing for the 2011 Proxy Season: Action Plans and Open Issues
Client Memorandum
|
|
Client Publications
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|
|
September 21, 2010
|
|
SEC v. Cuban: The Fifth Circuit Reverses
Client Newsflash
|
|
Client Publications
|
|
|
September 20, 2010
|
|
SEC Shines a Spotlight on Short-Term Borrowings: Issues Guidance and Proposes New Disclosure Requirements
Client Memorandum
|
|
Client Publications
|
|
|
September 16, 2010
|
|
Impact of the Dodd-Frank Act on Private Equity Funds, Hedge Funds and Their Investment Advisers
Private Equity Newsletter
|
|
Client Publications
|
|
|
September 16, 2010
|
|
Proxy Access Rules Effective November 15, 2010
Client Newsflash
|
|
Client Publications
|
|
|
September 14, 2010
|
|
Treasury Department Issues Iranian Financial Sanctions Regulations
Client Memorandum
|
|
Client Publications
|
|
|
September 13, 2010
|
|
Agreement on Quantification and Timing of Basel III Minimum Capital Requirements
Client Memorandum
|
|
Client Publications
|
|
|
September 13, 2010
|
|
Investment Management Regulatory Update
Newsletter
|
|
Client Publications
|
|
|
September 11, 2010
|
|
ドッド・フランク法における金融調査局(参考和訳)
Client Memorandum
|
|
Client Publications
|
|
|
September 7, 2010
|
|
Proxy Access Year One: What to Expect and What to Do Now
General Counsel Update
|
|
Client Publications
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|
|
September 7, 2010
|
|
SEC によるプロキシー・アクセス・ルールの採択(参考和訳)
Client Memorandum
|
|
Client Publications
|
|
|
September 6, 2010
|
|
ドッド・フランク法における地方債アドバイザーの登録(参考和訳)
Client Memorandum
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Client Publications
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September 3, 2010
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SEC Adopts Rule Providing for Temporary Registration of Municipal Advisors
Client Newsflash
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Client Publications
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September 1, 2010
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L'arret Morrison reaffirme la presomption de non-extraterritorialite du droit boursier american
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Publications
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September 1, 2010
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What is a Broker-Dealer?
Chapter 1A
Broker-Dealer Reg., Rel. #9, 9/10, PLI
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Publications
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September 1, 2010
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ドッド・フランク法における店頭デリバティブ規制 (参考和訳)
Client Memorandum
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Client Publications
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August 30, 2010
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Implications of Orderly Liquidation Authority -- WSJ Video Interview
Client Newsflash
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Client Publications
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August 25, 2010
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SEC Adopts Proxy Access for 2011 Proxy Season
Client Newsflash
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Client Publications
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2009
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Federal Reserve Emergency Authority: Old Tools Used in New Ways
Davis Polk Financial Crisis Manual
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Publications
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August 24, 2010
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Foreign Banks as U.S. Financial Holding Companies (5th Ed.)
U.S. Regulation of Foreign Banks
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Publications
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2010
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Overview of U.S. Bank Regulation and Recent Developments
The Banking Regulation Review (2010 and 2011)
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Publications
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August 24, 2010
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The FTC Proposes Amendments to the HSR Rules and Notification Form
Client Memorandum
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Client Publications
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August 24, 2010
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U.S. Antitrust Agencies Issue New Merger Guidelines
Client Memorandum
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Client Publications
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August 18, 2010
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Delaware Court Upholds Barnes & Noble Shareholder Rights Plan
Client Newsflash
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Client Publications
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August 17, 2010
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New York State Amends 2009 Power of Attorney Statute
Client Newsflash
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Client Publications
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August 16, 2010
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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August 2010
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Would You Like Fries With That?
Goods vs Services Under § 503(b)(9) of the Bankruptcy Code
The Bankruptcy Strategist
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Publications
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August 13, 2010
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FASB Reproposes Amendments to Loss Contingency Disclosures
Client Memorandum
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Client Publications
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August 13, 2010
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U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions
Client Memorandum
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Client Publications
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August 1, 2010
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Will Mandatory Shareholder Approval of Golden Parachutes Dull Their Luster?
Deal Lawyers, July-August 2010, Vol.4, No. 4
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Publications
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August 1, 2010
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プライベート・ファンドのアドバイザーに対する規制(参考和訳)
Client Memorandum
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Client Publications
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July 29, 2010
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Davis Polk Launches Dodd-Frank Webcast Series
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Client Publications
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July 26, 2010
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SEC Proposes New Regulatory Scheme for 12b-1 Mutual Fund Fees
Client Newsflash
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Client Publications
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July 23, 2010
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Exploring the Volcker Rule’s Effect on Banks: WSJ Video Interview
Client Newsflash
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Client Publications
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July 23, 2010
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Spotlight on New Disclosure Requirements for Mining and Natural Resource Companies in Dodd-Frank Act
Client Newsflash
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Client Publications
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July 23, 2010
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Tax Court Rules on Variable Prepaid Forwards and Stock Lendings
Client Memorandum
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Client Publications
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July 23, 2010
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United States Enacts Sweeping Secondary Boycotts Targeting Iran
Client Memorandum
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Client Publications
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July 21, 2010
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Dodd-Frank Wall Street Reform and Consumer Protection Act: Preliminary Assessment of Provisions Effective Immediately or Very Soon After Enactment
Client Memorandum
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Client Publications
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July 21, 2010
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Guidance on Use of Credit Ratings in Securities Offerings Following Dodd-Frank
Client Newsflash
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Client Publications
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July 21, 2010
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Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Enacted into Law on July 21, 2010
Client Memorandum
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Client Publications
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July 21, 2010
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スワップ・プッシュアウト・ルール (参考和訳)
Client Memorandum
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Client Publications
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July 14, 2010
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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July 13, 2010
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ドッド・フランク法におけるボルカー・ルール(参考和訳)
Client Memorandum
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Client Publications
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July 9, 2010
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Davis Polk Regulatory Implementation Slides
Client Memorandum
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Client Publications
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July 9, 2010
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Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010
Client Memorandum
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Client Publications
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July 6, 2010
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NASDAQ Corporate Governance Rule Update
Client Newsflash
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Client Publications
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July 1, 2010
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A Vote for Allegheny: DBSD North America
American Bankruptcy Institute Journal, reprinted in Best of ABI 2011: The Year in Business Bankruptcy
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Publications
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June 30, 2010
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New Trading Pause Proposals to Include More Issuers
Client Newsflash
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Client Publications
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June 29, 2010
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Bilski v. Kappos: U.S. Supreme Court Declines Categorical Rejection of Business Method Patents
Client Memorandum
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Client Publications
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June 28, 2010
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Bank Supervisory Agencies’ Final Guidance: Aligning Incentive Compensation with Safety and Soundness Concerns
Client Memorandum
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Client Publications
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June 28, 2010
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Collins Amendment – Minimum Capital and Risk-Based Capital Requirements
Client Memorandum
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Client Publications
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June 28, 2010
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Senate-House Conference Agrees on Swap Pushout Rule
Client Memorandum
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Client Publications
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June 28, 2010
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U.S. Supreme Court Limits Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank
Client Newsflash
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Client Publications
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June 25, 2010
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Senate-House Conference Agrees on Final Volcker Rule
Client Memorandum
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Client Publications
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June 22, 2010
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Prime Brokerage
Chapter in Advising Private Funds
Securities Law Handbook Series (2010 Edition)
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Publications
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June 21, 2010
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In re Exide Technologies: A Ray of Hope for Trademark Licensees When Licensors File for Bankruptcy?
Client Memorandum
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Client Publications
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June 21, 2010
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SEC Proposes Consolidated Audit Trail
Securities Regulation and Law Report
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Publications
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June 21, 2010
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SEC Proposes Consolidated Audit Trail
Securities Regulation & Law
Bureau of National Affairs
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Publications
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June 16, 2010
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Standing Committee Approves Major Changes to Bankruptcy Disclosure Rule
Insolvency and Restructuring Update
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Client Publications
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June 16, 2010
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Supreme Court to Address Securities Fraud Pleading Standards
Client Newsflash
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Client Publications
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June 10, 2010
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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June 9, 2010
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Going Private Transactions with Private Equity Funds
Private Equity Newsletter
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Client Publications
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June 7, 2010
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SEC Proposes Consolidated Audit Trail
Client Memorandum
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Client Publications
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June 3, 2010
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Climate Change and Environmental Update
Client Newsletter
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Client Publications
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June 3, 2010
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EPA Delineates Regulation of Greenhouse Gas Emissions from Stationary Sources
Climate Change and Environmental Update
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Client Publications
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June 3, 2010
|
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Kerry-Lieberman Climate Change Bill Unveiled
Climate Change and Environmental Update
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Client Publications
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June 3, 2010
|
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Significant Developments in Climate Change Nuisance Lawsuits
Climate Change and Environmental Update
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Client Publications
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June 2, 2010
|
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Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues
Client Memorandum
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Client Publications
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June 1, 2010
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FINRA Proposes New Operations Personnel Qualification and Registration Requirements
Client Memorandum
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Client Publications
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June 1, 2010
|
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The Authority of a Debtor to Settle Estate Claims Brought by a Committee
American Bankruptcy Institute Journal
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Publications
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May 28, 2010
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Delaware Court Adopts Unified Standard for Controlling Stockholder Going Private Transactions
Client Newsflash
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Client Publications
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May 28, 2010
|
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House Targets International and Domestic Tax Planning Strategies
Client Memorandum
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Client Publications
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May 26, 2010
|
|
Restoring American Financial Stability Act of 2010
Executive Compensation and Corporate Governance Portions
|
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Client Publications
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May 22, 2010
|
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Summary of the Restoring American Financial Stability Act, Passed by the Senate on May 20, 2010
Client Memorandum
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Client Publications
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May 21, 2010
|
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Senate Bill Passed: Corporate Governance and Executive Compensation Changes Would Affect All US Public Companies
Client Memorandum
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Client Publications
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May 21, 2010
|
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Update on "Carried Interest" Legislation
Client Newsflash
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Client Publications
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May 10, 2010
|
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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April 29, 2010
|
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A Nice Step Forward: New Q&As on the FDIC’s Policy Statement for Failed Bank Acquisitions
Client Memorandum
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Client Publications
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April 29, 2010
|
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Investor Views Getting Attention: Proposal Permitting Pre-Filing Communications by Underwriters Stalled
Client Newsflash
|
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Client Publications
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April 28, 2010
|
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Merck & Co. v. Reynolds: U.S. Supreme Court Clarifies Statute of Limitations in Securities Fraud Cases
Client Newsflash
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Client Publications
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April 22, 2010
|
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U.S. Antitrust Agencies Propose New Merger Guidelines
Client Newsflash
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Client Publications
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April 20, 2010
|
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SEC Proposes Large Trader Reporting System
Client Memorandum
|
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Client Publications
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April 19, 2010
|
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SEC’s Latest Market Structure Initiative: Proposed Limitation on Options Market Access Fees
Client Memorandum
|
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Client Publications
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April 15, 2010
|
|
2010 Proxy Season Early Trends: More Proposals, and More Exclusions
Client Memorandum
|
|
Client Publications
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April 9, 2010
|
|
Trends in Prime Brokerage
Practical Law -- The Journal
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Publications
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April 8, 2010
|
|
Climate Change and Environmental Update
Client Newsletter
|
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Client Publications
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April 8, 2010
|
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EPA Seeks Corporate Ownership Information Under Greenhouse Gas Reporting Rule and Expansion of Reporting Obligations to Additional Oil and Gas Facilities
Climate Change and Environmental Update
|
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Client Publications
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April 8, 2010
|
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Future Federal Actions May Need to Consider Impact on Climate Change
Climate Change and Environmental Update
|
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Client Publications
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April 8, 2010
|
|
New Federal Greenhouse Gas Emission Laws Begin to Take Effect January 2011
Climate Change and Environmental Update
|
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Client Publications
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April 6, 2010
|
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Investment Management Regulatory Update
Client Newsletter
|
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Client Publications
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April 1, 2010
|
|
Breaking Up (and Getting Paid) Is Hard to Do
American Bankruptcy Institute Journal
|
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Publications
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April 1, 2010
|
|
Substantive Consolidation – A Post-Modern Trend
American Bankruptcy Institute Law Review Vol. 14:527
|
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Publications
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April 1, 2010
|
|
The SEC's New Short Sale Rule: Implications and Ambiguities
Securities Market
Insights, Vol. 24, No. 4, April 2010
|
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Publications
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|
March 31, 2010
|
|
Right to Credit Bid Denied in Philadelphia Newspapers
Dow Jones Daily Bankruptcy Review
|
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Publications
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March 29, 2010
|
|
Structuring Private Equity Investments in FDIC “Problem” Institutions
Private Equity Newsletter
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Client Publications
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March 23, 2010
|
|
Insolvency and Restructuring Update
In re Philadelphia Newspapers, LLC: Third Circuit Court of Appeals Denies Secured Creditors’ Right to Credit Bid in Sale Pursuant to a Plan of Reorganization
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Client Publications
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March 23, 2010
|
|
Summary of Manager’s Amendment to the March Dodd Bill
Client Newsflash
|
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Client Publications
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March 22, 2010
|
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Capital Ideas: The Taxation of Derivative Gains and Losses
|
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Publications
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March 19, 2010
|
|
HIRE Act Codifies FATCA Rules, Ban on Bearer Bonds and Rules for Withholding on “Dividend Equivalents”
Client Memorandum
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Client Publications
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March 19, 2010
|
|
Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions
Client Newsflash
|
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Client Publications
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March 17, 2010
|
|
Summary of the March 15, 2010 Draft of the Restoring American Financial Stability Act, Introduced by Senator Christopher Dodd (D-CT)
Client Memorandum
|
|
Client Publications
|
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March 16, 2010
|
|
Corporate Governance and Executive Compensation in the New Dodd Bill: Implications for All US Public Companies
Client Memorandum
|
|
Client Publications
|
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March 15, 2010
|
|
Preparing for RiskMetrics Group's New Governance Risk Indicators (GRId)
General Counsel Update
|
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Client Publications
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March 11, 2010
|
|
New “PROP Trading Act” Would Expand “Volcker” Prohibitions
Client Memorandum
|
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Client Publications
|
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March 9, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
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March 8, 2010
|
|
The SEC’s New Short Sale Rule: Implications and Ambiguities
Client Memorandum
|
|
Client Publications
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March 4, 2010
|
|
Treasury Proposes “Volcker Rule” Legislative Text
Client Memorandum
|
|
Client Publications
|
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March 3, 2010
|
|
Delaware Court Upholds Use of 4.99% Poison Pill to Protect NOLs
Client Memorandum
|
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Client Publications
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March 3, 2010
|
|
Update: Preparing Your 2009 Form 20-F
Client Memorandum
|
|
Client Publications
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|
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March 2, 2010
|
|
2009 年度フォーム20-F の作成に関するアップデート(参考和訳)
Client Memorandum
|
|
Client Publications
|
|
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March 1, 2010
|
|
Consolidation and Competition in the US Equity Markets
Capital Markets Law Journal 2010, Vol. 5, No. 2
|
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Publications
|
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|
March 1, 2010
|
|
Corporate Governance Practices in US Initial Public Offerings
Practical Law - The Journal
|
|
Publications
|
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|
March 1, 2010
|
|
Limit My Practice Instead!
Thoughts on Reforming Section 382
|
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Publications
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February 26, 2010
|
|
IRS Suspends, Waives Certain FBAR Filings
Client Newsflash
|
|
Client Publications
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|
February 26, 2010
|
|
Proposed FBAR Regulations Address Some Concerns but Leave Many Questions Unanswered
Client Newsflash
|
|
Client Publications
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|
February 25, 2010
|
|
Recent Second Circuit Decision Underscores Importance of Careful Consideration of Indenture Terms
Client Newsflash
|
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Client Publications
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February 25, 2010
|
|
SEC Deputy Director of Enforcement Provides Further Information Regarding Cooperation Initiatives
Client Newsflash
|
|
Client Publications
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|
Forthcoming - Spring
|
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The Collapsing Jurisdictional Boundaries of the Antifraud Provisions of the U.S. Securities Laws: The Supreme Court and Congress Ready to Redress Forty Years of Ambiguity
New York University Law & Business Journal (Vol. 5, No. 2)
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Publications
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February 24, 2010
|
|
SEC Approves New Short Sale Price Test
Client Newsflash
|
|
Client Publications
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February 2010
|
|
Directors' Duties under the New SEC Rules on Disclosure Enhancement
Article: The Conference Board
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Publications
|
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|
February 11, 2010
|
|
Form F-4 Registration of Japanese Business Combinations with the U.S. SEC under the U.S. Securities Act
Client Memorandum
|
|
Client Publications
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February 11, 2010
|
|
米国証券法フォームF-4における組織再編取引の登録(参考和訳)
Client Memorandum
|
|
Client Publications
|
|
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February 9, 2010
|
|
RiskMetrics’ Governance Risk Indicators (GRId) – a New Governance Measurement for Proxy Voting Reports
General Counsel Update
|
|
Publications
|
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|
February 8, 2010
|
|
Environmental Disclosure in SEC Filings – 2010 Update
Client Memorandum
|
|
Client Publications
|
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February 8, 2010
|
|
SEC Enforcement Division Releases Detailed Information Regarding Cooperation Initiatives
Client Newsflash
|
|
Client Publications
|
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|
February 5, 2010
|
|
2010 Acquisition Financing: Trends From 2009
Article: Practical Law Company
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Publications
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|
February 5, 2010
|
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Investment Management Regulatory Update
Client Newsletter
|
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Client Publications
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February 2, 2010
|
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DOJ Alleges Acquirer's Premerger Review of Target's Contracts Violates HSR Act
Client Newsflash
|
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Client Publications
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February 1, 2010
|
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FINRA Proposes Changes to New and Continuing Membership Application Processes
Client Memorandum
|
|
Client Publications
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February 1, 2010
|
|
Say on Pay: une realite bientot francaise?
Decideurs: Strategie Finance Droit
|
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Publications
|
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|
February 1, 2010
|
|
UCL Class Certification After ‘Tobacco II’
Article: The Recorder
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Publications
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|
January 29, 2010
|
|
DOJ to Revise Horizontal Merger Guidelines to Better Reflect "Actual Agency Practice"
Client Newsflash
|
|
Client Publications
|
|
|
January 29, 2010
|
|
Preparing Your 2009 Form 20-F
Client Memoradum
|
|
Client Publications
|
|
|
January 28, 2010
|
|
2009 年度フォーム20-F の作成について(参考和訳)
Client Memorandum
|
|
Client Publications
|
|
|
January 28, 2010
|
|
SEC Proposes Amendments to Rule 10b-18 Safe Harbor for Issuer Repurchases
Client Memorandum
|
|
Client Publications
|
|
|
January 28, 2010
|
|
SEC Removes Roadblocks to Use of Non-GAAP Measures in Filings
Client Memorandum
|
|
Client Publications
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|
|
January 27, 2010
|
|
SEC Proposes Rule Regarding Sponsored Access
Client Memorandum
|
|
Client Publications
|
|
|
January 27, 2010
|
|
SEC Speaks on Climate Change Disclosure Obligations
Client Newsflash
|
|
Client Publications
|
|
|
January 26, 2010
|
|
SEC Proposes Rule Regarding Sponsored Access
Client Memorandum
|
|
Client Publications
|
|
|
January 25, 2010
|
|
Insolvency and Restructuring Update
Significant Decision in Six Flags Chapter 11 Case Declining to Apply Disclosure Requirements of Bankruptcy Rule 2019 to an Informal Committee of Noteholders
|
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Client Publications
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|
|
January 25, 2010
|
|
President Obama Proposes Size and Activities Limits for Financial Institutions
Client Memorandum
|
|
Client Publications
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|
January 22, 2010
|
|
FINRA Proposes Changes to Personnel Registration Requirements
Client Memorandum
|
|
Client Publications
|
|
|
January 21, 2010
|
|
Revised Jurisdictional and Exemption-Related Thresholds under the HSR Act
Client Memorandum
|
|
Client Publications
|
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|
January 19, 2010
|
|
SEC Issues Concept Release on Equity Market Structure
Client Memorandum
|
|
Client Publications
|
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|
January 15, 2010
|
|
President Obama Proposes Tax on Large Financial Firms
Client Newsflash
|
|
Client Publications
|
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|
January 15, 2010
|
|
SEC Enforcement Director Introduces New Unit Chiefs and Cooperation Initiatives
Client Newsflash
|
|
Client Publications
|
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|
January 13, 2010
|
|
Delaware Court Holds Misleading Schedule 13D May Give Rise to Damages Claim Under State Law
Client Newsflash
|
|
Client Publications
|
|
|
January 13, 2010
|
|
SEC Issues No-Action Letter Permitting Reliance Upon Section 3(a)(9) in Exchanges of Securities with Upstream Guarantees
Client Newsflash
|
|
Client Publications
|
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|
January 13, 2010
|
|
The FDIC Seeks Public Comment on Whether to Incorporate Compensation Programs into the Risk-Based Deposit Insurance Assessment System
Client Newsflash
|
|
Client Publications
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|
January 12, 2010
|
|
FDIC and Private Capital: Moving the Goal Lines
Client Memorandum
|
|
Client Publications
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January 7, 2010
|
|
Acquisition Financing in 2010 - Trends from 2009
Client Memorandum
|
|
Client Publications
|
|
|
January 7, 2010
|
|
Investment Management Regulatory Update
Client Newsletter
|
|
Client Publications
|
|
|
January 7, 2010
|
|
The SEC’s New Corporate Governance and Compensation Disclosure Requirements
Client Memorandum
|
|
Client Publications
|
|
|
January 1, 2010
|
|
Advising Private Funds: A Comprehensive Guide to Representing Hedge Funds, Private Equity Funds and Their Advisers
|
|
Publications
|
|
|
January 1, 2010
|
|
Federal Antitrust Enforcement Priorities Under the Obama Administration
Journal of European Competition Law & Practice, Vol. 1, No. 1, 2010, pp. 52-61
|
|
Publications
|
|
|
2010
|
|
The Global Financial Crisis and Proposed Regulatory Reform
Brigham Young University Law Review, Vol. 2010, No. 2
|
|
Publications
|
|
|
December 22, 2009
|
|
SEC Proposes New Rule to Allow Pre-Filing Offerings by Underwriters, Potentially Paving the Way for More Pre-Marketed Transactions
Client Newsflash
|
|
Client Publications
|
|
|
December 21, 2009
|
|
Insolvency and Restructuring Update
Davis Polk Partner Testifies Before Congress on Airline Bankruptcies
|
|
Client Publications
|
|
|
December 16, 2009
|
|
SEC Adopts Additional Compensation and Corporate Governance Disclosure for 2010 Proxy Season
Client Memorandum
|
|
Client Publications
|
|
|
December 15, 2009
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Summary of the Wall Street Reform and Consumer Protection Act Passed by the House of Representatives, December 11, 2009
Client Memorandum
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Client Publications
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December 14, 2009
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Wall Street Reform Act Includes Say on Pay and Other Compensation Provisions
Client Newsflash
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Client Publications
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December 10, 2009
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FINRA Proposes New Rules Governing Member Payments to Unregistered Broker-Dealers
Client Memorandum
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Client Publications
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December 9, 2009
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House to Consider Bill Containing Carried Interest Proposal, Ban on Bearer Bonds and Updated FATCA Rules
Client Memorandum
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Client Publications
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December 4, 2009
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Investment Management Regulatory Update
Client Newsletter
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Client Publications
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December 3, 2009
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AES Reaches Settlement with New York State Attorney General Regarding Climate Change Disclosure
Climate Change and Environmental Update
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Client Publications
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December 3, 2009
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California Releases Draft Cap-and-Trade Proposal
Climate Change and Environmental Update
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Client Publications
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December 3, 2009
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Climate Change and Environmental Update
Client Newsletter
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Client Publications
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December 3, 2009
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International Climate Change Update
Climate Change and Environmental Update
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Client Publications
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December 3, 2009
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Shareholder Activists and Institutional Investors Again Petition SEC to Provide Guidance on Climate Change Disclosure
Climate Change and Environmental Update
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Client Publications
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December 3, 2009
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Shareholder Proposals on Environmental Risks May Now Be Harder to Exclude
Environmental Update
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Client Publications
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December 2, 2009
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NYSE Corporate Governance Rule Changes to Take Effect January 1, 2010
Client Newsflash
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Client Publications
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December 2, 2009
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Preparing for the 2010 Proxy Season: RiskMetrics Updates Voting Policies
Client Memorandum
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Client Publications
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December 2, 2009
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United States Supreme Court to Hear Case Concerning the Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank
Client Memorandum
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Client Publications
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December 1, 2009
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Current Market Structure Issues in the U.S. Equity Markets
Coping with Broker-Dealer Regulation and Enforcement
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Publications
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December 1, 2009
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De l'intervention sur les titres en periode d'offre
Decideurs: Strategie Finance Droit
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Publications
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December 1, 2009
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Insolvency and Restructuring Update
Important Recent Decision Upholding Waivers of Rights by Second Lien Lenders in an Intercreditor Agreement
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Client Publications
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November 30, 2009
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Pushing Back on Pressure for Independent Board Chairs
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Publications
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November 30, 2009
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Shareholders Spar With Public Companies
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Publications
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November 21, 2009
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Key Amendments to the Financial Stability Improvement Act of 2009 to the Committee Print, through 11/19/09
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Publications
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November 20, 2009
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Congressional and SEC Governance and Compensation Proposals: Scorecard and Action Plan
Client Memorandum
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Client Publications
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November 17, 2009
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Dodd Bill Would Affect Corporate Governance and Executive Compensation Processes for All US Public Companies
Client Memorandum
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Client Publications
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November 17, 2009
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Insolvency and Restructuring Update
Client Newsletter
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Client Publications
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November 17, 2009
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SEC Proposes Additional Transparency for “Dark Pools” and Intends to Issue Additional Market Structure Proposals and Concept Release Soon
Client Memorandum
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Client Publications
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November 16, 2009
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Abuse of Non-GAAP Measures: SEC Brings First Regulation G Enforcement Action
Client Newsflash
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Client Publications
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November 13, 2009
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Summary of the Restoring American Financial Stability Act of 2009, Introduced by Senator Christopher Dodd (D-CT) November 10, 2009 Discussion Draft
Client Memorandum
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Client Publications
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November 12, 2009
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The House and Senate Debate Resolution Authority
Client Memorandum
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Client Publications
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November 11, 2009
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Investment Management Regulatory Update
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Client Publications
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November 11, 2009
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Proxy Access Update: Proposed Legislation Would Bolster SEC Authority on Proxy Access
Client Newsflash
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Client Publications
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November 10, 2009
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Section 106(a) of the Bankruptcy Code
Recent Developments in the Law Regarding Sovereign Immunity Under the Bankruptcy Code
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Publications
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November 9, 2009
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Investor Protection Act Passes House Financial Services Committee
Client Memorandum
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Client Publications
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November 1, 2009
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News from Philadelphia: Secured Creditors to be Afforded Right to Credit Bid at Sale of Collateral Conducted under a Plan of Reorganization
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Publications
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October 29, 2009
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Competing Over-the-Counter Derivatives Bills Progress Through the House
Client Memorandum
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Client Publications
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October 28, 2009
|
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Consumer Financial Protection Agency Act Clears House Financial Services Committee
Client Memorandum
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Client Publications
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October 28, 2009
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Highlights of Proposed Legislation Aimed at Combating Offshore Tax Evasion
Client Memorandum
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Client Publications
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October 28, 2009
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SEC Revises Position on Exclusion of Shareholder Proposals Related to Risk and CEO Succession
Client Newsflash
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Client Publications
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October 27, 2009
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2009 Shareholder Litigations Over Acquisitions of California Public Companies
Client Memorandum
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Client Publications
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October 27, 2009
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Federal Reserve Proposed Guidance: Aligning Incentive Compensation with Safety and Soundness Concerns
Client Memorandum
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Client Publications
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October 20, 2009
|
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SEC and CFTC Release Joint Report on Harmonization of Regulation
Client Newsflash
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Client Publications
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October 16, 2009
|
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General Counsel Update
Planning for New Revenue Recognition Standards—Governance, Communications and Disclosure Implications
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Client Publications
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October 15, 2009
|
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Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
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Client Publications
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October 15, 2009
|
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Insolvency and Restructuring Update
TOUSA, Inc. - Significant Fraudulent Transfer Decision
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Client Publications
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October 14, 2009
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California Becomes the First State to Impose a Fee on Greenhouse Gas Emissions
Climate Change and Environmental Update
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Client Publications
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October 14, 2009
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Climate Change and Environmental Update
Client Newsletter
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Client Publications
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October 14, 2009
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EPA Announces Scope of Future Greenhouse Gas Emission Regulations
Climate Change and Environmental Update
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Client Publications
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October 14, 2009
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EPA Requires Measurement and Reporting of Greenhouse Gas Emissions
Climate Change and Environmental Update
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Client Publications
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October 14, 2009
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International Climate Change Update
Climate Change and Environmental Update
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Client Publications
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October 14, 2009
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Podcast: Revenue Recognition Changes
Sarah Solum Speaks with Compliance Week Editor Matt Kelly
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Publications
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October 14, 2009
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SEC Evaluating Environmental, Climate Change and Sustainability Disclosure and Indicates Climate Change Guidance May be Provided
Climate Change and Environmental Update
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Client Publications
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October 14, 2009
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Second Circuit Clears Path for Climate Change Public Nuisance Lawsuits
Climate Change and Environmental Update
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Client Publications
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October 14, 2009
|
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Senate Releases Draft Clean Energy Bill
Climate Change and Environmental Update
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Client Publications
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October 12, 2009
|
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Insolvency and Restructuring Update
Three Important New Chapter 11 Decisions Affecting Creditors
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Client Publications
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October 12, 2009
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U.S. Securities Laws Considerations and Options for Japanese Cash Tender Offers
Client Memorandum
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Client Publications
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October 11, 2009
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日本における現金公開買付けに関連する米国証券諸法にかかる留意点及び選択肢(参考和訳)
Client Memorandum
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Client Publications
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October 10, 2009
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Rule 802 and Application of U.S. Securities Laws to Japanese Business Combination Transactions
Client Memorandum
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Client Publications
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October 9, 2009
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General Counsel Update
Preparing for the 2010 Proxy Season: Spotlight on Risk
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Client Publications
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October 9, 2009
|
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Investment Management Regulatory Update
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Client Publications
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October 9, 2009
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ルール802 及び日本の有価証券を対象とした企業結合取引への米国証券法制の適用(参考和訳)
Client Memorandum
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Client Publications
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October 8, 2009
|
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Rule 801 and Application of U.S. Securities Laws to Japanese Rights Offerings
Client Memorandum
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Client Publications
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October 7, 2009
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ルール801 及び日本におけるライツ・オファリングに対する米国証券法制の適用(参考和訳)
Client Memorandum
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Client Publications
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October 6, 2009
|
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Representative Frank Releases Discussion Draft for Over-the-Counter Derivatives Reform
Client Memorandum
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Client Publications
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October 6, 2009
|
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Representative Kanjorski Releases Investor Protection, Private Investment Fund Advisers Registration and Federal Insurance Office Proposals
Client Memorandum
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Client Publications
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October 5, 2009
|
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Senate Releases Draft Clean Energy Bill
Environmental Update
|
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Client Publications
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October 2, 2009
|
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EPA Adopts Mandatory Greenhouse Gas (GHG) Reporting Rule
Environmental Update
|
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Client Publications
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October 2, 2009
|
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EPA Announces Scope of Future Greenhouse Gas (GHG) Emission Regulations
Environmental Update
|
|
Client Publications
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October 2, 2009
|
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FINRA Proposes Amendments to Communications Rules, Including New Pre-Filing Requirements for Structured Products Communications
Client Memorandum
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Client Publications
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October 2, 2009
|
|
Second Circuit Clears Path for Climate Change Public Nuisance Lawsuits
Environmental Update
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Client Publications
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October 1, 2009
|
|
Not So Bankruptcy-Remote SPEs and In re General Growth Properties Inc.
American Bankruptcy Institute Journal
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Publications
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October 1, 2009
|
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Rule 12g3-2(b): The Foreign Private Issuer Exemption
Client Memorandum
|
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Client Publications
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October 1, 2009
|
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SEC Urged to Defer Adopting Proxy Access Rules
Client Memorandum
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Client Publications
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October 1, 2009
|
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SPM Manufacturing to Journal Register: Indicators of a Successful "Gift Plan"
American Bankruptcy Institute Journal
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Publications
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September 30, 2009
|
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ルール12g3-2(b):海外民間発行体の適用除外(参考和訳)
Client Memorandum
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Client Publications
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September 29, 2009
|
|
Insolvency and Restructuring Update
In re Lehman Brothers Holdings, Inc.
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Client Publications
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September 25, 2009
|
|
General Counsel Update
SEC Settlement Underscores Value of Regulation FD Training and Compliance Programs
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Client Publications
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September 24, 2009
|
|
The Davis Polk Financial Crisis Manual
A Guide to the Laws, Regulations and Contracts of the Financial Crisis
|
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Publications
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September 23, 2009
|
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IRS Releases Internal Memorandum Regarding Lending in the United States by Foreign Persons
Client Newsflash
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Client Publications
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September 21, 2009
|
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SEC Proposes to Ban “Flash” Orders; Announces Broad Review of Market Structure Issues
Client Newsflash
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Client Publications
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September 14, 2009
|
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Insolvency and Restructuring Update
In re American Home Mortgage Holdings, Inc.
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Client Publications
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September 9, 2009
|
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Asia M&A / Private Equity Newsletter
Renminbi Private Equity Funds - Opportunities and Limitations
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Client Publications
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September 3, 2009
|
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Investment Management Regulatory Update
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Client Publications
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September 1, 2009
|
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Getting the Deal Through -- Merger Control 2010
|
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Publications
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September 1, 2009
|
|
Restructuring and Liquidation of U.S. Financial Institutions
Global Financial Crisis: Navigating and Understanding the Legal and Regulatory Aspects
|
|
Publications
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September-October 2009
|
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The Bear "Naked" Truth: Short Sales and Rumors
Practical Compliance & Risk Management for the Securities Industry
|
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Publications
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August 31, 2009
|
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FDIC Extends Cautious Welcome To Private Capital Investments In Failed Banks
Client Memorandum
|
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Client Publications
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August 31, 2009
|
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Short Sales: SEC Staff Provides Guidance on Short Sale Order-Marking Issues, Updates Regulation SHO FAQs
Client Newsflash
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Client Publications
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August 24, 2009
|
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Davis Polk Antitrust Update
Client Newsflash
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Client Publications
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August 18, 2009
|
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Insolvency and Restructuring Update
In re General Growth Properties, Inc.
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Client Publications
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August 17, 2009
|
|
Obama Administration Proposes Sweeping Legislation to Regulate Over-The-Counter Derivatives
Client Newsflash
|
|
Client Publications
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August 10, 2009
|
|
Davis Polk Comment Letter on the FDIC's Proposed Policy Statement on Private Equity
Comment Letter
|
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Client Publications
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August 7, 2009
|
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Extension of FBAR Filing Deadline to June 30, 2010 for Certain Persons
Client Newsflash
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Client Publications
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August 6, 2009
|
|
SEC Announces Significant Enforcement Initiatives
Client Newsflash
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Client Publications
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August 5, 2009
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
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Client Publications
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Summer 2009
|
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Best FRANDs Forever? Standard-Setting Antitrust Enforcement in the United States and the European Union
|
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Publications
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August 3, 2009
|
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Killing the Golden Goose? The FDIC's Proposed Policy Statement on Private Equity
Davis Polk Web Forum
|
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Publications
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August 1, 2009
|
|
Des consequences d'une maladresse commise dans la redaction d'une sentence arbitrale, note sous Cass. civ. 1ere, 8 juillet 2009
Revue de l'arbitrage 2011
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Publications
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July 29, 2009
|
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SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying
Client Newsflash
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Client Publications
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July 29, 2009
|
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SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying
Client Newsflash
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Client Publications
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July 28, 2009
|
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Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives
Client Newsflash
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Client Publications
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July 28, 2009
|
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The Regulatory Reform Marathon
Client Memorandum
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Client Publications
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July 24, 2009
|
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"Professional Liability" in Business and Commercial Litigation in Federal Courts
|
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Publications
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July 24, 2009
|
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Corporate Privileges and Confidential Information
|
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Publications
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July 24, 2009
|
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SEC v. Dorozhko: The Second Circuit’s View of Section 10(b) “Deception”
Client Newsflash
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Client Publications
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July 20, 2009
|
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Insolvency and Restructuring Update
In re QSI Holdings, Inc.
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Client Publications
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July 20, 2009
|
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SEC v. Cuban: A New Decision Casts Doubt on a Key SEC Position on Insider Trading
Client Newsflash
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Client Publications
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July 20, 2009
|
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Treasury Seeks Legislation to Enact Say on Pay and Compensation Committees Changes for All U.S. Public Companies
Client Newsflash
|
|
Client Publications
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July 20, 2009
|
|
Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009
Client Memorandum
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|
Client Publications
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July 17, 2009
|
|
Additional Compensation and Corporate Governance Disclosure Requirements for 2010 Proxy Season
Client Memorandum
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|
Client Publications
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July 17, 2009
|
|
Private Fund Investment Advisers Registration Act
Client Newsflash
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Client Publications
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July 16, 2009
|
|
U.S. House of Representatives Approves Landmark Climate Change Legislation
Client Memorandum
|
|
Client Publications
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July 15, 2009
|
|
Zacharias v. SEC: D.C. Circuit Affirms SEC’s Finding of Section 5 Violations
Client Memorandum
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Client Publications
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July 13, 2009
|
|
Investor Protection Act of 2009
Client Newsflash
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Client Publications
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July 7, 2009
|
|
General Counsel Update
Excluding Shareholder Proposals: Lessons From the 2009 Proxy Season
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Client Publications
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July 6, 2009
|
|
FDIC Proposes Conditions for Investments in Failed Banks by Private Capital Investors
Client Memorandum
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Client Publications
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July 1, 2009
|
|
Be Careful What You Contract For...
Secured Credit Committee
American Bankruptcy Institute
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|
Publications
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July 1, 2009
|
|
Consumer Financial Protection Agency Act of 2009
Client Newsflash
|
|
Client Publications
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July 1, 2009
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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July 1, 2009
|
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SEC Eliminates Broker Discretionary Vote for Director Elections in 2010, Proposes "Better" Proxy Disclosures and Codifies TARP Recipients "Say on Pay"
Client Newsflash
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Client Publications
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June 30, 2009
|
|
Private Equity Newsletter
What To Do When Your Portfolio Company Is in Financial Distress
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Client Publications
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06/25/2009
|
|
Conducting Due Diligence
Practicing Law Institute Faculty, San Francisco, CA
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Publications
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June 25, 2009
|
|
Insolvency and Restructuring Update
Two Recent Significant Decisions in Federal Bankruptcy Law
|
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Client Publications
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June 24, 2009
|
|
Extension of FBAR Filing Deadline for Certain Offshore Investments
Client Memorandum
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Client Publications
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June 24, 2009
|
|
FTC Fines CEO $1.4 Million For Failure To File Under HSR Act After Purchasing Company Stock
Client Newsflash
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Client Publications
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June 24, 2009
|
|
Valuation in Chapter 11: Overview and Tools for Consensual Resolution
The International Comparative Legal Guide to: Corporate Recovery & Insolvency 2009
|
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Publications
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|
June 23, 2009
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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June 23, 2009
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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June 22, 2009
|
|
A New Foundation for Financial Regulation?
Client Memorandum
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Client Publications
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June 18, 2009
|
|
SEC Publishes Proxy Access Proposal
Client Memorandum
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Client Publications
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June 17, 2009
|
|
Obama Administration White Paper on Financial Regulatory Reform: Executive Summary and Outline of Key Proposals
Client Newsflash
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Client Publications
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June 17, 2009
|
|
Treasury Regulations Governing Compensation for TARP Participants
Client Memorandum
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|
Client Publications
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June 11, 2009
|
|
Obama Administration to Push for Legislation Mandating Say on Pay and Additional Independence Standards for Compensation Committee For All U.S. Public Companies
Client Newsflash
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|
Client Publications
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|
June 8, 2009
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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|
June 3, 2009
|
|
The National Conference Insurance Legislators' Model CDS Bill
Client Memorandum
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Client Publications
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June 2, 2009
|
|
Insolvency and Restructuring Update
In re Chrysler LLC, et al.
|
|
Client Publications
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June 1, 2009
|
|
An Argument for Untidiness: Non-Parallel Treatment of Exclusions and Deductions in Federal Income Taxation
Michigan Tax Lawyer, Volume XXXII, Issue 1
|
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Publications
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June 1, 2009
|
|
Business and Commercial Litigation in Federal Courts
Chapter on Professional Liability
Section of Litigation, American Bar Association
|
|
Publications
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June 1, 2009
|
|
Derivatives Provisions in the American Clean Energy and Security Act of 2009
Client Memorandum
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|
Client Publications
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June 1, 2009
|
|
Second Circuit Holds that Premiums Payable to PBGC after Termination Not Dischargeable
American Bankruptcy Institute Journal
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|
Publications
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May 29, 2009
|
|
FINRA May Not Clear Some Shelfs on an Expedited Basis
Client Newsflash
|
|
Client Publications
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May 27, 2009
|
|
Senator Schumer Proposes Key Governance Changes for U.S. Public Companies
Client Newsflash
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|
Client Publications
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May 20, 2009
|
|
Financial Crisis Inquiry Commission - Update
Client Newsflash
|
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Client Publications
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May 20, 2009
|
|
Insolvency and Restructuring Update
In re General Growth Properties, Inc.
|
|
Client Publications
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May 20, 2009
|
|
SEC Proposes Rule to Allow 1% Shareholders (or a Group of Shareholders holding 1%) to Nominate Directors at Large Companies
Client Newsflash
|
|
Client Publications
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May 15, 2009
|
|
Financial Crisis Inquiry Commission
Client Newsflash
|
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Client Publications
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May 14, 2009
|
|
Obama Administration Proposes Regulatory Reform for OTC Derivatives
Client Newsflash
|
|
Client Publications
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|
May 13, 2009
|
|
Insolvency and Restructuring Update
Contemporary Industries Corp.
|
|
Client Publications
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May 13, 2009
|
|
The Authorizing the Regulation of Swaps Act
Client Memorandum
|
|
Client Publications
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May 12, 2009
|
|
Department of Justice Announces Plans to Pursue Aggressive Antitrust Enforcement Policy
Client Newsflash
|
|
Client Publications
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|
May 12, 2009
|
|
Highlights of the Administration's 2010 Revenue Proposals
Client Memorandum
|
|
Client Publications
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|
May 8, 2009
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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|
May 4, 2009
|
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Administration's Proposals Regarding the Taxation of U.S. Groups' Foreign Income
Client Newsflash
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Client Publications
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May 4, 2009
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Administration's Proposals Regarding the Taxation of U.S. Groups' Foreign Income
Client Newsflash
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Client Publications
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May 4, 2009
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Short Sale Proposals: Key Questions
Client Memorandum
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Client Publications
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Msy/June 2009
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Disclosure and Approval of Related Person Transactions: Examining the Revised Regulations
The Corporate Governance Advisor
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Publications
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April 23, 2009
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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April 22, 2009
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Proposed Regulations on Partnership Allocations When Partners’ Interests Change During a Taxable Year
Client Newsflash
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Client Publications
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April 21, 2009
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General Counsel Update
Beneath the Hype: Notes on Key Executive Compensation Issues
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Client Publications
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April 16, 2009
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Proposed Short Sale Restrictions: Implications for Equity Derivatives and Equity-Linked Securities
Client Memorandum
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Client Publications
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April 15, 2009
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Federal Circuit Holds that a "Covenant Not to Sue" Authorized Sales of Patented Products Under the Doctrine of Patent Exhaustion
Client Newsflash
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Client Publications
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April 14, 2009
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The Debate Over Federal Insurance Regulation
Client Memorandum
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Client Publications
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April 13, 2009
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Second Circuit Holds that PBGC Pension Termination Premiums are Non-Dischargeable in Bankruptcy
Client Newsflash
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Client Publications
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April 13, 2009
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Update on “Carried Interest” Legislation: New Levin Bill
Client Memorandum
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Client Publications
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April 8, 2009
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Private Equity Funds
Why Antitrust Matters to Your Private Equity Fund
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Client Publications
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April 8, 2009
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Proposed Short Sale Restrictions
Client Newsflash
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Client Publications
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April 7, 2009
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Current Congressional Efforts to Restrict Compensation of TARP Participants
Client Memorandum
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Client Publications
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April 7, 2009
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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April 1, 2009
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Asia M&A / Private Equity Newsletter
Antitrust Review or Regulation of Foreign Investment?: Understanding the PRC’s Anti-Monopoly Regime and the Coca-Cola/Huiyuan Decision
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Client Publications
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April 2009
|
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Capital Raising: A Transatlantic Perspective
Capital Markets Law Journal of Oxford University Press
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Publications
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March 30, 2009
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Treasury's Proposed Resolution Authority for Systemically Significant Financial Companies
Client Memorandum
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Client Publications
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March 30, 2009
|
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Treasury's Rules of the Road for Regulatory Reform
Client Memorandum
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Client Publications
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March 27, 2009
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Delaware Supreme Court Reverses Lyondell; Supports Board Discretion in Sale Process
Client Newsflash
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Client Publications
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March 25, 2009
|
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The Public-Private Investment Program
Client Memorandum
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Client Publications
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March 20, 2009
|
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Limited TLGP Extension and New Surcharge
Client Newsflash
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Client Publications
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March 6, 2009
|
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Proposed Tax Legislation Affecting Hedge Funds
Client Newsflash
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Client Publications
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March 5, 2009
|
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SEC Proposes Elimination of Broker Discretionary Vote in Director Elections for 2010
Client Newsflash
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Client Publications
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March 3, 2009
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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March 2, 2009
|
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Antitrust Update
|
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Client Publications
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February 27, 2009
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The Capital Assistance Program and Its “Stress Test”
Client Memorandum
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Client Publications
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February 26, 2009
|
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"Say on Pay" Now a Reality for TARP Participants
Client Memorandum
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Client Publications
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February 24, 2009
|
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FDIC to Discuss Guaranteeing Mandatory Convertible Debt Under the Temporary Liquidity Guarantee Program
Client Newsflash
|
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Client Publications
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February 19, 2009
|
|
Energy Provisions of the American Recovery and Reinvestment Act of 2009
Client Memorandum
|
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Client Publications
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February 18, 2009
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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February 18, 2009
|
|
Insurance Coverage for Climate Change Risks
Environmental Update
|
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Client Publications
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February 17, 2009
|
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Compensation Provisions in the American Recovery and Reinvestment Act of 2009
Client Memorandum
|
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Client Publications
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February 17, 2009
|
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The Financial Stability Plan and its Impact on Financial Institutions and Private Capital
Client Memorandum
|
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Client Publications
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February 13, 2009
|
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Select Tax Provisions in the American Recovery and Reinvestment Act of 2009
Client Newsflash
|
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Client Publications
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February 9, 2009
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
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Client Publications
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February 9, 2009
|
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More Executive Compensation Restrictions Are Included in the Senate Stimulus Bill Expected to Pass Tomorrow
Client Memorandum
|
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Client Publications
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February 6, 2009
|
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Important Third Circuit Decision Finds a Lender and Contractual Counterparty to Be a Non-statutory "Insider"
Client Newsflash
|
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Client Publications
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February 6, 2009
|
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New Executive Compensation Restrictions Under the Emergency Economic Stabilization Act of 2008
Client Memorandum
|
|
Client Publications
|
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February 4, 2009
|
|
SEC Publishes Final Rules and Proposes Additional Rules for Credit Rating Agencies
Client Newsflash
|
|
Client Publications
|
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|
February 3, 2009
|
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SEC Issues Rules Outlining Mandatory XBRL Requirement (FPI)
Client Newsflash
|
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Client Publications
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February 3, 2009
|
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SEC Issues Rules Outlining Mandatory XBRL Requirement (US)
Client Newsflash
|
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Client Publications
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February 1, 2009
|
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New Case Law on Suspension of Hedge Fund Redemptions
|
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Publications
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January 28, 2009
|
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Considerations for Drafting the 2009 Proxy Statement
Client Memorandum
|
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Client Publications
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January 28, 2009
|
|
UK and US Financial Rescue Packages - A Survey
Client Memorandum
|
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Client Publications
|
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January 27, 2009
|
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Proposed Relief for Cancellation of Debt Income
Client Newsflash
|
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Client Publications
|
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January 26, 2009
|
|
Private Equity Newsletter
Management Equity Arrangements in Private Equity Transactions Part II: Compensatory Equity Awards
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Client Publications
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January 23, 2009
|
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SEC Finalizes Revisions to Oil and Gas Requirements
Client Memorandum
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Client Publications
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January 21, 2009
|
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Environmental Disclosure in SEC Filings
Client Memorandum
|
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Client Publications
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January 13, 2009
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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|
January 13, 2009
|
|
Revised Jurisdictional and Exemption-Related Thresholds, and Maximum Civil Penalties, under the HSR Act
Client Memorandum
|
|
Client Publications
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January 12, 2009
|
|
The Struggle Over the Second Half of TARP
Client Memorandum
|
|
Client Publications
|
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January 9, 2009
|
|
New SEC Relief for Some Companies That May Lose WKSI Status
Client Newsflash
|
|
Client Publications
|
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|
January 1, 2009
|
|
As the Wheel Turns: New Dynamics in the Coming Restructuring Cycle
The Americas Restructuring and Insolvency Guide 2008/2009
|
|
Publications
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January 1, 2009
|
|
Asia M&A / Private Equity Newsletter
Challenges of “Down Round” Financings in Asia
|
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Client Publications
|
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January 1, 2009
|
|
Davis Polk's Role in Financial Crisis Outlined in The American Lawyer's "In the Red Zone" by Julie Triedman
|
|
Publications
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|
January 1, 2009
|
|
Global Financial Crisis: Navigating and Understanding the Legal and Regulatory Aspects
Globe Business Publishing
|
|
Publications
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|
|
2009
|
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Incentive and Deferred Compensation for Financial Firms and Investment Funds: Sections 409A and 457A of the Tax Code
|
|
Publications
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January 1, 2009
|
|
On Section Five of the Fourteenth Amendment (with Steven G. Calabresi)
11 U. Penn. J. Const. L. 1431 (2009)
|
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Publications
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2009
|
|
Report of the Task Force on Extraterritorial Jurisdiction
|
|
Publications
|
|
|
January 1, 2009
|
|
Responding to Multi-Jurisdictional Investigations: Issues and Considerations
42 The Rev. Sec. & Commodities Reg. 47
|
|
Publications
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|
2009
|
|
Secret Liens and the Financial Crisis of 2008
|
|
Publications
|
|
|
2009
|
|
The Effect of BAPCPA on Credit Card Industry Profits and Prices
|
|
Publications
|
|
|
December 23, 2008
|
|
Federal Antitrust Agencies Seek to Unwind Two Transactions Not Subject to HSR Act Reporting
Client Newsflash
|
|
Client Publications
|
|
|
December 22, 2008
|
|
SEC Adopts Mandatory XBRL Requirement
Client Newsflash
|
|
Client Publications
|
|
|
December 22, 2008
|
|
SEC Adopts Mandatory XBRL Requirement Subject to Three-Year Phase-In
Client Newsflash
|
|
Client Publications
|
|
|
December 19, 2008
|
|
Disclosure Considerations for Your 2008 Form 10-K
Client Memorandum
|
|
Client Publications
|
|
|
December 2008
|
|
Amendments to Rule 802 and Application of U.S. Securities Laws to Japanese Mergers, Share Exchanges and Similar Business Combination Transactions
Client Memorandum
|
|
Client Publications
|
|
|
December 17, 2008
|
|
FTC Fines Two Investment Funds for Failure to File Under HSR Act; $800,000 Penalty
Client Newsflash
|
|
Client Publications
|
|
|
December 17, 2008
|
|
New York State Proposes to Tax Carried Interest Earned by Non-resident Partners
Client Newsflash
|
|
Client Publications
|
|
|
December 2008
|
|
ルール802 の改正及び日本の有価証券を対象とした吸収合併、株式交換・移転及びこれらと同種の企業結合取引への米国証券法制の適用の変更(参考和訳)
|
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Client Publications
|
|
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December 10, 2008
|
|
CFIUS Guidance Concerning National Security Considerations
Client Memorandum
|
|
Client Publications
|
|
|
December 9, 2008
|
|
The 2009 Proxy Season: RiskMetrics Group’s Voting Policy Updates and an Examination of Upcoming Trends
Client Memorandum
|
|
Client Publications
|
|
|
December 8, 2008
|
|
FINRA Proposes Amendments to Reporting Requirements
Client Memorandum
|
|
Client Publications
|
|
|
December 8, 2008
|
|
Private Equity Newsletter
Purchasing Portfolio Company Debt at a Discount – Threshold Issues for Private Equity Funds and Their Portfolio Companies
|
|
Client Publications
|
|
|
December 4, 2008
|
|
SEC Approves Measures to Strengthen Oversight of Credit Rating Agencies
Client Newsflash
|
|
Client Publications
|
|
|
December 3, 2008
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
December 3, 2008
|
|
Rapid Growth of Unsponsored ADR Programs Following Recent Amendments to SEC Rule 12g3-2(b)
Client Memorandum
|
|
Client Publications
|
|
|
December 2, 2008
|
|
Eighth Circuit Holds Failure to File Exchange Act Reports Not a Breach of Indenture Reporting Covenant or Trust Indenture Act
Client Newsflash
|
|
Client Publications
|
|
|
December 1, 2008
|
|
Credit Default Swap and Regulatory Restructuring Bills Proposed by Senator Harkin and Senator Collins
Client Memorandum
|
|
Client Publications
|
|
|
November 26, 2008
|
|
Temporary Liquidity Guarantee Program: FDIC Final Rule
Client Memorandum
|
|
Client Publications
|
|
|
November 25, 2008
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
|
|
|
November 21, 2008
|
|
FINSA Final Regulations Published in Federal Register
Client Newsflash
|
|
Client Publications
|
|
|
November 21, 2008
|
|
New York Revises its Plan to Regulate Credit Default Swaps
Client Newsflash
|
|
Client Publications
|
|
|
November 19, 2008
|
|
FINSA Final Regulations
Client Memorandum
|
|
Client Publications
|
|
|
November 17, 2008
|
|
Restructuring Debt Securities: Options and Legal Considerations
Client Memorandum
|
|
Client Publications
|
|
|
November 4, 2008
|
|
FDIC Extends Opt-out Period for Temporary Liquidity Guarantee Program until December 5th
Client Newsflash
|
|
Client Publications
|
|
|
November 3, 2008
|
|
US Government Capital Injections – Important Changes from the Term Sheet
Client Memorandum
|
|
Client Publications
|
|
|
November 1, 2008
|
|
FINRA Jurisdiction Over Members' Non-Securities Activities
|
|
Publications
|
|
|
November 1, 2008
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
October 31, 2008
|
|
IRS Announces Notice of Proposed Rulemaking Relating to U.S. Taxation of Foreign Investors in Certain Infrastructure Investments
Client Newsflash
|
|
Client Publications
|
|
|
October 31, 2008
|
|
Restructuring Debt Securities: Options and Legal Considerations
Client Memorandum
|
|
Client Publications
|
|
|
October 30, 2008
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
|
|
|
October 30, 2008
|
|
In re Bilski: Federal Circuit Narrows Patentability of Business Methods
Client Newsflash
|
|
Client Publications
|
|
|
October 30, 2008
|
|
Time to Check Your Shelf Registration Statement
Client Newsflash
|
|
Client Publications
|
|
|
October 27, 2008
|
|
Temporary Liquidity Guarantee Program: FDIC Interim Rule
Client Memorandum
|
|
Client Publications
|
|
|
October 23, 2008
|
|
Deferred Compensation Rules May Affect US Employees of Foreign Corporations, Including Foreign Subsidiaries of US Corporations
Client Memorandum
|
|
Client Publications
|
|
|
October 23, 2008
|
|
Executive Compensation Rules Under the Emergency Economic Stabilization Act of 2008
Client Memorandum
|
|
Client Publications
|
|
|
October 22, 2008
|
|
Section 457A
Client Memorandum
|
|
Client Publications
|
|
|
October 21, 2008
|
|
SEC Adopts Final Short Sale Rules
Client Memorandum
|
|
Client Publications
|
|
|
October 20, 2008
|
|
FINRA Proposes Changes to Research Quiet Period
Client Newsflash
|
|
Client Publications
|
|
|
October 20, 2008
|
|
General Counsel Update
To Guide or Not to Guide: Communicating with Investors in Uncertain Times
|
|
Client Publications
|
|
|
October 20, 2008
|
|
SEC Issues Interim Final Temporary Rule Extending Short Sale Reporting
Client Newsflash
|
|
Client Publications
|
|
|
October 17, 2008
|
|
Federal Reserve Bank of New York Announces Additional Details Regarding Commercial Paper Funding Facility
Client Newsflash
|
|
Client Publications
|
|
|
October 15, 2008
|
|
Emergency Economic Stabilization Act of 2008: US Government Capital Injections
Client Memorandum
|
|
Client Publications
|
|
|
October 8, 2008
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
October 8, 2008
|
|
Lehman Commercial Paper Inc. Bankruptcy Provides Insight into the Potential Impact on Borrowers of Defaults by Lenders
Client Newsflash
|
|
Client Publications
|
|
|
October 7, 2008
|
|
Federal Reserve Board Announces Creation of Commercial Paper Funding Facility
Client Newsflash
|
|
Client Publications
|
|
|
October 2008
|
|
SEC Publishes Final Amendments to Form 20-F, Foreign Private Issuer Status Determination and Going Private Rules
Client Memorandum
|
|
Client Publications
|
|
|
October 7, 2008
|
|
Treasury Solicits Asset Managers and Other Agents for Troubled Asset Relief Program
Client Newsflash
|
|
Client Publications
|
|
|
October 2008
|
|
SEC がフォーム20-F、海外民間発行体のステータスの判定および非公開会社化に関するルールの最終的改正を発表(参考和訳)
|
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Client Publications
|
|
|
October 2008
|
|
Amendments to Rule 12g3-2(b): The Foreign Private Issuer Exemption
Client Memorandum
|
|
Client Publications
|
|
|
October 4, 2008
|
|
Emergency Economic Stabilization Act of 2008
Client Memorandum
|
|
Client Publications
|
|
|
October 2008
|
|
ルール12g3-2(b)の改訂:海外民間発行体の適用除外(参考和訳)
|
|
Client Publications
|
|
|
October 3, 2008
|
|
SEC Extends Short Sale Emergency Orders
Client Newsflash
|
|
Client Publications
|
|
|
October 2, 2008
|
|
Delaware Court Orders Hexion to Pursue Financing of Huntsman Acquisition; Rules Huntsman Has Not Suffered an MAE
Client Newsflash
|
|
Client Publications
|
|
|
October 1, 2008
|
|
Asia M&A / Private Equity Newsletter
Acquiring a Minority Equity Stake in a U.S. Public Company
|
|
Client Publications
|
|
|
September 24, 2008
|
|
Canada Treaty Amendments Affecting Private Equity Funds
Client Newsflash
|
|
Client Publications
|
|
|
September 24, 2008
|
|
New York and SEC Move to Regulate Credit Default Swaps
Client Newsflash
|
|
Client Publications
|
|
|
September 23, 2008
|
|
Fed Relaxes Traditional Control Rules for Private Equity and Other Minority Investments in Banks and Bank Holding Companies
Client Newsflash
|
|
Client Publications
|
|
|
September 22, 2008
|
|
Auction Rate Securities -- Global Exemptive Relief
|
|
Publications
|
|
|
September 22, 2008
|
|
New Short Sale Reporting Requirements
Client Newsflash
|
|
Client Publications
|
|
|
September 22, 2008
|
|
SEC Amends Order Temporarily Banning Short Sales of Financial Companies to Modify Scope of Covered Securities and Expand Exemption for Derivatives Market Makers
Client Newsflash
|
|
Client Publications
|
|
|
September 22, 2008
|
|
US Treasury Proposal Regarding Troubled Assets
Client Memorandum
|
|
Client Publications
|
|
|
September 19, 2008
|
|
SEC Issues Order Temporarily Banning Short Sales of Public Securities of 799 Financial Companies
Client Newsflash
|
|
Client Publications
|
|
|
September 18, 2008
|
|
Climate Change Disclosure
Environmental Update
|
|
Client Publications
|
|
|
September 18, 2008
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
|
|
|
September 18, 2008
|
|
SEC Issues New Rules on Naked Short Sales and Plans Further Actions to Combat Market Abuses
Client Newsflash
|
|
Client Publications
|
|
|
September 8, 2008
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
September 5, 2008
|
|
Delaware Courts Reaffirm High Bar for Personal Liability of Disinterested Directors
Client Newsflash
|
|
Client Publications
|
|
|
September 5, 2008
|
|
Private Equity Newsletter
Management Equity Arrangements in Private Equity Transactions Part I: Management's Existing, Rollover and Purchased Equity Investments
|
|
Client Publications
|
|
|
September 5, 2008
|
|
SEC Votes to Adopt Sweeping Amendments and Guidance to Cross-Border Rules
Client Newsflash
|
|
Client Publications
|
|
|
September 5, 2008
|
|
White Collar Update
Client Memorandum
|
|
Client Publications
|
|
|
September 3, 2008
|
|
Shelf Registration Statements Begin to Expire in December
Client Memorandum
|
|
Client Publications
|
|
|
August 28, 2008
|
|
SEC Adopts Foreign Issuer Reporting Enhancement Rules and Certain Amendments to Rules Regarding the Rule 12g3-2(b) Exemption for Foreign Private Issuers
Client Newsflash
|
|
Client Publications
|
|
|
August 28, 2008
|
|
SEC Proposes Roadmap for Use of International Financial Reporting Standards by US Issuers
Client Newsflash
|
|
Client Publications
|
|
|
2008
|
|
Foreign Bank Acquisitions of U.S. Bank and Thrifts (Chapter 3)
Regulation of Foreign Banks and Affiliates in the United States (5th ed.)
|
|
Publications
|
|
|
August 8, 2008
|
|
SEC Issues Corporate Website Guidance
Client Memorandum
|
|
Client Publications
|
|
|
August 4, 2008
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
|
|
|
August 4, 2008
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
2008
|
|
Foreign Banks as U.S. Financial Holding Companies (Chapter 10)
Regulation of Foreign Banks and Affiliates in the United States (5th ed.)
|
|
Publications
|
|
|
August 1, 2008
|
|
Important Antitrust Decision: California Court of Appeal Affirms Availability of Antitrust Pass-On Defense in Clayworth - Argument for Pharmaceutical Industry Defendants Handled by Davis Polk
Client Newsflash
|
|
Client Publications
|
|
|
August 2008
|
|
Let the Good Funds Roll: Private Equity and Banks
International Financial Law Review
|
|
Publications
|
|
|
August 1, 2008
|
|
Treasury Encourages Development of Covered Bonds in the U.S. and Issues “Best Practices"
Client Memorandum
|
|
Client Publications
|
|
|
July 30, 2008
|
|
SEC Adopts Guidance on Use of Corporate Websites
Client Newsflash
|
|
Client Publications
|
|
|
July 21, 2008
|
|
AFSCME/CA--Delaware Supreme Court Rules Proxy Expense Reimbursement Proposal Invalid
Client Newsflash
|
|
Client Publications
|
|
|
July 17, 2008
|
|
SEC Issues Emergency Order Restricting the "Naked" Short Selling of Fannie Mae, Freddie Mac and Certain Other Substantial Financial Firms
Client Newsflash
|
|
Client Publications
|
|
|
July 17, 2008
|
|
SEC Issues Interpretative Letter Regarding the Cash Solicitation Rule
Client Newsflash
|
|
Client Publications
|
|
|
July 14, 2008
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
|
|
|
July 9, 2008
|
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SEC Proposes to Liberalize Exchange Act Rule 15a-6 Concerning U.S. Activities of Non-U.S. Broker-Dealers
Client Memorandum
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Client Publications
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July 2008
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Book-Entry Deposit Procedures for Certain Offerings by Non-U.S. Issuers under Section 3(c)(7) of the Investment Company Act
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Publications
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June 26, 2008
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SEC Proposes to Liberalize Exchange Act Rule 15a-6 Concerning U.S. Activities of Non-U.S. Broker-Dealers
Client Newsflash
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Client Publications
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June 24, 2008
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Climate Change: California Agency Imposes Novel Greenhouse Gas Emissions FeeClimate Change: California Agency Imposes Novel Greenhouse Gas Emissions Fee
Environmental Update
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Client Publications
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June 24, 2008
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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6/24/2008
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Insolvency and Restructuring Update
Piccadilly Cafeterias, Inc.
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Client Publications
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June 24, 2008
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SEC Proposes New Rating Agency Rules
Client Memorandum
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Client Publications
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June 16, 2008
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Private Equity Newsletter
What Every Private Equity Professional Should Know About ERISA’s VCOC Requirements
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Client Publications
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June 13, 2008
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Court Requires Activist Hedge Funds to Disclose Swaps in CSX
Client Newsflash
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Client Publications
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June 9, 2008
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FINRA Proposes Amendments to Supervision Rules
Client Memorandum
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Client Publications
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June 5, 2008
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Delaware Court Ruling Puts a Spotlight on Indemnification/Expense Advancement Bylaws
Client Newsflash
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Client Publications
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June 5, 2008
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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Summer 2008
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How Funds Vote on Proxy Proposals
InvestorRelationships.com
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Publications
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Summer 2008
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Learned: How Funds Vote on Proxy Proposals
InvestorRelationships.com
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Publications
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May 28, 2008
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General Counsel Update
The Consequences of Majority Voting Policies
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Client Publications
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May 23, 2008
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FINRA Updates Options Rules, Requiring Firms to Modify Compliance and Supervisory Policies and Procedures
Client Memorandum
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Client Publications
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May 20, 2008
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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May 19, 2008
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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May 9, 2008
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SEC Proposes Revisions to Cross-Border Rules
Client Newsflash
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Client Publications
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Spring 2008
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Pro Bono Femineo: Women-Focused Pro Bono Efforts Can Be an Essential Component of a Law Firm’s Women’s Initiatives
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Publications
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May/June 2008
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Structuring Portfolio Companies: Director Independence
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Publications
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May 2008
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The Fiduciary Duties of Directors of Troubled U.S. Companies: Emerging Clarity
The International Comparative Legal Guide to: Corporate Recovery & Insolvency 2008
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Publications
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May/June 2008
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The Spotlight on the Independence of Compensation Consultants
The Corporate Governance Advisor
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Publications
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April 30, 2008
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FINSA Proposed Regulations
Client Memorandum
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Client Publications
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April 16, 2008
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Delaware Case Highlights Need to Include Advance Notice for Board Nominations in Bylaws
Client Newsflash
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Client Publications
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April 15, 2008
|
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2008 Early Proxy Season Roundup
Client Memorandum
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Client Publications
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April 14, 2008
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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April 4, 2008
|
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Private Equity Newsletter
Post-IPO Board Independence Requirements for Portfolio Companies
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Client Publications
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April 2, 2008
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Private Equity Newsletter
Post-IPO Board Independence Requirements for Portfolio Companies
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Client Publications
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April 1, 2008
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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March 31, 2008
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Paulson Proposes Financial Regulatory Overhaul
Client Memorandum
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Client Publications
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March 26, 2008
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Ramifications of a More Principles-Based FINRA Rulebook
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Publications
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March 26, 2008
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Regulatory Insight -- US Securities & Banking
Principles-based FINRA Rulebook
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Publications
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March 24, 2008
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Proposed Amendments to Regulation S-P Imposing New Compliance Burdens on Registered Broker-Dealers and Other SEC-Regulated Entities
Client Memorandum
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Client Publications
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March 21, 2008
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FinCEN Clarifies the Obligations of Clearing Firms Under the Customer Identification Program Rule
Client Newsflash
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Client Publications
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March 17, 2008
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Delaware Court’s Narrow Reading of CNET Bylaws Clears the Way for JANA Proxy Contest
Client Newsflash
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Client Publications
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March 17, 2008
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Nasdaq Modifies SPAC Listing Proposal; SEC Publishes NYSE SPAC Listing Proposal for Comment
Client Newsflash
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Client Publications
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March 14, 2008
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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March 12, 2008
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General Counsel Update
Conflicting Media Reports of CEO Compensation: A Primer
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Client Publications
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March 7, 2008
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NYSE Files Proposal to Allow the Listing of SPACs
Client Newsflash
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Client Publications
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March 5, 2008
|
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SEC Proposes New Antifraud Rule to Combat "Abusive" Naked Short Selling
Client Newsflash
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Client Publications
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March 1, 2008
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In Focus: Ramifications of a More Principles-Based FINRA Rulebook
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Publications
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February 28, 2008
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Nasdaq Files Proposal to Allow Listing of SPACs
Client Newsflash
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Client Publications
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February 26, 2008
|
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IRS Gives Relief on Application of New 162(m) Performance-Based Compensation Rules
Client Newsflash
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Client Publications
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2/22/2008
|
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Insolvency and Restructuring Update
Johns-Manville Corporation
|
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Client Publications
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February 15, 2008
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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February 15, 2008
|
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Private Equity Newsletter
What are the Practical Implications of the Recent Amendments to Rules 144 and 145?
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Client Publications
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February 15, 2008
|
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Private Equity Newsletter
What are the Practical Implications of the Recent Amendments to Rules 144 and Rule 145?
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Client Publications
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February 14, 2008
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Another Texas District Court Interprets Reporting Covenant and Section 314(a) of the TIA to Impose Merely a Delivery and Not a Filing Obligation
Client Newsflash
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Client Publications
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February 13, 2008
|
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SEC Proposes Amendments to Form 20-F Reporting Requirements and Exchange Act Entrance Requirements
Client Newsflash
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Client Publications
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February 7, 2008
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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January 31, 2008
|
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IRS Ruling Reflects Changed Position On Application of $1 M Deduction Limit on Annual Compensation to Top Executives Under Internal Revenue Code Section 162(m)
Client Newsflash
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Client Publications
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January 29, 2008
|
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Revised Jurisdictional and Exemption-Related Thresholds Under the HSR Act
Client Memorandum
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Client Publications
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January 18, 2008
|
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Considerations for Preparation of the 2007 Annual Report on Form 20-F and other Developments for Foreign Private Issuers
Client Memorandum
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Client Publications
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January 18, 2008
|
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Considerations for Preparation of the 2007 Annual Report on Form 20-F and other Developments for Foreign Private Issuers
Client Memorandum
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Client Publications
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January 17, 2008
|
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Delaware Judge Blesses Accommodation with Dissident Shareholder, but Emphasizes Need for Disclosure
Client Newsflash
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Client Publications
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January 16, 2008
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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January 15, 2008
|
|
U.S. Supreme Court Issues Decision in Stoneridge Investment Partners LLC v. Scientific-Atlanta
Client Newsflash
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Client Publications
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1/11/2008
|
|
Insolvency and Restructuring Update
American Home Mortgage
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Client Publications
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January 2, 2008
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Delaware Court Upholds Cerberus's Right To Walk Away From URI, While Tennessee Court Orders Finish Line to Complete Acquisition of Genesco
Client Newsflash
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Client Publications
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January 1, 2008
|
|
CIETAC à l'épreuve de l'article 1502 CPC, note sous Paris, 1ère Ch. C, 31 janvier 2008
Revue de l'arbitrage 2008
|
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Publications
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2008
|
|
Foreign Bank Acquisitions of U.S. Banks and Thrifts
Chapter 3
Regulation of Foreign Banks and Affiliates in the United States, 5th Edition
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Publications
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2008
|
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Foreign Bank Acquisitions of U.S. Banks and Thrifts
U.S. Regulation of Foreign Banks (5th Edition)
|
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Publications
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2008
|
|
Foreign Banks as U.S. Financial Holding Companies
Chapter 10
Regulation of Foreign Banks and Affiliates in the United States, 5th Edition
|
|
Publications
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2008
|
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Foreign Banks as U.S. Financial Holding Companies
U.S. Regulation of Foreign Banks (5th ed.)
|
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Publications
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2008
|
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VEBAs Revisited
|
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Publications
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12/14/2007
|
|
Insolvency and Restructuring Update
SDNY Bankruptcy Court Allows Substantial Post-Petition and Default Interest for an Over-Secured Lender, but Caps the Interest Claim Based on New York's Usury Law
|
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Client Publications
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December 13, 2007
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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|
December 11, 2007
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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|
|
December 4, 2007
|
|
General Counsel Update
Rule 10b5-1 Selling Plans: Time to Revisit Corporate Policies
|
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Client Publications
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November 6, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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|
November 6, 2007
|
|
Private Equity Newsletter
Guidelines for Special Committees
|
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Client Publications
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November/December 2007
|
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Designing Stock Plans that Work in Corporate Transactions
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Publications
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November 1, 2007
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
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Client Publications
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October 1, 2007
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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October 1, 2007
|
|
Regulation of Short Sales in the United States: Recent SEC Actions and Future Prospects
|
|
Publications
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September 7, 2007
|
|
Enhanced Scrutiny of Climate Change Disclosure
Environmental Update
|
|
Client Publications
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|
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September 1, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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September 1, 2007
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
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Client Publications
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|
August 22, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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|
|
August 1, 2007
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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|
|
August 2007
|
|
Top Ten Regulatory Initiatives Affecting the U.S. Equity Trading Markets
|
|
Publications
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July 24, 2007
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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|
|
7/11/2007
|
|
Insolvency and Restructuring Update
Second Circuit Decision Limits the Rights of Creditors' Committees to Bring Equitable Subordination Actions Against Pre-Petition Lenders
|
|
Client Publications
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July 1, 2007
|
|
Broker-Dealer Supervision: A New Paradigm
Insights (Vol. 21, No. 7)
|
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Publications
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July 1, 2007
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
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Client Publications
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|
|
June 29, 2007
|
|
Antitrust Update
|
|
Client Publications
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|
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6/22/2007
|
|
Insolvency and Restructuring Update
|
|
Client Publications
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|
|
June 15, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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|
|
June 2007
|
|
10 Principles for Enhancing IT Control Programs
|
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Publications
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June 1, 2007
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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|
2007
|
|
The Nireco Poison Pill: The Impact of a Court Injunction
Pacific Rim Law & Policy Journal
|
|
Publications
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|
May 15, 2007
|
|
Private Equity Newsletter
Your Responsibilities as a Director of a Portfolio Company
|
|
Client Publications
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|
May 8, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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|
May 1, 2007
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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|
April 12, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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|
|
April 4, 2007
|
|
Exiting the U.S. Capital Markets – The SEC’s Final Rules on Deregistration for Foreign Private Issuers
Client Memorandum
|
|
Client Publications
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|
|
April 3, 2007
|
|
米国資本市場からの離脱: 海外民間発行体の登録抹消に関するSEC の最終ルール(参考和訳)
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Client Publications
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April 1, 2007
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
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Client Publications
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|
April 1, 2007
|
|
Suggestions for Procedural Reform in Securities Market Regulation
Brooklyn Journal of Corporate Finance and Commercial Law, Vol. 1
|
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Publications
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|
3/29/2007
|
|
Insolvency and Restructuring Update
Recent Second and Tenth Circuit Decisions Regarding Claims Against Pre-Petition Secured Lenders and the Validity of Such Pre-Petition Secured Lenders’ Liens
|
|
Client Publications
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3/21/2007
|
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Insolvency and Restructuring Update
|
|
Client Publications
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March 2, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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|
|
March 1, 2007
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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|
February 15, 2007
|
|
Private Equity Newsletter
MAE
|
|
Client Publications
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February 9, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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2007
|
|
A Brave New World - SEC Registration
International Financial Law Review
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Publications
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February 1, 2007
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
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Client Publications
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January 5, 2007
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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January 1, 2007
|
|
A (Breathless) History of American Insolvency Law
INSOL World – Silver Jubilee Edition (2007)
|
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Publications
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2007
|
|
Extended Systems with Deterministic Local Dynamics and Random Jumps
Commun. Math. Phys. 275, 709-720
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Publications
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January 1, 2007
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
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Client Publications
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2007
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ISDAs & Prime Brokerage
|
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Publications
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January 1, 2007
|
|
Toward a New Corporate Reorganization Paradigm
19 J. Applied Corp Finance (Vol. 4, Fall 2007)
|
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Publications
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January 1, 2007
|
|
U.S. Chapter 11 Today: A Funny Thing Happened On the Way to the Courthouse
The International Comparative Legal Guide to: Corporate Recovery and Insolvency 2007
|
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Publications
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December 7, 2006
|
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Private Equity Funds
Go-Shop Provisions: a New Trend?
|
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Client Publications
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December 1, 2006
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
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Client Publications
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November 9, 2006
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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November 1, 2006
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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October 5, 2006
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
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Client Publications
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October 2006
|
|
Can You Hear Me Now? Bell Atlantic v. Twombly and the Pleading Standards for Antitrust Conspiracy Claims
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Publications
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October 1, 2006
|
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
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Client Publications
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September 11, 2006
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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September 5, 2006
|
|
Private Equity Funds
|
|
Client Publications
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September 1, 2006
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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August 4, 2006
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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August 1, 2006
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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July 14, 2006
|
|
Antitrust Update
|
|
Client Publications
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July 13, 2006
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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|
July 13, 2006
|
|
Private Equity Newsletter
What Every Investor Should Know Before Acquiring a Large Stake in a Public Company
|
|
Client Publications
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July 1, 2006
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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June 30, 2006
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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June 13, 2006
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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June 1, 2006
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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|
May 10, 2006
|
|
Private Equity Newsletter
A Fund By Any Other Name: The Convergence of Hedge Funds and Private Equity Funds
|
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Client Publications
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May 5, 2006
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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April 28, 2006
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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|
April 27, 2006
|
|
Antitrust Update
|
|
Client Publications
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April 12, 2006
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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|
March 13, 2006
|
|
Antitrust Update
|
|
Client Publications
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|
March 1, 2006
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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March 1, 2006
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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|
February 28, 2006
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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|
|
February 16, 2006
|
|
Private Equity Newsletter
Post-IPO Charter Provisions for Portfolio Companies
|
|
Client Publications
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|
|
January 18, 2006
|
|
Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
|
|
Client Publications
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|
January 1, 2006
|
|
Absolute Priority, Valuation Uncertainty, and the Reorganization Bargain
115 Yale L. J. 1930 (2006)
|
|
Publications
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January 1, 2006
|
|
Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
|
|
Client Publications
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2006
|
|
Jurisdictional Comparisons
Securities World - Second Edition USA
|
|
Publications
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2006
|
|
Trade Mark Issues in the Financial Services Industry
|
|
Publications
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2006
|
|
UBTI: A Primer for Private Investment Funds
|
|
Publications
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December 15, 2005
|
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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December 1, 2005
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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December 2005
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The First Paragraph of Section 55
Federal Law Review, Vol. 33.3
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Publications
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November 22, 2005
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Private Equity Newsletter
Post-IPO Stockholders Agreements
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Client Publications
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November 9, 2005
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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November 3, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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October 13, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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September 1, 2005
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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September 1, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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August 10, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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August 1, 2005
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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July 26, 2005
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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July 1, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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June 28, 2005
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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June 7, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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May 31, 2005
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Corporate Regulatory Report
A Summary of Current Regulatory Developments Affecting Publicly Listed Companies
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Client Publications
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May 10, 2005
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Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
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Client Publications
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May 2005
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Costly U.S. Laundering Rules Must Change
International Financial Law Review
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Publications
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April 2005
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Debtor-in-Possession Financing
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Publications
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January 1, 2005
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A Reorganization Lawyer’s Perspective on Professor Warren’s Vanishing Trials
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Publications
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2005
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ERISA for Hedge Fund Managers
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Publications
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2005
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Europeans Put The Case For US Deregistration
International Financial Law Review
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Publications
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April 2004
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Public Company CEO Compensation: A Review of the Recent Reforms
Tax Management Compensation Planning Journal
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Publications
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2004
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ABA Section of Antitrust Law: State Antitrust Practice and Statutes
California and Utah chapters, 3rd ed.
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Publications
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2004
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United States of America
Global Financial Services Regulators: The Americas
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Publications
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October 15, 2003
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No Action, Interpretive and/or Exemptive Letter: Microsoft Corporation
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Publications
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February/March 2003
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Structuring Hedge Funds for Benefit Plan Investors
Tax Management Compensation Planning Journal
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Publications
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2002
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The Re-Proposed 280G Regulations
Practising Law Institute Tax Law and Practice Course Handbook Series Number J-537
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Publications
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Summer 2001
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Revisiting the Admissibility of Expert Testimony in Antitrust Cases
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Publications
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2001
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How To Meet The SEC's New Form 20-F Rules
International Financial Law Review
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Publications
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2001
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The U.S. Approach to the Regulation of E-Commerce
2 Business Law International 171
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Publications
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May 1, 2000
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Examining Executive Compensation
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Publications
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February 1, 2000
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Federal Securities Statutes Trip Up Many – But Individual Fraud Suits Booming in State Courts
8 Securities Reform Act Litigatin Reporter 677
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Publications
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2000
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U.S. Law Considerations Applicable to Foreign Bank Acquisitions of U.S. Banking Institutions
1 Regulation of Foreign Banks: United States and International (4th ed. 2000)
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Publications
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1998
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United States Disclosure Standards for Banks
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Publications
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December 15, 1997
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Mutual Funds Confront Dilemmas in Trying to Value Portfolios
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Publications
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1997
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Banking and Technology
University of North Carolina Law School Banking Law Institute, Volume 1, page 37
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Publications
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Summer 1996
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Does Daubert Raise a New Barrier to Entry For Economists?
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Publications
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February 26, 1996
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The Private Securities Litigation Reform Act of 1995: Civil RICO Reform
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Publications
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1996
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Modernizing Securities Ownership, Transfer and Pledging Laws
Capital Markets Forum, International Bar Association
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Publications
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August 3, 1995
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The SEC's New Rules of Pracitce
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Publications
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1995
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Organizing Trial Materials, Chapter 3
California Trial Practice: Civil Procedure During Trial (Cal CEB 3d Ed. 1995)
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Publications
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February 22, 1994
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The SEC Proposes New Rules of Practice
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Publications
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1994
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Transferable Employee Stock Options—Selected Tax and Securities Law Issues
ERISA and Benefits Law Journal
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Publications
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December 6, 1993
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Aiding and Abetting Liability in SEC Enforcement Actions
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Publications
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March 29, 1993
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Going Concern Valuations Under The Bankruptcy Code
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Publications
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1993
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Dealing With Difficult Opposing Counsel, Vol. 4, Issue 13
Federal Litigation Guide Reporter 393
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Publications
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1993
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SEC Adopts New Rules on Executive Compensation
Securities & Commodities Regulation
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Publications
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1992
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New Issues in Structuring Executive Compensation Under the Revised Section 16 Rules
ERISA and Benefits Law Journal
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Publications
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1938
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Hand and Glove: The J.P. Morgan/Davis Polk Chronicles
Simon & Schuster Publishing House
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Publications
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1931
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Effective U.S. Supreme Court Appearances
"How to Hone Your Powers of Persuasion"
Washington & Lee University Law Journal
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Publications
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1924
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Turning Down Cravath for a Gig at Davis Polk
Davis Polk Partner Archives
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Publications
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