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Our lawyers regularly produce timely and substantive memoranda, newsletters and breaking news announcements, addressing a wide range of legal and regulatory developments and trends. These publications frequently are cited within the profession as the definitive treatises on their given subjects.
Recent Publications
May 16, 2013
SEC Proposes Cross-Border Security-Based Swap Rules
Client Publications
May 16, 2013
Investment Management Regulatory Update
Client Newsletter
Client Publications
May 15, 2013
New and Proposed Research Rules Create Compliance Challenges for Banks
New York Law Journal: Financial Reform
Publications
May 14, 2013
Too Big to Fail: The Path to a Solution
A Report of the Failure Resolution Task Force of the Financial Regulatory Reform Initiative of the Bipartisan Policy Center
Publications
May 13, 2013
The SEC’s Northern Lights Enforcement Action: Implications For Fund Directors
Client Memorandum
Client Publications
May 3, 2013
Compensation Committee and Adviser Implementation Begins July 1: What to Do Now
Client Newsflash
Client Publications
May 2, 2013
FINRA Releases Additional Guidance Regarding the Use of Pre-Inception Index Performance in Institutional Communications
Client Newsflash
Client Publications
May 1, 2013
What China’s IPO Crisis Means for PE Investors
China Law & Practice, May/June 2013
Publications
May 1, 2013
Dodd-Frank Progress Report
Client Newsletter
Client Publications
April 30, 2013
International Organization of Securities Commissions Releases Consultation Report on Regulation of Retail Structured Products
Client Newsflash
Client Publications
More Publications >