Susan C. Ervin

Partner

susan.ervin@davispolk.com

Ms. Ervin is a partner in Davis Polk’s Financial Institutions Group, practicing in the Washington DC office. She has a unique combination of direct CFTC and SEC regulatory and private practice experience in futures, commodities and derivatives, including the new swaps regulatory requirements. Ms. Ervin advises clients concerning the full spectrum of derivatives and other alternative investment products.

Ms. Ervin spent 15 years as an attorney for the Commodity Futures Trading Commission (CFTC), the last 10 of which she served in a senior capacity as Deputy Director and Chief Counsel of the CFTC’s Division of Trading and Markets. In that role, Ms. Ervin was responsible for the legal aspects of the CFTC’s regulatory programs for exchanges, clearing organizations, futures commission merchants, commodity pool operators, commodity trading advisers and other intermediaries. She left the CFTC at the end of 1997 to reenter private practice, where she also advised on derivatives matters and transactions, including the derivatives activities of investment companies. In 2009, she returned to the public sector as an Attorney Fellow/Senior Advisor at the U.S. Securities and Exchange Commission, where she helped develop regulatory approaches to the derivatives markets.

Contact

Washington DC
901 15th Street, N.W.
Washington, DC 20005
P: 202-962-7141
F: 202-962-7105

New York
450 Lexington Avenue
New York, NY 10017
P: 212-450-4190
F: 212-450-5054

Related Practices

Bar Admissions

District of Columbia
State of New York

Education

B.A., History, Mount Holyoke College, 1973
J.D., Rutgers University School of Law - Newark, 1976

Recognition

Ms. Ervin is listed as a leading lawyer in IFLR1000.

Of Note

Memberships

Chair, Derivatives and Futures Law Committee, Business Law Section, American Bar Association
Member, Executive Committee, Law and Compliance Division, Futures Industry Association

Professional History

Partner, Davis Polk, 2011-present
Attorney Fellow/Senior Advisor, Division of Investment Management, U.S. Securities and Exchange Commission, 2009-2011

News

Aetna, Inc. and Vitality Re IV Limited $150 Million Reinsurance Transaction

Dodd-Frank Progress Report Highlighted on CNBC

Davis Polk Advises Ramius Trading Strategies on the Launch of the Ramius Trading Strategies Managed Futures Fund

Publications

Heartburn in the Heartland: Agricultural Futures Under the Spotlight | Futures Industry Magazine

Regulation of Asset Managers by the U.S. Commodity Futures Trading Commission | U.S. Regulation for Asset Managers Outside the United States (City and Financial Publishing) (2008)

Letting Go: The CFTC Rethinks Managed Futures Regulation | 24 Futures & Derivatives Law Report (May 2004)

View More > >

Client Publications

SEC Proposes Cross-Border Security-Based Swap Rules

Dodd-Frank Progress Report
Client Newsletter

CFTC Provides Inter-affiliate Swap Clearing and Reporting Relief

View More > >

Events

Susan Ervin and Linda Thomsen to Speak at PLI’s “Global Capital Markets & the U.S. Securities Laws” Program

Susan Ervin to Speak on Regulatory Issues for Advisers Trading Derivatives

Susan Ervin to Speak at FIA Law & Compliance Division Conference

View More > >

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