Michael Kaplan

Partner

michael.kaplan@davispolk.com

As co-head of Davis Polk’s global Capital Markets Group, Mr. Kaplan regularly works for issuers and underwriters in connection with capital markets and leveraged finance transactions, including initial public offerings and other equity offerings, as well as offerings of convertible and high-yield debt. He has worked on offerings involving issuers from a variety of industries ranging from technology and telecommunications to basic industry. Mr. Kaplan also regularly advises investment banking clients on securities law-related matters and corporate clients on general corporate matters, including corporate governance, SEC and Sarbanes-Oxley matters.

Contact

New York
450 Lexington Avenue
New York, NY 10017
P: 212-450-4111
F: 212-701-5111

Related Practices

Bar Admissions

State of New York

Education

A.B., Harvard College, 1992
- summa cum laude
J.D., Harvard Law School, 1995
- magna cum laude

Languages

Hebrew

Work Highlights

Recent Transactions

IPOs for Delphi Automotive, Molycorp Minerals, Mediamind, Artio Global, Globe Specialty Metals, Emdeon, Cellcom, Dice Holdings, Duff & Phelps and Wesco Aircraft
High-yield debt offerings for Spectrum Brands, Harbinger Capital, Hexion, Severstal Columbus, Michael Foods, Seagate, Hovnanian, Western Refining, Digicel Group and NXP B.V.

Capital Markets

Primary partner for ExxonMobil, Ford, H.J. Heinz, Syngenta AG, Delphi Automotive and Warner Chilcott Plc, among others

Mr. Kaplan has represented major investment banks, including Banc of America, Credit Suisse, Goldman Sachs, J.P. Morgan and Morgan Stanley, as underwriter’s counsel.

Financial Crisis

Advised the Federal Reserve Bank of New York in connection with the equity infusion made by the United States Treasury into American financial institutions under the Capital Purchase Program and the Term Asset Loan Facility (TALF) concerning the Emergency Economic Stabilization Act of 2008
Advised Ford Motor Company in connection with its $10 billion debt restructuring, $1.6 billion equity offering, $3.5 billion convertible notes offering and pending induced conversion offer
Advised Citigroup on its joint venture with Morgan Stanley and its proposed $56 billion rescue of Wachovia in the first FDIC-assisted “open bank” transaction in nearly 20 years

Recognition

Named “2012 Dealmaker of the Year” – The American Lawyer
Listed as a leading capital markets lawyer in several legal industry publications, including:
- Chambers Global: The World’s Leading Lawyers for Business
- Chambers USA: America’s Leading Lawyers for Business
- IFLR1000
- Legalease’s The Legal 500 (United States)
- Law Business Research’s Who’s Who Legal–International Who’s Who of Capital Markets Lawyers and Who’s Who Legal–International Who’s Who of Business Lawyers

Of Note

Frequent speaker on securities law-related and general corporate matters, including corporate governance, SEC and Sarbanes-Oxley matters
Presented at the Securities Industry and Financial Markets Association, the LSTA, the City Bar Association and Corporatecounsel.net

Membership

Member, Working Group on Legal Opinions, American Bar Association

Professional History

Partner, 2003-present
Associate, 1996-2003

Law Clerk, Hon. Marie L. Garibaldi, New Jersey Supreme Court 1995-1996

News

Hot Topic, Inc. Senior Secured Notes Offering

U.S. Silica Holdings, Inc. $270 Million Secondary Offering

Beam Inc. $500 Million Senior Unsecured Notes Offering

View More > >

Publications

The Davis Polk Financial Crisis Manual
A Guide to the Laws, Regulations and Contracts of the Financial Crisis

Client Publications

SEC Issues Guidance on Conflict Minerals
Client Newsflash

SEC Explains How to Use Social Media for Regulation FD Compliance
Client Memorandum

Rule 10b5-1 Plans: What You Need to Know

View More > >

Events

Davis Polk Partners to Speak at SIFMA Compliance and Legal Society Annual Seminar

Davis Polk Partners to Speak at 2012 SIFMA Compliance & Legal Seminar

Davis Polk Lawyers to Speak at SIFMA Compliance & Legal Society Seminar

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