James T. Rothwell

Partner

james.rothwell@davispolk.com

As a partner in Davis Polk’s Corporate Department, Mr. Rothwell advises financial institutions, dealers, corporations and industry associations regarding derivatives, structured products and securities offerings of convertible and equity-linked securities. He has been involved in the original design of many innovative transaction structures that have become staples of the equity derivatives marketplace.

Contact

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New York
450 Lexington Avenue
New York, NY 10017
P: 212-450-4806
F: 212-701-5806

Related Practices

Bar Admissions

State of New York

Education

A.B., Harvard College, 1989
- magna cum laude
J.D., Harvard Law School, 1992
- magna cum laude
- Member, Harvard Law Review

Work Highlights

Representations

Credit Suisse in connection with a $500 million underwritten forward sale of shares of Dow Chemical Company by trusts associated with the Haas family
Citibank, Credit Suisse and J.P. Morgan in connection with convertible note hedge and warrant transactions with Wyndham Worldwide Corporation relating to Wyndham’s $230 million convertible notes offering
Credit Suisse, Deutsche Bank and Wachovia in connection with convertible debenture hedge and warrant transactions with SunPower Corporation relating to SunPower’s $230 million convertible debentures offering
Citibank in connection with convertible note hedge and warrant transactions with SBA Communications Corporation relating to SBA’s $350 million convertible notes offering
Acted as the sole attorney member of the Financial Accounting Standard Board’s Emerging Issues Task Force Working Group on EITF Issue 07-5 relating to the accounting treatment of derivatives indexed to a company’s own stock

Recognition

Listed as a leading lawyer in several legal industry publications, including:

Chambers Global: The World’s Leading Lawyers for Business
Chambers USA: America’s Leading Lawyers for Business, where he was ranked as a “Star Individual”
Practical Law Company’s Cross-border Capital Markets Handbook

Of Note

Mr. Rothwell is a member of the faculty of the following annual Practising Law Institute programs:

ABCs of Swaps & Other Derivatives
Advanced Swaps & Other Derivatives

Professional History

Partner, 1999-present
Associate, 1992-1999

News

Charles River Laboratories $150 Million Incremental Term Loan and ASR Program

Microsoft Corporation Convertible Senior Notes Offering

Concur Technologies Convertible Senior Notes Offering

Client Publications

FINRA Files Amended Communications Rules – Impact on Structured Products
Client Memorandum

SEC Proposes Amendments to Rule 10b-18 Safe Harbor for Issuer Repurchases
Client Memorandum

SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying
Client Newsflash

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Events

James Rothwell to Speak at PLI’s “Private Placements and Other Financing Alternatives” Program

James Rothwell to Speak at PLI’s “Advanced Swaps & Other Derivatives” Seminar

James Rothwell to Speak at PLI's "Private Placements and Other Financing Alternatives 2010” Seminar

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