Gabriel D. Rosenberg
Mr. Rosenberg is an associate in Davis Polk’s Financial Institutions Group. He advises financial institutions, corporations and trade associations on the requirements, impact and implementation of the Dodd-Frank financial reform legislation. In this area, he focuses on the regulatory treatment, trading and clearing of derivatives and the Volcker Rule proprietary trading restrictions. He is a core member of Davis Polk’s team advising a large group of U.S. and foreign banks on the development of Volcker Rule compliance policies and procedures, and SIFMA on swap and Volcker Rule issues.
In his practice, Mr. Rosenberg seeks to use technology to help market participants understand and implement Dodd-Frank. By advancing the Davis Polk Regulatory Tracker and the Davis Polk Volcker Portal, Mr. Rosenberg has worked closely with major financial institutions to help them employ new technology to closely monitor and refine implementation plans for Dodd-Frank strategic business planning and compliance. Through development of the Dodd-Frank Progress Reports, he has helped the market understand and gauge regulator progress on Dodd-Frank rulemaking through quantitative and graphical analysis.
Mr. Rosenberg is co-editor of OTC Derivatives Regulation Under Dodd-Frank: A Guide to Registration, Reporting, Business Conduct and Clearing, the first comprehensive treatise on the new swap regulatory regime under Title VII of the Dodd-Frank Act. He holds an academic appointment at the Yale School of Management, where he teaches a course, cross-listed at the Yale Law School, on the regulation of financial institutions and activities after the financial crisis.
Mr. Rosenberg has been actively involved in Dodd-Frank Act analysis and advice, including:
- Frequent advice to clients on the impact and implementation of Dodd-Frank, particularly related to swaps and the Volcker Rule
- Development of the Davis Polk Regulatory Tracker, an online subscription service designed to help market participants, particularly their in-house legal and compliance departments, effectively navigate the Dodd-Frank Wall Street Reform and Consumer Protection Act and the regulatory phase of financial reform
- Analysis of Dodd-Frank rulemaking progress through the Dodd-Frank Rulemaking Progress Report
- Experience at a major asset manager advising on implementation of Dodd-Frank swap clearing requirements and clearinghouse offerings
- Speaking at industry conferences
- Press communication and quotations
Co-Editor of OTC Derivatives Regulation Under Dodd-Frank: A Guide to Registration, Reporting, Business Conduct, and Clearing (1st edition, 2014)
- Lecturer in Finance, Yale School of Management, Fall 2014
- Teaching cross-listed Yale Law School and Yale School of Management Course, “The Regulation of Financial Institutions & Activities after the Financial Crisis”
- Lecturer, UC Berkeley’s Haas School of Business, Spring 2014
- Co-taught Masters of Financial Engineering course “Ethics and Regulation in Derivatives Markets”
- Expert, Group of Thirty Report, Enhancing Financial Stability and Resilience: Macroprudential Policy, Tools and Systems for the Future (October 2010)
- Davis Polk since 2009
Articles and Books
Regulatory Predictions for 2016 | FT Trading Room
The Perils of a Middle Road to Regulating Systemic Risk: The Volcker Rule’s Risk Backstop Provisions | The Georgetown Law Journal
Volcker Prop Trading Provisions: How Firms Are Preparing | compliancereporter.com, Vol. XXII, No. 12, June 15, 2015