Edmund Polubinski III

Partner

edmund.polubinski@davispolk.com

Mr. Polubinski is a member of Davis Polk’s Litigation Department, representing clients in securities, derivative, professional liability, acquisition-related, and other complex litigation in federal and state courts around the country, as well as in arbitration. He also represents companies and boards of directors in internal investigations, as well as in investigations and other proceedings before various governmental authorities, including the Securities and Exchange Commission, the Commodity Futures Trading Commission, and the Department of Justice. His recent clients include Bank of America, CVS Caremark, Crestview Partners, Hitachi, Morgan Stanley, PartnerRe, Pfizer, Toll Brothers, Warner Chilcott and the independent directors of MF Global.

Contact

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New York
450 Lexington Avenue
New York, NY 10017
P: 212-450-4695
F: 212-701-5695

Related Practices

Litigation

Bar Admissions

State of New York
State of Massachusetts
U.S. Supreme Court
U.S. Court of Appeals, Second Circuit
U.S. Court of Appeals, Third Circuit
U.S. Court of Appeals, Ninth Circuit
U.S. District Court, Massachusetts
U.S. District Court, E.D. New York
U.S. District Court, S.D. New York

Education

A.B., Princeton University, 1992
J.D., University of Virginia School of Law, 1998
- Order of the Coif
- Roger and Madeleine Traynor Award
- Alumni Association Best Note Award
- Articles Editor, Virginia Law Review

Work Highlights

Recent Civil Litigation

Lead counsel to independent directors of MF Global in securities litigation and other matters related to the October 2011 collapse of MF Global
Representation of Morgan Stanley in multiple litigations nationwide relating to residential mortgage-backed securities and collateralized debt obligation transactions
Representation of underwriting syndicate in securities litigation arising out of the IPO of HCA Holdings, Inc.
Arbitration before AAA panel of contractual dispute between two multinational pharmaceutical companies
Representation of Bank of America as trial counsel in the Southern District of New York in litigation related to the failure of Adelphia Communications
Denial of class certification in favor of Pfizer in MDL proceeding in the District of Massachusetts in which plaintiffs sought $4.6 billion in alleged damages for payments relating to the off-label use of the prescription drug Neurontin
Representation of Toll Brothers in federal securities action and related derivative litigation in the Eastern District of Pennsylvania and in Delaware Chancery Court
Decertification of a class action brought against Pfizer in Pennsylvania state court
Representation of CVS Caremark in federal securities and derivative actions pending in the District of Rhode Island
Representation of Morgan Stanley in putative class action antitrust litigation in the Southern District of New York relating to IPO underwriter fees
Defense of investment banks and corporate issuers, including Hitachi, Compaq, and American Italian Pasta Company, in class action securities and derivative litigation in federal and state courts around the country, including New Jersey, Missouri, Delaware, and Texas
Representation through trial in the District of Massachusetts of Ernst & Young in professional liability litigation in connection with the failure of the Bank of New England
Successful representation before the U.S. Supreme Court of Intel, Lockheed Martin, PepsiCo, Wal-Mart, and the Committee for Economic Development, as amicus curiae, in Caperton v. Massey, in which the Court held that outsized judicial campaign contributions can create an appearance of impropriety so great as to violate the due process clause

Internal and Government Investigations

Numerous representations of investment banks and corporate issuers, including recent representation of NYSE-listed corporate issuer in multi-year SEC investigation into the issuer’s accounting
Representation of Gillette in litigation and investigations, including by the Securities Division of the Massachusetts Secretary of the Commonwealth, related to Procter & Gamble’s acquisition of Gillette
Representation of leading private equity firm in SEC “pay to play” investigation
Lead counsel in confidential internal investigation into a rogue trading incident at a multi-national brokerage firm
Representation of a financial services client before the SEC and the IRS in an investigation of the municipal derivatives industry

Recognition

Mr. Polubinski is recognized in The Legal 500 U.S.

Of Note

Memberships

Member, Securities Litigation Committee, New York City Bar
Member, American Bar Association
Member, Federal Bar Council

Professional History

Partner, 2007-present
Associate, 2000-2007

Law Clerk, Hon. Carol Bagley Amon, U.S. District Court, E.D. New York 1999-2000
Law Clerk, Hon. Chester J. Straub, U.S. Court of Appeals, Second Circuit 1998-1999

Client Publications

Supreme Court Limits False Statement Liability Under Rule 10b-5 To Those Who Actually Make Misstatements
Client Newsflash

Supreme Court Determines that Class Certification Does Not Require Proof of Loss Causation in Securities Fraud Cases
Client Newsflash

Decision in Matrixx Initiatives, Inc. v. Siracusano Rejects Bright-Line Rule in Securities Fraud Action Based on Pharmaceutical Company's Failure to Disclose Adverse Event
Client Newsflash

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Title ALL TITLES Associate Consultant Counsel Counsel - Registered Foreign Lawyer General Counsel Law Clerk Litigation Counsel Partner Registered Foreign Lawyer Senior Counsel
Offices ALL OFFICES Beijing Hong Kong London Madrid Menlo Park New York Paris São Paulo Tokyo Washington DC
Practices ALL PRACTICES Antitrust Asia Practice Bankruptcy Litigation Board of Directors Litigation and Strategic Counseling Capital Markets China Practice Commercial Dispute and Contract Compliance and Advisory Compliance and Advisory Consumer Class Action Consumer Products Corporate Corporate Governance Credit Derivatives and Structured Products Energy/Utilities Environmental Europe Practice Executive Compensation and Employee Benefits Financial Crisis and Subprime Lending Financial Institutions Foreign Corrupt Practices Act Health Care Health Care/Life Sciences Hedge Funds India Practice Insolvency and Restructuring Intellectual Property Intellectual Property Litigation Internal Investigations International International and Domestic Arbitration International Litigation and Enforcement Investment Funds Litigation and Investigations Investment Management Leveraged Finance Litigation M&A-Related Litigation Mass Torts and Product Liability Media and Telecom Mergers and Acquisitions Private Equity Professional Liability Project Finance Real Estate Securities Class Actions Securities Enforcement Spain and Latin America Practice Tax Tax Controversy Technology Trading and Markets Trusts and Estates White Collar Criminal Defense
Law School ALL SCHOOLS Albany Law School American University, Washington College of Law Australian National University Australian National University College of Law Beijing Foreign Studies University Benjamin N. Cardozo School of Law Bond University Faculty of Law Bordeaux University Boston University School of Law BPP Law School Brigham Young University, J. Reuben Clark Law School Brooklyn Law School Campus Law Centre, Delhi University Chicago-Kent College of Law - I.I.T. China University of Political Science and Law College of Law, London Columbia Law School Columbia University Cornell Law School Duke University School of Law Ecole de formation des Barreaux (EFB-Paris) Emory University School of Law Fordham University School of Law Frankfurt University, Institute for Law and Finance Fudan University Law School George Washington University George Washington University Law School Georgetown University Law Center Ghent University Faculty of Law Harvard Law School Hofstra University School of Law Howard University School of Law Institut d'Études Politiques de Paris (Sciences Po) Karl-Franzens-Universität Graz, Faculty of Law King's College London School of Law King's College, University of London Leiden University London School of Economics London School of Economics and Political Science London School of Economics Department of Law McGill University, Faculty of Law Murdoch University School of Law National Taiwan University (NTU Law) National University of Singapore Faculty of Law New York University New York University School of Law Northwestern University School of Law Oberlandesgericht Koln Osgoode Hall Law School of York University Peking University Pontificia Universidade Católica de São Paulo Faculdade Paulista de Direito Queensland University of Technology Renmin University of China Renmin University of China Law School Ruhr-Universität Bochum, Die Juristiche Fakultät Rutgers University Rutgers University School of Law - Newark Seton Hall University School of Law Shanghai Institute of Foreign Trade Shanghai University of Finance and Economics Southern Methodist University School of Law St. John's University School of Law Stanford Law School Stanford University Stockholm University School of Law SUNY Buffalo Tel Aviv University The College of Law, Chester, England Transnational Law and Business University Trinity College, Dublin School of Law Trinity College, University of Cambridge Tsinghua University UC Berkeley - Boalt Hall School of Law UC Davis School of Law UC Hastings College of the Law UCLA School of Law Universidad Carlos III de Madrid School of Social Sciences and Law Universidad Católica Argentina (Buenos Aires), Facultad de Derecho Universidad de Buenos Aires Universidad de Deusto Universidad Pontificia Comillas (ICADE) Universität Zu Köln Université de Droit & Sciences Economiques Nancy II Université de Strasbourg Faculté de droit Université Jean Moulin Lyon 3, Faculté de droit Université Paris 1 Panthéon-Sorbonne Université Paris II Panthéon-Assas Université Paris II Panthéon-Assas Université Sceaux-Paris XI University at Buffalo Law School - SUNY University College London, Faculty of Laws University of Bristol School of Law University of British Columbia Faculty of Law University of Cambridge University of Cambridge, Faculty of Law University of Cape Town University of Cape Town, Faculty of Law University of Chicago University of Chicago Law School University of Cologne University of Connecticut School of Law University of Delhi Faculty of Law University of East Anglia University of Edinburgh School of Law University of Florida University of Genoa (Italy) Faculty of Law University of Georgia School of Law University of Glasgow School of Law University of Groningen University of Hong Kong University of Hong Kong, Faculty of Law University of International Business & Economics University of Iowa College of Law University of Ljubljana, Faculty of Law University of London University of Melbourne University of Melbourne Law School University of Miami School of Law University of Michigan University of Michigan Law School University of Minnesota Law School University of Munich, Faculty of Law University of Murcia University of Naples Federico II School of Law University of Natal, School of Law University of New South Wales University of New South Wales, Faculty of Law University of Notre Dame Law School University of Otago, Faculty of Law University of Oxford University of Pennsylvania University of Pennsylvania Law School University of Pittsburgh School of Law University of Queensland University of Queensland, TC Beirne School of Law University of San Diego School of Law University of Sao Paulo Law School University of South Carolina School of Law University of Southern California Gould School of Law University of Stellenbosch, Faculty of Law University of Sydney Law School University of Tel Aviv, The Buchmann Faculty of Law University of Texas at Austin University of Texas School of Law University of the West of England, Bristol University of the Witwatersrand, Oliver Schreiner School of Law University of Tokyo, Faculty of Law University of Toronto, Faculty of Law University of Toronto, Faculty of Law/Joseph L. Rotman School of Management University of Utah S.J. Quinney College of Law University of Virginia University of Virginia School of Law University of Warsaw, Faculty of Law and Administration University of Washington School of Law (Seattle) University of Western Australia University of Western Australia, Faculty of Law University of Western Ontario University of Wisconsin Law School Univerzita Karlova v Praze Vanderbilt University Law School Wake Forest University School of Law Washington & Lee University School of Law Washington University in St. Louis Washington University in St. Louis School of Law Wayne State University Law School Yale Law School Yale University
Clerkship ALL CLERKSHIPS Amon, Carol Bagley Aspen, Marvin E. Bates, John D. Bea, Carlos T. Becker, Edward R. Benton, Duane Berman, Richard Bernstein, Stuart M. Binnie, Ian Block, Frederic Boggs, Danny J. Bork, Robert H. Boyle, Terrence Breitel, Charles D. Breyer, Stephen G. Brown, Janice Rogers Buchwald, Naomi Reice Byrne, Jr., William Matthew Cabranes, José A. Caffrey, Andrew A. Callinan, Ian Cardamone, Richard J. Casey, Richard Conway Castel, P. Kevin Cedarbaum, Miriam Goldman Chagares, Michael A. Chandler III, William B. Chin, Denny Clark, Thomas A. Clay, Eric L. Coffey, John L. Conboy, Kenneth Conner, William C. Cote, Denise Cummings, Walter J. Cyr, Conrad K. Daniels, George B. Davis, Legrome Drain, Robert D. Duffy, Kevin Thomas Edelstein, David N. Feinberg, Wilfred Fisher, Raymond C. Flannery, Thomas A. Fogel, Jeremy Fuentes, Julio Gagliardi, Lee P Garaufis, Nicholas G. Garibaldi, Marie L. Garth, Leonard I. Ginsburg, Douglas H. Ginsburg, Ruth Bader Glasscock III, Sam Glasser, I. Leo Gleeson, John Goettel, Gerard L. Goodwin, Alfred T. Gorenstein, Gabriel W. Greenberg, Morton I. Gregory, Roger L. Griesa, Thomas P. Grunis, Asher Hall, Janet C. Hall, John E. Hays, Paul R. Henry, Robert H. Herndon, David R. Hochberg, Faith S. Hornby, D. Brock Hurley, Denis R. Iacobucci, Frank Imber, Annabelle Clinton Irenas, Joseph E. Irizarry, Dora L. Jacobs, Dennis Jiuyong, Shi Judges' Chambers, Senior Kaplan, Lewis A. Karas, Kenneth M. Katzmann, Robert A. Kaufman, Chief Judge, Irving R. Kearse, Amalya L. Keeley, Irene M. Keenan, John F. Kelly, Jr., Paul J. Kennedy Jr., Henry H. Kennedy, Anthony M. Kennedy, Cornelia G. King, Carolyn Koeltl, John G. Korman, Edward R. Kravitch, Phyllis A. Laster, Travis Leaphart, W. William Lechner, Jr., Alfred J. Legg, Benson E. Leisure, Peter K. Leon, Richard J. Letts, J. Spencer Leval, Pierre N. Lew, Ronald S.W. Lumbard, J. Edward Luttig, J. Michael Marshall, Thurgood Martin, Jr., John S. Matthes, M.C. Mauskopf, Roslynn R. McLaughlin, Joseph M. McLaughlin, Mary A. McMahon, Colleen Motz, J. Frederick Mukasey, Michael B. Murphy, Diana E. Nelson, David A. Newman, Jon O. Nickerson, Eugene Oakes, James L. Orie, Alphons O'Scannlian, Diarmuid F. Otero, S. James Otis, Louise Owen, Richard Parker, Barrington D. Patterson, Jr., Robert Pauley III, William H. Pitman, Henry B. Platt, Thomas C. Pogue, Donald C. Pollak, Louis H. Pooler, Rosemary S. Pratt, George C. Preska, Loretta A. Rabner, Stuart Raggi, Reena Rehnquist, William H. Ripple, Kenneth F. Robinson, Stephen C. Roth, Jane R. Rufe, Cynthia M. Rymer, Pamela Ann Sand, Leonard B. Saunders, Mary E. Scalia, Antonin Scheindlin, Shira A. Seitz, Collins J. Selna, James V. Sifton, Charles P. Silberman, Laurence Silberman, Laurence H. Skotnikov, Leonid Smith, D. Brooks Smith, Jerry E. Snow, G. Murray Sprizzo, John E. Stahl, Norman H. Stein, Sidney H. Stotler, Alicemarie H. Straub, Chester J. Sullivan, Richard J. Swain, Laura Taylor Sweet, Robert W. Sykes, Diane Tauro, Joseph L. Thomas, Clarence Thompson, David Tjoflat, Gerald B. Townes, Sandra L. Trager, David G. Van Dusen, Francis L. Wallace, J. Clifford Walls, William H. Webster, William H. Weinfeld, Edward Weinstein, Jack B. Wellford, Harry W. Wesley, Richard C. White, Byron R. Widener, Jr., H.E. Wilbur, Richard C. Williams, Richard L. Williams, Stephen F. Wilson, Charles R. Winter, Ralph K. Wisdom, John Minor Wollman, Roger Wright, Caleb M. Young, William G. ALL COURTS British Columbia Court of Appeals Delaware Court of Chancery District of Columbia Court of Appeals High Court of Australia International Court of Justice Montana Supreme Court New Jersey Supreme Court New York Court of Appeals Quebec Court of Appeals Supreme Court of Arkansas Supreme Court of Canada Supreme Court of Israel U.S. Bankruptcy Court, S.D. New York U.S. Court of Appeals, D.C. Circuit U.S. Court of Appeals, Eighth Circuit U.S. Court of Appeals, Eleventh Circuit U.S. Court of Appeals, Fifth Circuit U.S. Court of Appeals, First Circuit U.S. Court of Appeals, Fourth Circuit U.S. Court of Appeals, Ninth Circuit U.S. Court of Appeals, Second Circuit U.S. Court of Appeals, Seventh Circuit U.S. Court of Appeals, Sixth Circuit U.S. Court of Appeals, Tenth Circuit U.S. Court of Appeals, Third Circuit U.S. Court of International Trade U.S. District Court, Arizona U.S. District Court, C.D. California U.S. District Court, Connecticut U.S. District Court, Delaware U.S. District Court, District of Columbia U.S. District Court, E.D. New York U.S. District Court, E.D. North Carolina U.S. District Court, E.D. Pennsylvania U.S. District Court, E.D. Virginia U.S. District Court, Maine U.S. District Court, Maryland U.S. District Court, Massachusetts U.S. District Court, N.D. California U.S. District Court, N.D. Illinois U.S. District Court, N.D. West Virginia U.S. District Court, New Jersey U.S. District Court, S.D. Illinois U.S. District Court, S.D. New York U.S. Supreme Court U.S. Tax Court UN ICTY