Brian S. Weinstein

Partner

brian.weinstein@davispolk.com

Mr. Weinstein is a member of Davis Polk’s Litigation Department, representing domestic and international clients in complex civil litigation, regulatory enforcement and criminal matters. He represents corporations and financial institutions around the world with their most challenging litigation matters, including in federal and state courts throughout the United States and before the Department of Justice, the Securities and Exchange Commission and other regulators, and state attorney general’s offices. He also regularly conducts internal investigations for clients, and advises clients on compliance with the Foreign Corrupt Practices Act.

Contact

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New York
450 Lexington Avenue
New York, NY 10017
P: 212-450-4972
F: 212-701-5972

Related Practices

Bar Admissions

State of New York
U.S. Court of Appeals, Second Circuit
U.S. District Court, E.D. New York
U.S. District Court, S.D. New York

Education

A.B., Duke University, 1994
- summa cum laude
- Angier B. Duke Faculty Scholar
- Faculty Scholar
J.D., Yale Law School, 1997
- Editor, The Yale Law Journal

Work Highlights

Representative Civil Matters

Morgan Stanley in connection with litigation relating to residential mortgage-backed securities
CNInsure, Inc., a Chinese insurance intermediary, in a class action securities fraud lawsuit filed in the U.S. District Court for the Southern District of New York
Partial summary judgment for Rabobank in a dispute with a monoline insurer over coverage for credit losses on a $1 billion synthetic CDO transaction
Summary judgment for JPMorgan Chase in a suit to recover approximately $500 million on defaulted foreign exchange derivatives contracts
Nippon Express Co. Ltd. in antitrust litigation relating to allegations of price fixing in the freight forwarding industry
Morgan Stanley, Citigroup, Deutsche Bank, Credit Suisse, Royal Bank of Scotland and Wachovia in litigation in New York and Texas relating to the funding of the $20 billion private equity buyout of Clear Channel
F. Hoffman-LaRoche Ltd. in connection with litigation arising from the U.N. Oil for Food Program
Successfully represented Delta Air Lines as lead trial counsel in bankruptcy court litigation concerning Delta’s pilot pension plan
Summary judgment for the New York Mets professional baseball franchise in litigation with MSG Networks concerning the formation of SportsNet New York, a Mets-anchored regional sports network
The owners of the New York Mets in connection with various litigations, including litigation arising from the Bernard Madoff scandal, litigation relating to Sterling Equities’ real estate holdings, and litigation relating to the purchase of the remainder of the team from its previous partial owner

Representative Enforcement and Criminal Matters

Various internal investigations relating to possible violations of the Foreign Corrupt Practices Act
Siemens AG in connection with the corruption investigations by the Department of Justice, the SEC and other international enforcement authorities
An Asian bank in connection with inquiries from the SEC relating to compliance with broker-dealer registration requirements by foreign banks
Various financial institutions in connection with SEC investigations into matters involving structured products, dark pool trading platforms and auction rate securities
The chief executive officer of a consumer products corporation in a stock option backdating investigation in which the SEC, following the receipt of a Wells notice by the client, was persuaded not to proceed
An adviser to a hedge fund complex in connection with an SEC investigation into alleged compliance deficiencies
An asset management firm in connection with a state attorney general’s inquiry concerning investments on behalf of the state employee pension fund
A prominent international law firm in connection with threatened litigation by a former client and a concurrent SEC investigation

Of Note

Served as deputy counsel to Chief Judge Kaye’s Commission on Drugs and the Courts
Was lead pro bono counsel for 36 Chinese immigrant workers who won a landmark $4.6 million verdict after trial for federal and state labor law violations

Current Memberships

Member, American Bar Association
Member, New York City Bar, where he served on the Committee on Pro Bono and Legal Services from 2005 to 2008

Professional History

Partner, 2005-present
Member, Pro Bono Committee, 2008-present
Associate, 1998-2005

Law Clerk, Hon. José A. Cabranes, U.S. Court of Appeals, Second Circuit 1997-1998

News

Davis Polk Helps Secure Benefits for Veterans in Two Pro Bono Cases

Client Publications

SEC and DOJ Announce Resolutions of FCPA “Industry Sweep”; First SEC Charge Against a Non-U.S. Issuer for FCPA Violations
Client Newsflash

U.S. Supreme Court Limits Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank
Client Newsflash

United States Supreme Court to Hear Case Concerning the Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank
Client Memorandum

Events

Kirtee Kapoor and Brian Weinstein Speak at IFLR’s India Outbound Investment Forum

Last Name
Title ALL TITLES Associate Consultant Counsel Counsel - Registered Foreign Lawyer General Counsel Law Clerk Litigation Counsel Partner Registered Foreign Lawyer Senior Counsel
Offices ALL OFFICES Beijing Hong Kong London Madrid Menlo Park New York Paris São Paulo Tokyo Washington DC
Practices ALL PRACTICES Antitrust Asia Practice Bankruptcy Litigation Board of Directors Litigation and Strategic Counseling Capital Markets China Practice Commercial Dispute and Contract Compliance and Advisory Compliance and Advisory Consumer Class Action Consumer Products Corporate Corporate Governance Credit Derivatives and Structured Products Energy/Utilities Environmental Europe Practice Executive Compensation and Employee Benefits Financial Crisis and Subprime Lending Financial Institutions Foreign Corrupt Practices Act Health Care Health Care/Life Sciences Hedge Funds India Practice Insolvency and Restructuring Intellectual Property Intellectual Property Litigation Internal Investigations International International and Domestic Arbitration International Litigation and Enforcement Investment Funds Litigation and Investigations Investment Management Leveraged Finance Litigation M&A-Related Litigation Mass Torts and Product Liability Media and Telecom Mergers and Acquisitions Private Equity Professional Liability Project Finance Real Estate Securities Class Actions Securities Enforcement Spain and Latin America Practice Tax Tax Controversy Technology Trading and Markets Trusts and Estates White Collar Criminal Defense
Law School ALL SCHOOLS Albany Law School American University, Washington College of Law Australian National University Australian National University College of Law Beijing Foreign Studies University Benjamin N. Cardozo School of Law Bond University Faculty of Law Bordeaux University Boston University School of Law BPP Law School Brigham Young University, J. Reuben Clark Law School Brooklyn Law School Campus Law Centre, Delhi University Chicago-Kent College of Law - I.I.T. China University of Political Science and Law College of Law, London Columbia Law School Columbia University Cornell Law School Duke University School of Law Ecole de formation des Barreaux (EFB-Paris) Emory University School of Law Fordham University School of Law Frankfurt University, Institute for Law and Finance Fudan University Law School George Washington University George Washington University Law School Georgetown University Law Center Ghent University Faculty of Law Harvard Law School Hofstra University School of Law Howard University School of Law Institut d'Études Politiques de Paris (Sciences Po) Karl-Franzens-Universität Graz, Faculty of Law King's College London School of Law King's College, University of London Leiden University London School of Economics London School of Economics and Political Science London School of Economics Department of Law McGill University, Faculty of Law Murdoch University School of Law National Taiwan University (NTU Law) National University of Singapore Faculty of Law New York University New York University School of Law Northwestern University School of Law Oberlandesgericht Koln Osgoode Hall Law School of York University Peking University Pontificia Universidade Católica de São Paulo Faculdade Paulista de Direito Queensland University of Technology Renmin University of China Renmin University of China Law School Ruhr-Universität Bochum, Die Juristiche Fakultät Rutgers University Rutgers University School of Law - Newark Seton Hall University School of Law Shanghai Institute of Foreign Trade Shanghai University of Finance and Economics Southern Methodist University School of Law St. John's University School of Law Stanford Law School Stanford University Stockholm University School of Law SUNY Buffalo Tel Aviv University The College of Law, Chester, England Transnational Law and Business University Trinity College, Dublin School of Law Trinity College, University of Cambridge Tsinghua University UC Berkeley - Boalt Hall School of Law UC Davis School of Law UC Hastings College of the Law UCLA School of Law Universidad Carlos III de Madrid School of Social Sciences and Law Universidad Católica Argentina (Buenos Aires), Facultad de Derecho Universidad de Buenos Aires Universidad de Deusto Universidad Pontificia Comillas (ICADE) Universität Zu Köln Université de Droit & Sciences Economiques Nancy II Université de Strasbourg Faculté de droit Université Jean Moulin Lyon 3, Faculté de droit Université Paris 1 Panthéon-Sorbonne Université Paris II Panthéon-Assas Université Paris II Panthéon-Assas Université Sceaux-Paris XI University at Buffalo Law School - SUNY University College London, Faculty of Laws University of Bristol School of Law University of British Columbia Faculty of Law University of Cambridge University of Cambridge, Faculty of Law University of Cape Town University of Cape Town, Faculty of Law University of Chicago University of Chicago Law School University of Cologne University of Connecticut School of Law University of Delhi Faculty of Law University of East Anglia University of Edinburgh School of Law University of Florida University of Genoa (Italy) Faculty of Law University of Georgia School of Law University of Glasgow School of Law University of Groningen University of Hong Kong University of Hong Kong, Faculty of Law University of International Business & Economics University of Iowa College of Law University of Ljubljana, Faculty of Law University of London University of Melbourne University of Melbourne Law School University of Miami School of Law University of Michigan University of Michigan Law School University of Minnesota Law School University of Munich, Faculty of Law University of Murcia University of Naples Federico II School of Law University of Natal, School of Law University of New South Wales University of New South Wales, Faculty of Law University of Notre Dame Law School University of Otago, Faculty of Law University of Oxford University of Pennsylvania University of Pennsylvania Law School University of Pittsburgh School of Law University of Queensland University of Queensland, TC Beirne School of Law University of San Diego School of Law University of Sao Paulo Law School University of South Carolina School of Law University of Southern California Gould School of Law University of Stellenbosch, Faculty of Law University of Sydney Law School University of Tel Aviv, The Buchmann Faculty of Law University of Texas at Austin University of Texas School of Law University of the West of England, Bristol University of the Witwatersrand, Oliver Schreiner School of Law University of Tokyo, Faculty of Law University of Toronto, Faculty of Law University of Toronto, Faculty of Law/Joseph L. Rotman School of Management University of Utah S.J. Quinney College of Law University of Virginia University of Virginia School of Law University of Warsaw, Faculty of Law and Administration University of Washington School of Law (Seattle) University of Western Australia University of Western Australia, Faculty of Law University of Western Ontario University of Wisconsin Law School Univerzita Karlova v Praze Vanderbilt University Law School Wake Forest University School of Law Washington & Lee University School of Law Washington University in St. Louis Washington University in St. Louis School of Law Wayne State University Law School Yale Law School Yale University
Clerkship ALL CLERKSHIPS Amon, Carol Bagley Aspen, Marvin E. Bates, John D. Bea, Carlos T. Becker, Edward R. Benton, Duane Berman, Richard Bernstein, Stuart M. Binnie, Ian Block, Frederic Boggs, Danny J. Bork, Robert H. Boyle, Terrence Breitel, Charles D. Breyer, Stephen G. Brown, Janice Rogers Buchwald, Naomi Reice Byrne, Jr., William Matthew Cabranes, José A. Caffrey, Andrew A. Callinan, Ian Cardamone, Richard J. Casey, Richard Conway Castel, P. Kevin Cedarbaum, Miriam Goldman Chagares, Michael A. Chandler III, William B. Chin, Denny Clark, Thomas A. Clay, Eric L. Coffey, John L. Conboy, Kenneth Conner, William C. Cote, Denise Cummings, Walter J. Cyr, Conrad K. Daniels, George B. Davis, Legrome Drain, Robert D. Duffy, Kevin Thomas Edelstein, David N. Feinberg, Wilfred Fisher, Raymond C. Flannery, Thomas A. Fogel, Jeremy Fuentes, Julio Gagliardi, Lee P Garaufis, Nicholas G. Garibaldi, Marie L. Garth, Leonard I. Ginsburg, Douglas H. Ginsburg, Ruth Bader Glasscock III, Sam Glasser, I. Leo Gleeson, John Goettel, Gerard L. Goodwin, Alfred T. Gorenstein, Gabriel W. Greenberg, Morton I. Gregory, Roger L. Griesa, Thomas P. Grunis, Asher Hall, Janet C. Hall, John E. Hays, Paul R. Henry, Robert H. Herndon, David R. Hochberg, Faith S. Hornby, D. Brock Hurley, Denis R. Iacobucci, Frank Imber, Annabelle Clinton Irenas, Joseph E. Irizarry, Dora L. Jacobs, Dennis Jiuyong, Shi Judges' Chambers, Senior Kaplan, Lewis A. Karas, Kenneth M. Katzmann, Robert A. Kaufman, Chief Judge, Irving R. Kearse, Amalya L. Keeley, Irene M. Keenan, John F. Kelly, Jr., Paul J. Kennedy Jr., Henry H. Kennedy, Anthony M. Kennedy, Cornelia G. King, Carolyn Koeltl, John G. Korman, Edward R. Kravitch, Phyllis A. Laster, Travis Leaphart, W. William Lechner, Jr., Alfred J. Legg, Benson E. Leisure, Peter K. Leon, Richard J. Letts, J. Spencer Leval, Pierre N. Lew, Ronald S.W. Lumbard, J. Edward Luttig, J. Michael Marshall, Thurgood Martin, Jr., John S. Matthes, M.C. Mauskopf, Roslynn R. McLaughlin, Joseph M. McLaughlin, Mary A. McMahon, Colleen Motz, J. Frederick Mukasey, Michael B. Murphy, Diana E. Nelson, David A. Newman, Jon O. Nickerson, Eugene Oakes, James L. Orie, Alphons O'Scannlian, Diarmuid F. Otero, S. James Otis, Louise Owen, Richard Parker, Barrington D. Patterson, Jr., Robert Pauley III, William H. Pitman, Henry B. Platt, Thomas C. Pogue, Donald C. Pollak, Louis H. Pooler, Rosemary S. Pratt, George C. Preska, Loretta A. Rabner, Stuart Raggi, Reena Rehnquist, William H. Ripple, Kenneth F. Robinson, Stephen C. Roth, Jane R. Rufe, Cynthia M. Rymer, Pamela Ann Sand, Leonard B. Saunders, Mary E. Scalia, Antonin Scheindlin, Shira A. Seitz, Collins J. Selna, James V. Sifton, Charles P. Silberman, Laurence Silberman, Laurence H. Skotnikov, Leonid Smith, D. Brooks Smith, Jerry E. Snow, G. Murray Sprizzo, John E. Stahl, Norman H. Stein, Sidney H. Stotler, Alicemarie H. Straub, Chester J. Sullivan, Richard J. Swain, Laura Taylor Sweet, Robert W. Sykes, Diane Tauro, Joseph L. Thomas, Clarence Thompson, David Tjoflat, Gerald B. Townes, Sandra L. Trager, David G. Van Dusen, Francis L. Wallace, J. Clifford Walls, William H. Webster, William H. Weinfeld, Edward Weinstein, Jack B. Wellford, Harry W. Wesley, Richard C. White, Byron R. Widener, Jr., H.E. Wilbur, Richard C. Williams, Richard L. Williams, Stephen F. Wilson, Charles R. Winter, Ralph K. Wisdom, John Minor Wollman, Roger Wright, Caleb M. Young, William G. ALL COURTS British Columbia Court of Appeals Delaware Court of Chancery District of Columbia Court of Appeals High Court of Australia International Court of Justice Montana Supreme Court New Jersey Supreme Court New York Court of Appeals Quebec Court of Appeals Supreme Court of Arkansas Supreme Court of Canada Supreme Court of Israel U.S. Bankruptcy Court, S.D. New York U.S. Court of Appeals, D.C. Circuit U.S. Court of Appeals, Eighth Circuit U.S. Court of Appeals, Eleventh Circuit U.S. Court of Appeals, Fifth Circuit U.S. Court of Appeals, First Circuit U.S. Court of Appeals, Fourth Circuit U.S. Court of Appeals, Ninth Circuit U.S. Court of Appeals, Second Circuit U.S. Court of Appeals, Seventh Circuit U.S. Court of Appeals, Sixth Circuit U.S. Court of Appeals, Tenth Circuit U.S. Court of Appeals, Third Circuit U.S. Court of International Trade U.S. District Court, Arizona U.S. District Court, C.D. California U.S. District Court, Connecticut U.S. District Court, Delaware U.S. District Court, District of Columbia U.S. District Court, E.D. New York U.S. District Court, E.D. North Carolina U.S. District Court, E.D. Pennsylvania U.S. District Court, E.D. Virginia U.S. District Court, Maine U.S. District Court, Maryland U.S. District Court, Massachusetts U.S. District Court, N.D. California U.S. District Court, N.D. Illinois U.S. District Court, N.D. West Virginia U.S. District Court, New Jersey U.S. District Court, S.D. Illinois U.S. District Court, S.D. New York U.S. Supreme Court U.S. Tax Court UN ICTY