Aaron Schlaphoff

Associate

aaron.schlaphoff@davispolk.com

Mr. Schlaphoff is an associate in Davis Polk’s Corporate Department and is assigned to the Investment Management Group. He has experience in the formation and operation of hedge funds, private equity funds, registered investment companies and exchange-traded funds (ETFs). He counsels investment advisers on compliance with the Investment Advisers Act, Investment Company Act and Commodity Exchange Act. He regularly advises investment banks on the implications of the Investment Advisers Act and Investment Company Act for structured products and derivatives. Mr. Schlaphoff also has experience with investment adviser M&A and IPO transactions.

Contact

Add to Outlook
New York
450 Lexington Avenue
New York, NY 10017
P: 212-450-4791
F: 212-701-5791

Related Practices

Investment Management

Bar Admissions

State of New York

Education

B.A., Mathematics and Political Science, Macalester College, 1998
- Phi Beta Kappa
J.D., Yale Law School, 2004
- Managing Editor, Yale Journal on Regulation

Languages

German

Work Highlights

SPDR S&P 500 ETF, SDPR Dow Jones Industrial Average ETF and SPDR S&P MidCap 400 ETF
Various investment banks as sponsors or authorized participants of ETFs, including registered investment company ETFs, futures-based ETFs and physical commodity ETFs
Perella Weinberg Partners in development and formation of private fund complex
Avenue Capital in the launch of its first registered closed-end fund
J.P. Morgan’s transfer of $1.1 billion proprietary fund of hedge funds portfolio to Arden Asset Management
ABN AMRO’s sale of its asset management business to Fortis N.V./S.A.
Greenhill & Co. in the sale of its merchant banking business
Artio Global Investors in its IPO and spin-off from Bank Julius Baer

Of Note

Secretary, Committee on Private Investment Funds, New York City Bar

Professional History

Associate, Davis Polk, 2006-present
Associate, Sullivan & Cromwell, 2004-2006

News

Avenue Income Credit Strategies Fund Initial Public Offering

Davis Polk Advised Nippon Mining Holdings in Connection With Its Business Integration With Nippon Oil

Client Publications

SEC Issues Interim Final Temporary Rule Extending Short Sale Reporting
Client Newsflash

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