New York, NY

Davis Polk counsel Robert Colby will speak at PLI’s upcoming “Fundamentals of Broker-Dealer Regulation 2010” seminar. Colby will speak on the panel entitled “Who is a Broker-Dealer?,” which will address the definition of a broker-dealer, exceptions to the definition and the status of finders and placement agents. The seminar will be held on June 28, 2010, in New York.

For more information, please visit the event website.