<![CDATA[Davis Polk & Wardwell LLP - Schwartz, Lanny]]> http://www.davispolk.com/ Lawyers en-US Davis Polk & Wardwell LLP webmaster@hubbardone.com Thu, 09 Sep 2010 13:04:59 GMT Thu, 09 Sep 2010 13:04:59 GMT <![CDATA[SEC Adopts Rule Providing for Temporary Registration of Municipal Advisors]]> http://www.davispolk.com/files/Publication/775f10cc-d7dc-469c-900e-224214c3f1d7/Presentation/PublicationAttachment/ad7c67e6-bbc8-4a89-b0f3-0275f537ef3e/090310_SEC.html Publications 775f10cc-d7dc-469c-900e-224214c3f1d7 Fri, 03 Sep 2010 05:00:00 GMT <![CDATA[SEC Proposes New Regulatory Scheme for 12b-1 Mutual Fund Fees]]> http://www.davispolk.com/files/Publication/0544aac7-ab3d-40bc-b04f-1daf5359b4ce/Presentation/PublicationAttachment/997cfc49-523c-459b-b8b7-1fc241afe124/072310_SEC.html Publications 0544aac7-ab3d-40bc-b04f-1daf5359b4ce Mon, 26 Jul 2010 05:00:00 GMT <![CDATA[Dodd-Frank Wall Street Reform and Consumer Protection Act: Preliminary Assessment of Provisions Effective Immediately or Very Soon After Enactment]]> http://www.davispolk.com/files/Publication/45ad4c88-8216-4efc-8e9c-6ecca08084a8/Presentation/PublicationAttachment/9a947ba9-a1ac-459b-9a34-70448c7035ea/072110_effective.pdf Publications 45ad4c88-8216-4efc-8e9c-6ecca08084a8 Wed, 21 Jul 2010 05:00:00 GMT <![CDATA[Davis Polk Regulatory Implementation Slides]]> http://www.davispolk.com/files/Publication/bc70cd4c-c6bd-472d-ad37-0a63481fe36a/Presentation/PublicationAttachment/6a2f81d8-d5c5-4d5d-9b97-fef48b6821e6/070910_Implementation_Slides.pdf Publications bc70cd4c-c6bd-472d-ad37-0a63481fe36a Fri, 09 Jul 2010 05:00:00 GMT <![CDATA[Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010]]> http://www.davispolk.com/files/Publication/7084f9fe-6580-413b-b870-b7c025ed2ecf/Presentation/PublicationAttachment/1d4495c7-0be0-4e9a-ba77-f786fb90464a/070910_Financial_Reform_Summary.pdf Publications 7084f9fe-6580-413b-b870-b7c025ed2ecf Fri, 09 Jul 2010 05:00:00 GMT <![CDATA[New Trading Pause Proposals to Include More Issuers]]> http://www.davispolk.com/files/Publication/b02bd0b3-2149-4c17-8007-00b39d2de3fe/Presentation/PublicationAttachment/f3eb0305-a550-4de1-88e9-0a13aa17f5b8/063010_bd.html Publications b02bd0b3-2149-4c17-8007-00b39d2de3fe Wed, 30 Jun 2010 05:00:00 GMT <![CDATA[SEC Proposes Consolidated Audit Trail]]> http://www.davispolk.com/files/Publication/d787b701-294a-49f2-854d-3e8042282b85/Presentation/PublicationAttachment/561a6bb8-07f9-4f6b-a6a6-02e1ea06742a/060710_audit_trail.pdf Publications d787b701-294a-49f2-854d-3e8042282b85 Mon, 07 Jun 2010 05:00:00 GMT <![CDATA[Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues]]> http://www.davispolk.com/files/Publication/d243b01a-324f-4ccd-85a5-e9bb42d70920/Presentation/PublicationAttachment/c56258f4-0e4e-479e-8632-ea9b08fc2b82/060210_SenateHouseComparisonChart.pdf Publications d243b01a-324f-4ccd-85a5-e9bb42d70920 Wed, 02 Jun 2010 05:00:00 GMT <![CDATA[FINRA Proposes New Operations Personnel Qualification and Registration Requirements]]> http://www.davispolk.com/files/Publication/90109da0-98be-4fb5-ade1-01cbc41a48cc/Presentation/PublicationAttachment/77dce469-7d3f-41ef-b50b-107ec0253a8d/060110_finra.pdf Publications 90109da0-98be-4fb5-ade1-01cbc41a48cc Tue, 01 Jun 2010 05:00:00 GMT <![CDATA[Summary of the Restoring American Financial Stability Act, Passed by the Senate on May 20, 2010]]> http://www.davispolk.com/files/Publication/fc30f0b3-3db4-4181-a44e-3b3e54853b6f/Presentation/PublicationAttachment/19c8367f-0467-4f3d-8492-010c9692578c/052210_Davis_Polk_Senate_Bill_as_Passed_Summary.pdf Publications fc30f0b3-3db4-4181-a44e-3b3e54853b6f Sat, 22 May 2010 05:00:00 GMT <![CDATA[Advising Private Funds: A Comprehensive Guide to Representing Hedge Funds, Private Equity Funds and Their Advisers]]> http://www.davispolk.com/ Publications 5217e664-52bf-4d71-abe4-2164aaeddf35 Tue, 04 May 2010 05:00:00 GMT <![CDATA[SEC Proposes Large Trader Reporting System]]> http://www.davispolk.com/files/Publication/5bf928a5-81c7-433b-a42b-0355d46be2af/Presentation/PublicationAttachment/391ef944-43e4-440b-8328-05aa13aecf0a/042010_larger_trader_proposal.pdf Publications 5bf928a5-81c7-433b-a42b-0355d46be2af Tue, 20 Apr 2010 05:00:00 GMT <![CDATA[SEC’s Latest Market Structure Initiative: Proposed Limitation on Options Market Access Fees]]> http://www.davispolk.com/files/Publication/6be0468c-4928-4fab-9f5c-01e2cfe6f628/Presentation/PublicationAttachment/271e3b05-09bd-4e55-8498-025de3155f7e/041910_bd.pdf Publications 6be0468c-4928-4fab-9f5c-01e2cfe6f628 Mon, 19 Apr 2010 05:00:00 GMT <![CDATA[The SEC's New Short Sale Rule: Implications and Ambiguities]]> http://www.davispolk.com/files/Publication/a6b2e654-80c0-42a7-b5e5-43ad363d995d/Presentation/PublicationAttachment/adcc92b7-a7e6-4006-acaa-4fc458f8060b/colby.citera.nazareth.schwartz.insight.article.apr10.pdf Publications a6b2e654-80c0-42a7-b5e5-43ad363d995d Thu, 01 Apr 2010 05:00:00 GMT <![CDATA[Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions]]> http://www.davispolk.com/files/Publication/a445a42d-b31f-4c9d-992a-bec22d2c705e/Presentation/PublicationAttachment/006fd2a5-50c9-4d36-b696-c38a010fb6d9/031910_grs.html Publications a445a42d-b31f-4c9d-992a-bec22d2c705e Fri, 19 Mar 2010 05:00:00 GMT <![CDATA[Summary of the March 15, 2010 Draft of the Restoring American Financial Stability Act, Introduced by Senator Christopher Dodd (D-CT)]]> http://www.davispolk.com/files/Publication/4347070d-1e50-4995-a6bf-0cd7f27577a1/Presentation/PublicationAttachment/19128e88-32c2-4906-b774-0d244a58f5d4/031710_Dodd_Bill.pdf Publications 4347070d-1e50-4995-a6bf-0cd7f27577a1 Wed, 17 Mar 2010 05:00:00 GMT <![CDATA[New “PROP Trading Act” Would Expand “Volcker” Prohibitions]]> http://www.davispolk.com/files/Publication/4e8bde45-e552-4cca-9e86-2fa263df22ac/Presentation/PublicationAttachment/530b9c6c-6e1a-48fc-98fe-31f772098db2/031110_merkley_levin.pdf Publications 4e8bde45-e552-4cca-9e86-2fa263df22ac Thu, 11 Mar 2010 06:00:00 GMT <![CDATA[The SEC’s New Short Sale Rule: Implications and Ambiguities]]> http://www.davispolk.com/files/Publication/d03c58f9-d69e-4d99-9076-4de64d43e5b2/Presentation/PublicationAttachment/2c637f2a-5c10-466c-bfc3-5b1ef56eaa2c/030810_Short_Sales.pdf Publications d03c58f9-d69e-4d99-9076-4de64d43e5b2 Mon, 08 Mar 2010 06:00:00 GMT <![CDATA[Treasury Proposes “Volcker Rule” Legislative Text]]> http://www.davispolk.com/files/Publication/35a35c0a-d2eb-4e0e-97a5-12cb9614a5ca/Presentation/PublicationAttachment/abb79d18-5d6e-4937-958e-5575e129c594/030410_volcker_rule.pdf Publications 35a35c0a-d2eb-4e0e-97a5-12cb9614a5ca Thu, 04 Mar 2010 06:00:00 GMT <![CDATA[SEC Approves New Short Sale Price Test]]> http://www.davispolk.com/files/Publication/5c4b3963-5aa9-4444-939b-2eb37784f966/Presentation/PublicationAttachment/55c26bbb-d973-4e33-a9df-2f69d907d460/022410_SEC.html Publications 5c4b3963-5aa9-4444-939b-2eb37784f966 Wed, 24 Feb 2010 06:00:00 GMT <![CDATA[FINRA Proposes Changes to New and Continuing Membership Application Processes]]> http://www.davispolk.com/files/Publication/56f7d983-5c97-49e5-97ed-585c0571f878/Presentation/PublicationAttachment/92c2f07a-92ef-4e0b-acbd-89a031156299/020110_FINRA.pdf Publications 56f7d983-5c97-49e5-97ed-585c0571f878 Mon, 01 Feb 2010 06:00:00 GMT <![CDATA[SEC Proposes Amendments to Rule 10b-18 Safe Harbor for Issuer Repurchases]]> http://www.davispolk.com/files/Publication/3d1c6e39-29f8-4bf9-a496-5500ae647638/Presentation/PublicationAttachment/e5cd03dc-25dc-46ae-85f5-55ae6cde0230/012810_sec.pdf Publications 3d1c6e39-29f8-4bf9-a496-5500ae647638 Thu, 28 Jan 2010 06:00:00 GMT <![CDATA[SEC Proposes Rule Regarding Sponsored Access]]> http://www.davispolk.com/files/Publication/4e5848a1-0fa0-42e9-a194-98c72d765e16/Presentation/PublicationAttachment/fd06b8e3-ff70-4821-93de-9959d9e64821/012710_SEC_Sponsored_Access.pdf Publications 4e5848a1-0fa0-42e9-a194-98c72d765e16 Wed, 27 Jan 2010 06:00:00 GMT <![CDATA[SEC Proposes Rule Regarding Sponsored Access]]> http://www.davispolk.com/ Publications 26cc6aa8-9ebc-496a-b286-976fc4e7f3c2 Tue, 26 Jan 2010 06:00:00 GMT <![CDATA[FINRA Proposes Changes to Personnel Registration Requirements]]> http://www.davispolk.com/files/Publication/8248a9f3-76db-4ccc-979f-24367c4dd256/Presentation/PublicationAttachment/81b11590-13a4-433f-86b5-25b7541dd313/012210_finra.pdf Publications 8248a9f3-76db-4ccc-979f-24367c4dd256 Fri, 22 Jan 2010 06:00:00 GMT <![CDATA[SEC Issues Concept Release on Equity Market Structure]]> http://www.davispolk.com/files/Publication/25c52235-b916-4389-a1f0-0f4f2ec5f9d9/Presentation/PublicationAttachment/0938f0fc-c94c-48a4-aa3b-10df609df066/011910_EMS.pdf Publications 25c52235-b916-4389-a1f0-0f4f2ec5f9d9 Tue, 19 Jan 2010 06:00:00 GMT <![CDATA[Summary of the Wall Street Reform and Consumer Protection Act Passed by the House of Representatives, December 11, 2009]]> http://www.davispolk.com/files/Publication/1d9db41f-c855-4f46-ac3f-1d8bd4007805/Presentation/PublicationAttachment/60af4bfc-fc35-4087-bd32-c0c251b27c08/121509_wallstreet_reform.pdf Publications 1d9db41f-c855-4f46-ac3f-1d8bd4007805 Tue, 15 Dec 2009 06:00:00 GMT <![CDATA[FINRA Proposes New Rules Governing Member Payments to Unregistered Broker-Dealers]]> http://www.davispolk.com/files/Publication/0a83e3ed-7c9f-45ab-89ba-11736346035a/Presentation/PublicationAttachment/44c6d3e0-8868-47f8-aea2-0e663d38d767/121009_finra.pdf Publications 0a83e3ed-7c9f-45ab-89ba-11736346035a Thu, 10 Dec 2009 06:00:00 GMT <![CDATA[SEC Proposes Additional Transparency for “Dark Pools” and Intends to Issue Additional Market Structure Proposals and Concept Release Soon]]> http://www.davispolk.com/files/Publication/7ff00278-17a7-465e-82cb-02bcd05f3bcd/Presentation/PublicationAttachment/e65fe65a-2101-405b-a083-041668a9cb33/111709_dark_pools.pdf Publications 7ff00278-17a7-465e-82cb-02bcd05f3bcd Tue, 17 Nov 2009 06:00:00 GMT <![CDATA[Summary of the Restoring American Financial Stability Act of 2009, Introduced by Senator Christopher Dodd (D-CT) November 10, 2009 Discussion Draft]]> http://www.davispolk.com/files/Publication/64ce87e4-9e7a-4d10-ba6c-27a55ad72f09/Presentation/PublicationAttachment/31830e60-c328-4f73-887d-27c5bd2d5d6b/111309_dodd_legislative_summary.pdf Publications 64ce87e4-9e7a-4d10-ba6c-27a55ad72f09 Fri, 13 Nov 2009 06:00:00 GMT <![CDATA[Investor Protection Act Passes House Financial Services Committee]]> http://www.davispolk.com/files/Publication/a1c2f7cf-3137-4099-85bc-56a52430c9be/Presentation/PublicationAttachment/d2344e40-c84c-46a2-b779-584a51b067ff/110909_IPA.pdf Publications a1c2f7cf-3137-4099-85bc-56a52430c9be Mon, 09 Nov 2009 06:00:00 GMT <![CDATA[Competing Over-the-Counter Derivatives Bills Progress Through the House]]> http://www.davispolk.com/files/Publication/adcb3a76-3d1b-4ad7-94af-009c91c97e43/Presentation/PublicationAttachment/2cf2d467-bbe7-44a2-af02-01181bd76049/102909_FrankPeterson_Bills.pdf Publications adcb3a76-3d1b-4ad7-94af-009c91c97e43 Thu, 29 Oct 2009 05:00:00 GMT <![CDATA[Consumer Financial Protection Agency Act Clears House Financial Services Committee]]> http://www.davispolk.com/files/Publication/88d5d05e-76e8-4fee-b3d8-06c867e135a8/Presentation/PublicationAttachment/3fc94581-db92-441f-b9c1-07c4f30a2045/102809_CFPA.pdf Publications 88d5d05e-76e8-4fee-b3d8-06c867e135a8 Wed, 28 Oct 2009 05:00:00 GMT <![CDATA[SEC and CFTC Release Joint Report on Harmonization of Regulation]]> http://www.davispolk.com/files/Publication/aba4b95e-b041-423e-8520-897ee62cec70/Presentation/PublicationAttachment/0b94b781-1c84-469c-b9bb-8bbc03e36477/102009_SEC_CFTC_JointReport.html Publications aba4b95e-b041-423e-8520-897ee62cec70 Tue, 20 Oct 2009 05:00:00 GMT <![CDATA[Representative Kanjorski Releases Investor Protection, Private Investment Fund Advisers Registration and Federal Insurance Office Proposals]]> http://www.davispolk.com/files/Publication/948e554f-2037-4f0e-81eb-001bc52e4762/Presentation/PublicationAttachment/43b23898-544a-4344-bfbb-9c30be53402c/100609_Kanjorski.pdf Publications 948e554f-2037-4f0e-81eb-001bc52e4762 Tue, 06 Oct 2009 05:00:00 GMT <![CDATA[FINRA Proposes Amendments to Communications Rules, Including New Pre-Filing Requirements for Structured Products Communications]]> http://www.davispolk.com/files/Publication/28efe4e0-320b-499e-89f9-3c9a4e7796dd/Presentation/PublicationAttachment/00dd74cd-3e73-4c6c-a234-4329c8000553/100209_finra.pdf Publications 28efe4e0-320b-499e-89f9-3c9a4e7796dd Fri, 02 Oct 2009 05:00:00 GMT <![CDATA[SEC Proposes to Ban “Flash” Orders; Announces Broad Review of Market Structure Issues]]> http://www.davispolk.com/files/Publication/afe67958-1fc3-405b-8fc0-6b5b35b33da7/Presentation/PublicationAttachment/c8d05d5c-608b-491c-b301-6e1967c420de/09.21.09.SEC.ban.flash.orders.html Publications afe67958-1fc3-405b-8fc0-6b5b35b33da7 Mon, 21 Sep 2009 05:00:00 GMT <![CDATA[FDIC Extends Cautious Welcome To Private Capital Investments In Failed Banks]]> http://www.davispolk.com/files/Publication/69a7d2ef-5bcc-4d24-aef7-01b24c5d7324/Presentation/PublicationAttachment/badb39cb-41da-47da-9575-034ac6fddd06/083109_FDIC.pdf Publications 69a7d2ef-5bcc-4d24-aef7-01b24c5d7324 Mon, 31 Aug 2009 05:00:00 GMT <![CDATA[Short Sales: SEC Staff Provides Guidance on Short Sale Order-Marking Issues, Updates Regulation SHO FAQs]]> http://www.davispolk.com/files/Publication/8bd59768-26a0-41af-ab43-06c344efea67/Presentation/PublicationAttachment/a8a7ab0d-a3fb-4feb-8059-0ae5454ce7d7/080931_short_sales.html Publications 8bd59768-26a0-41af-ab43-06c344efea67 Mon, 31 Aug 2009 05:00:00 GMT <![CDATA[Obama Administration Proposes Sweeping Legislation to Regulate Over-The-Counter Derivatives]]> http://www.davispolk.com/files/Publication/5a453323-3f01-4885-aede-07938800eedd/Presentation/PublicationAttachment/f08f8b6e-35a8-4ad8-88e4-8b9c697e5672/08.17.09.Obama.Derivatives.html Publications 5a453323-3f01-4885-aede-07938800eedd Mon, 17 Aug 2009 05:00:00 GMT <![CDATA[Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives]]> http://www.davispolk.com/files/Publication/192e003c-da11-4c45-a2eb-16c3ef47d460/Presentation/PublicationAttachment/46ca416c-76ce-4738-99b3-186c450dc8c6/072809_short_sales.html Publications 192e003c-da11-4c45-a2eb-16c3ef47d460 Tue, 28 Jul 2009 05:00:00 GMT <![CDATA[The Regulatory Reform Marathon]]> http://www.davispolk.com/files/Publication/963cb101-2593-4ba0-9133-02f73afd2bd9/Presentation/PublicationAttachment/bfcca243-1cf2-47b6-81fb-0a23756a927c/072809_Marathon.pdf Publications 963cb101-2593-4ba0-9133-02f73afd2bd9 Tue, 28 Jul 2009 05:00:00 GMT <![CDATA[Investor Protection Act of 2009]]> http://www.davispolk.com/files/Publication/248892a6-918c-4063-ba95-0328cb0a2041/Presentation/PublicationAttachment/6393e0f9-ba29-4d4d-a1b1-02e0985d6cdb/071309_IPA_2009.html Publications 248892a6-918c-4063-ba95-0328cb0a2041 Mon, 13 Jul 2009 05:00:00 GMT <![CDATA[FDIC Proposes Conditions for Investments in Failed Banks by Private Capital Investors]]> http://www.davispolk.com/files/Publication/07ca60c4-252f-4126-843d-031944cf38e5/Presentation/PublicationAttachment/2bb89882-6046-4813-ac91-5880df14b15f/070609_FDIC_PE.pdf Publications 07ca60c4-252f-4126-843d-031944cf38e5 Mon, 06 Jul 2009 05:00:00 GMT <![CDATA[A New Foundation for Financial Regulation?]]> http://www.davispolk.com/files/Publication/726890c9-123c-4113-a924-a129bc96fbce/Presentation/PublicationAttachment/d1bbea9e-1369-49a5-838f-c83e8f4fae1b/062209_New_Foundation.pdf Publications 726890c9-123c-4113-a924-a129bc96fbce Mon, 22 Jun 2009 05:00:00 GMT <![CDATA[Obama Administration White Paper on Financial Regulatory Reform: Executive Summary and Outline of Key Proposals]]> http://www.davispolk.com/files/Publication/f1e8febf-a6d8-4cc4-98fe-c963512784a1/Presentation/PublicationAttachment/88855a14-ee9e-4e8a-9f1d-cc2f85979897/06.17.09.fin.reg.reform.pdf Publications f1e8febf-a6d8-4cc4-98fe-c963512784a1 Wed, 17 Jun 2009 05:00:00 GMT <![CDATA[The Authorizing the Regulation of Swaps Act]]> http://www.davispolk.com/files/Publication/9c52a8fd-72e8-477d-86e5-a7ef4b2af5ec/Presentation/PublicationAttachment/22929aae-753b-4b9c-871a-a9207549ae2e/05.13.09.Levin.Collins.Bill.pdf Publications 9c52a8fd-72e8-477d-86e5-a7ef4b2af5ec Wed, 13 May 2009 05:00:00 GMT <![CDATA[Short Sale Proposals: Key Questions]]> http://www.davispolk.com/files/Publication/f7bec545-f693-49bc-be1c-c289ec227cba/Presentation/PublicationAttachment/81f38e33-f780-4f2c-b853-c3558dc0b584/05.04.09.Short.Sale.Proposals.pdf Publications f7bec545-f693-49bc-be1c-c289ec227cba Mon, 04 May 2009 05:00:00 GMT <![CDATA[The Debate Over Federal Insurance Regulation]]> http://www.davispolk.com/files/Publication/deabf517-aa56-4e8a-9082-d98a18fbfcd8/Presentation/PublicationAttachment/c55c5cc0-0e4a-4dc0-bf61-daf4535aa750/04.14.09.fir.pdf Publications deabf517-aa56-4e8a-9082-d98a18fbfcd8 Tue, 14 Apr 2009 05:00:00 GMT <![CDATA[Proposed Short Sale Restrictions]]> http://www.davispolk.com/files/Publication/d8b73f50-64cb-427f-ab19-255854dce863/Presentation/PublicationAttachment/9dfacaf2-5e04-4b42-b107-292920c3053d/04.08.09.Proposed.Short.Sale.Restrictions.htm Publications d8b73f50-64cb-427f-ab19-255854dce863 Wed, 08 Apr 2009 05:00:00 GMT <![CDATA[Treasury's Proposed Resolution Authority for Systemically Significant Financial Companies]]> http://www.davispolk.com/files/Publication/ac9a7a46-c385-48e8-8839-513f6cd568f9/Presentation/PublicationAttachment/ababdb35-463e-44a3-b515-586821ddca36/03.30.09.resolution.authority.pdf Publications ac9a7a46-c385-48e8-8839-513f6cd568f9 Mon, 30 Mar 2009 05:00:00 GMT <![CDATA[Treasury's Rules of the Road for Regulatory Reform]]> http://www.davispolk.com/files/Publication/cececf05-e471-4fbd-8668-5ae91de65b38/Presentation/PublicationAttachment/3341086d-2d70-463d-aa6c-61ea822aad1d/03.30.09.regulatory.reform.pdf Publications cececf05-e471-4fbd-8668-5ae91de65b38 Mon, 30 Mar 2009 05:00:00 GMT <![CDATA[The Public-Private Investment Program]]> http://www.davispolk.com/files/Publication/65f0b8c8-a081-4ec5-b494-47c6b826bb58/Presentation/PublicationAttachment/6916eb38-dbd1-4f7b-98a3-4837a2452545/03.25.09.PPIP.pdf Publications 65f0b8c8-a081-4ec5-b494-47c6b826bb58 Wed, 25 Mar 2009 05:00:00 GMT <![CDATA[The Financial Stability Plan and its Impact on Financial Institutions and Private Capital]]> http://www.davispolk.com/files/Publication/f29b44ba-dbba-4a2b-a903-06dd1b8549f2/Presentation/PublicationAttachment/7079837a-dec3-4166-a1cd-07c3afbf5476/02.17.09.bailout.memo.pdf Publications f29b44ba-dbba-4a2b-a903-06dd1b8549f2 Tue, 17 Feb 2009 06:00:00 GMT <![CDATA[UK and US Financial Rescue Packages - A Survey]]> http://www.davispolk.com/files/Publication/2e9db572-8583-4ede-b343-00f51451347e/Presentation/PublicationAttachment/c2120367-f4da-4d96-b3fb-02572452ae14/01.28.09.UK.US.FRP.survey.pdf Publications 2e9db572-8583-4ede-b343-00f51451347e Wed, 28 Jan 2009 06:00:00 GMT <![CDATA[Davis Polk Advises Citigroup on Its Wealth Management Joint Venture With Morgan Stanley]]> Davis-Polk-Advises-Citigroup-on-Its-Wealth-Management-Joint-Venture-With-Morgan-Stanley-01-14-2009/ News 64a0ad2e-62b5-4705-ad3d-0b7b11b39cec Wed, 14 Jan 2009 06:00:00 GMT <![CDATA[The Struggle Over the Second Half of TARP]]> http://www.davispolk.com/files/Publication/d7188445-d6d8-4cbb-a697-2f0418b789a0/Presentation/PublicationAttachment/4e887445-6797-4bad-9026-300228db80fb/01.12.09.TARP.2.pdf Publications d7188445-d6d8-4cbb-a697-2f0418b789a0 Mon, 12 Jan 2009 06:00:00 GMT <![CDATA[FINRA Proposes Amendments to Reporting Requirements]]> http://www.davispolk.com/files/Publication/69da07e8-1f21-4a82-b343-1732af378ca1/Presentation/PublicationAttachment/84aaabc8-3781-4b0a-a329-21b2cca7ac91/12.08.08.FINRA.Proposes.Amendments.pdf Publications 69da07e8-1f21-4a82-b343-1732af378ca1 Mon, 08 Dec 2008 06:00:00 GMT <![CDATA[Credit Default Swap and Regulatory Restructuring Bills Proposed by Senator Harkin and Senator Collins]]> http://www.davispolk.com/files/Publication/8a8ea115-a00e-4e82-b6ae-0527953e857a/Presentation/PublicationAttachment/80810910-f020-493c-bbf6-091a7af99cb4/12.01.08.HCB.pdf Publications 8a8ea115-a00e-4e82-b6ae-0527953e857a Mon, 01 Dec 2008 06:00:00 GMT <![CDATA[FINRA Jurisdiction Over Members' Non-Securities Activities]]> http://www.davispolk.com/ Publications 86bac1c5-c37f-4fbf-8124-26bd09cf486d Sat, 01 Nov 2008 05:00:00 GMT <![CDATA[SEC Adopts Final Short Sale Rules]]> http://www.davispolk.com/files/Publication/62d90041-315a-47e9-8afb-0fff7cbcc258/Presentation/PublicationAttachment/ded3730f-0d2f-4a3e-b95b-1883d261cefc/10.21.08.Final.Short.Sale.Rules.pdf Publications 62d90041-315a-47e9-8afb-0fff7cbcc258 Tue, 21 Oct 2008 05:00:00 GMT <![CDATA[SEC Extends Short Sale Emergency Orders]]> http://www.davispolk.com/files/Publication/6e0c718e-f05f-480c-ba13-870430557b58/Presentation/PublicationAttachment/fb90c147-7c11-4094-b03d-8947aeb03509/10.03.08.SECShortSale.htm Publications 6e0c718e-f05f-480c-ba13-870430557b58 Fri, 03 Oct 2008 05:00:00 GMT <![CDATA[SEC Amends Order Temporarily Banning Short Sales of Financial Companies to Modify Scope of Covered Securities and Expand Exemption for Derivatives Market Makers]]> http://www.davispolk.com/files/Publication/a42af383-4ed4-4999-a5b2-a826707f290f/Presentation/PublicationAttachment/f89fc63c-b769-43aa-a1c8-a8bb092f6d75/09.22.08.SEC.Amends.Order.Temporarily.Banning.Short.Sales.of.Financial.Companies.htm Publications a42af383-4ed4-4999-a5b2-a826707f290f Mon, 22 Sep 2008 05:00:00 GMT <![CDATA[SEC Issues Order Temporarily Banning Short Sales of Public Securities of 799 Financial Companies]]> http://www.davispolk.com/files/Publication/d6f965cd-0cf3-4d35-9169-0f40da57a61c/Presentation/PublicationAttachment/d679c18a-87b3-4821-a1b2-14b2650eedee/09.19.08.SEC.Issues.Order.Temporarily.Banning.Short.Sales.of.Public.Securities.htm Publications d6f965cd-0cf3-4d35-9169-0f40da57a61c Fri, 19 Sep 2008 05:00:00 GMT <![CDATA[SEC Issues New Rules on Naked Short Sales and Plans Further Actions to Combat Market Abuses]]> http://www.davispolk.com/files/Publication/da2353e6-d809-459a-9566-eca2a869fcca/Presentation/PublicationAttachment/aba0ee03-1d3f-477b-a935-ee965614360e/09.18.08.New.Rules.on.Naked.Short.Sales.htm Publications da2353e6-d809-459a-9566-eca2a869fcca Thu, 18 Sep 2008 05:00:00 GMT <![CDATA[Suggestions for Procedural Reform in Securities Market Regulation]]> http://www.davispolk.com/ Publications c91c819e-a7ba-4beb-9468-5ce03da4bd78 Sun, 01 Apr 2007 05:00:00 GMT